| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
69,900,000 |
| Market
Cap: |
2.09(B) |
| Last
Volume: |
62,202 |
Avg
Vol: |
54,140 |
| 52
Week Range: |
$25.17 - $30.8 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Tri-Continental is registered as a diversified, closed-end management investment company. The Fund's investment objective is to produce future growth of both capital and income, while providing reasonable income. The Fund invests across a company's investable capital structure, including stocks, bonds and convertible securities.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
3,000 |
3,000 |
| Total Buy Value |
$0 |
$0 |
$81,211 |
$81,211 |
| Total People Bought |
0 |
0 |
1 |
1 |
| Total Buy Transactions |
0 |
0 |
1 |
1 |
| Total Shares Sold |
0 |
0 |
27 |
27 |
| Total Sell Value |
$0 |
$0 |
$748 |
$748 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Ilchman Alice S |
Director |
– • – |
2004-12-01 |
4 |
B |
$17.96 |
$1,000 |
I/I |
56 |
1,039 |
2.02 |
- |
|
| Cunningham John B |
Vice PresidentOfficer |
• – – |
2004-09-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,500 |
|
- |
|
| Ilchman Alice S |
Director |
– • – |
2004-08-11 |
4 |
B |
$15.97 |
$998 |
I/I |
62 |
981 |
2.02 |
- |
|
| Moles Thomas G |
Director Issuers Inv. Advisor |
– – – |
2004-04-28 |
4 |
S |
$16.86 |
$3,846 |
D/D |
(228) |
3,633 |
|
- |
|
| Mcpherson Frank A |
Director |
– • – |
2004-04-28 |
4 |
B |
$16.86 |
$74,114 |
D/D |
4,396 |
56,829 |
2.39 |
- |
|
| Ilchman Alice S |
Director |
– • – |
2004-01-07 |
4 |
B |
$16.74 |
$498 |
I/I |
30 |
914 |
2.02 |
- |
|
| Schmaltz Richard R |
officerTitle |
– – – |
2004-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,175 |
|
- |
|
| Morris William C |
Director of Issuers Inv. Adv. |
– – – |
2003-12-24 |
4 |
B |
$16.06 |
$40,000 |
I/I |
2,491 |
46,817 |
0.01 |
- |
|
| Mcpherson Frank A |
Director |
– • – |
2003-10-15 |
4 |
S |
$15.79 |
$15,000 |
D/D |
(950) |
52,185 |
|
- |
|
| Guidone Paul C |
Director |
– • – |
2003-09-10 |
4 |
B |
$15.18 |
$87,070 |
D/D |
5,736 |
6,576 |
2.39 |
- |
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110 Records found
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Page 5 of 5 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.27 (0.91%) 
