| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
72,460,000 |
| Market
Cap: |
2.07(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$16.39 - $72.09 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Upstart is a cloud-based artificial intelligence lending platform. Co. helps bank partners originate credit by providing them with a proprietary, cloud-based, artificial intelligence lending platform. As Co.'s technology continues to improve and additional banks adopt the Upstart platform, consumers benefit from improved access to affordable and frictionless credit.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
2,000 |
| Total Buy Value |
$0 |
$0 |
$0 |
$39,851 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
168,221 |
389,665 |
570,939 |
741,679 |
| Total Sell Value |
$4,363,114 |
$11,426,032 |
$16,799,279 |
$21,156,734 |
| Total People Sold |
5 |
5 |
5 |
7 |
| Total Sell Transactions |
15 |
49 |
84 |
129 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-05-17 |
4 |
OE |
$0.60 |
$4,140 |
D/D |
6,900 |
281,055 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-05-16 |
4 |
AS |
$40.09 |
$24,052 |
D/D |
(600) |
274,155 |
|
-44% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-05-16 |
4 |
OE |
$0.60 |
$360 |
D/D |
600 |
274,755 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-05-13 |
4 |
OE |
$2.15 |
$271,202 |
D/D |
87,788 |
274,155 |
|
- |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2022-05-02 |
4 |
AS |
$80.00 |
$333,280 |
I/I |
(4,166) |
546,501 |
|
-67% |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2022-05-02 |
4 |
AS |
$80.00 |
$3,333,377 |
D/D |
(41,667) |
87,114 |
|
-67% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-04-27 |
4 |
AS |
$71.87 |
$549,146 |
D/D |
(7,500) |
186,367 |
|
-63% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-04-27 |
4 |
OE |
$0.60 |
$4,500 |
D/D |
7,500 |
193,867 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-04-20 |
4 |
AS |
$79.04 |
$609,786 |
D/D |
(7,500) |
186,367 |
|
-69% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-04-20 |
4 |
OE |
$0.60 |
$4,500 |
D/D |
7,500 |
193,867 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-04-06 |
4 |
AS |
$94.50 |
$725,648 |
D/D |
(7,500) |
186,367 |
|
-63% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-04-06 |
4 |
OE |
$0.60 |
$4,500 |
D/D |
7,500 |
193,867 |
|
- |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2022-04-01 |
4 |
AS |
$108.11 |
$907,171 |
I/I |
(8,332) |
548,584 |
|
-71% |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2022-04-01 |
4 |
AS |
$106.98 |
$9,032,416 |
D/D |
(83,333) |
87,114 |
|
-71% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-30 |
4 |
AS |
$113.46 |
$897,237 |
D/D |
(7,500) |
186,367 |
|
-75% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-30 |
4 |
OE |
$0.60 |
$4,500 |
D/D |
7,500 |
193,867 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-23 |
4 |
AS |
$118.52 |
$914,587 |
D/D |
(7,500) |
186,367 |
|
-79% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-23 |
4 |
OE |
$0.60 |
$4,500 |
D/D |
7,500 |
193,867 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-16 |
4 |
AS |
$99.30 |
$782,831 |
D/D |
(7,500) |
186,367 |
|
-79% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-16 |
4 |
OE |
$0.43 |
$3,650 |
D/D |
7,500 |
193,867 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-09 |
4 |
AS |
$114.71 |
$884,374 |
D/D |
(7,500) |
186,367 |
|
-76% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-09 |
4 |
OE |
$0.43 |
$3,225 |
D/D |
7,500 |
193,867 |
|
- |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-02 |
4 |
AS |
$140.61 |
$1,099,782 |
D/D |
(7,500) |
186,367 |
|
-83% |
|
| Nicoll Alison |
General Counsel and Secretary |
• – – |
2022-03-02 |
4 |
OE |
$0.43 |
$3,225 |
D/D |
7,500 |
193,867 |
|
- |
|
| Gu Paul |
SVP, Product and Data Science |
• • – |
2022-03-01 |
4 |
AS |
$160.01 |
$320,028 |
D/D |
(2,000) |
459,294 |
|
-81% |
|
396 Records found
|
|
Page 10 of 16 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
1.16 (4.23%) 
