| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,232,275 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Scupham Amy J. |
SVP - Distribution |
• – – |
2020-12-31 |
4 |
D |
$25.47 |
$101,523 |
D/D |
(3,986) |
74,597 |
|
- |
|
| Buyle Mark P. |
SVP, GC, CLO and Secretary |
• – – |
2020-12-31 |
4 |
D |
$25.47 |
$70,272 |
D/D |
(2,759) |
90,166 |
|
- |
|
| Hanson Daniel P |
SVP & CIO |
• – – |
2020-06-10 |
4 |
D |
$15.59 |
$195,187 |
D/D |
(12,520) |
369,399 |
|
- |
|
| Mihal Shawn M. |
SVP - Wealth Management |
• – – |
2020-04-02 |
4 |
D |
$11.30 |
$8,678 |
D/D |
(768) |
95,102 |
|
- |
|
| Buyle Mark P. |
SVP, GC, CLO and Secretary |
• – – |
2020-04-02 |
4 |
D |
$11.30 |
$11,910 |
D/D |
(1,054) |
92,925 |
|
- |
|
| Scupham Amy J. |
SVP - Distribution |
• – – |
2020-04-02 |
4 |
D |
$11.30 |
$2,972 |
D/D |
(263) |
78,583 |
|
- |
|
| Bloss Brent K |
President |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
112,929 |
401,236 |
|
- |
|
| Daley Michael John |
VP - Chief Acct Off,IR & Treas |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
4,673 |
8,529 |
|
- |
|
| Buyle Mark P. |
SVP, GC, CLO and Secretary |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
29,206 |
93,979 |
|
- |
|
| Mihal Shawn M. |
SVP - Wealth Management |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
40,888 |
95,870 |
|
- |
|
| Scupham Amy J. |
SVP - Distribution |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
36,994 |
78,846 |
|
- |
|
| Sanders Philip James |
CEO |
• • – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
206,387 |
805,325 |
|
- |
|
| Rackers Christopher W. |
SVP and CAO |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
33,100 |
65,254 |
|
- |
|
| Hanson Daniel P |
SVP & CIO |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
122,664 |
381,919 |
|
- |
|
| Clouse Benjamin R |
SVP & CFO |
• – – |
2020-03-10 |
4 |
A |
$0.00 |
$0 |
D/D |
42,835 |
116,978 |
|
- |
|
| Kline Katherine M. A. |
Director |
– • – |
2020-02-21 |
4 |
A |
$0.00 |
$0 |
D/D |
6,794 |
6,794 |
|
- |
|
| Weaver Constance K |
Director |
– • – |
2020-02-21 |
4 |
A |
$0.00 |
$0 |
D/D |
6,794 |
6,794 |
|
- |
|
| Scupham Amy J. |
SVP - Distribution |
• – – |
2020-01-10 |
4 |
D |
$16.56 |
$40,175 |
D/D |
(2,426) |
41,852 |
|
- |
|
| Scupham Amy J. |
SVP - Distribution |
• – – |
2020-01-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,426 |
44,278 |
|
- |
|
| Scupham Amy J. |
SVP - Distribution |
• – – |
2020-01-10 |
4 |
D |
$16.56 |
$13,894 |
D/D |
(839) |
41,852 |
|
- |
|
| Daley Michael John |
VP - Chief Acct Off,IR & Treas |
• – – |
2020-01-10 |
4 |
D |
$16.56 |
$17,487 |
D/D |
(1,056) |
3,856 |
|
- |
|
| Daley Michael John |
VP - Chief Acct Off,IR & Treas |
• – – |
2020-01-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,056 |
4,912 |
|
- |
|
| Daley Michael John |
VP - Chief Acct Off,IR & Treas |
• – – |
2020-01-10 |
4 |
D |
$16.56 |
$6,044 |
D/D |
(365) |
3,856 |
|
- |
|
| Buyle Mark P. |
SVP, GC, CLO and Secretary |
• – – |
2020-01-10 |
4 |
D |
$16.56 |
$50,226 |
D/D |
(3,033) |
64,773 |
|
- |
|
| Buyle Mark P. |
SVP, GC, CLO and Secretary |
• – – |
2020-01-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,033 |
67,806 |
|
- |
|
301 Records found
|
|
Page 3 of 13 |
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