| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,232,275 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kosloff Alan W |
Director |
– • – |
2019-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,922 |
46,999 |
|
- |
|
| Morrissey Michael F |
Director |
– • – |
2019-01-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,922 |
44,683 |
|
- |
|
| Morrissey Michael F |
Director |
– • – |
2019-01-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,922 |
0 |
|
- |
|
| Morrissey Michael F |
Director |
– • – |
2019-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,922 |
6,922 |
|
- |
|
| Raines James M |
Director |
– • – |
2019-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
2,308 |
24,492 |
|
- |
|
| Logue Dennis E |
Director |
– • – |
2019-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,922 |
74,452 |
|
- |
|
| Godlasky Thomas C |
Director |
– • – |
2019-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
9,137 |
48,122 |
|
- |
|
| Sanders Philip James |
CEO & Chief Inv.Officer |
• • – |
2018-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
164,547 |
650,267 |
|
- |
|
| Sanders Philip James |
CEO & Chief Inv.Officer |
• • – |
2018-12-31 |
4 |
D |
$18.08 |
$821,953 |
D/D |
(45,462) |
485,720 |
|
- |
|
| Rackers Christopher W. |
SVP and CHRO |
• – – |
2018-12-31 |
4 |
A |
$18.08 |
$500,002 |
D/D |
27,655 |
35,549 |
|
- |
|
| Mihal Shawn M. |
SVP - Broker-Dealer |
• – – |
2018-12-31 |
4 |
A |
$18.08 |
$650,012 |
D/D |
35,952 |
61,464 |
|
- |
|
| Clouse Benjamin R |
SVP, CFO & Treasurer |
• – – |
2018-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
38,717 |
80,778 |
|
- |
|
| Clouse Benjamin R |
SVP, CFO & Treasurer |
• – – |
2018-12-31 |
4 |
D |
$18.08 |
$68,596 |
D/D |
(3,794) |
42,061 |
|
- |
|
| Buyle Mark P. |
SVP, GC, CLO and Secretary |
• – – |
2018-12-31 |
4 |
A |
$18.08 |
$450,011 |
D/D |
24,890 |
70,211 |
|
- |
|
| Bloss Brent K |
EVP & COO |
• – – |
2018-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
82,965 |
313,527 |
|
- |
|
| Bloss Brent K |
EVP & COO |
• – – |
2018-12-31 |
4 |
D |
$18.08 |
$474,654 |
D/D |
(26,253) |
230,562 |
|
- |
|
| Scupham Amy J. |
SVP - Distribution |
• – – |
2018-12-31 |
4 |
A |
$18.08 |
$650,012 |
D/D |
35,952 |
46,543 |
|
- |
|
| Walton Jerry W |
Director |
– • – |
2018-11-16 |
4 |
S |
$19.05 |
$179,589 |
D/D |
(9,427) |
71,905 |
|
- |
|
| Kosloff Alan W |
Director |
– • – |
2018-09-12 |
4 |
S |
$20.42 |
$400,551 |
D/D |
(19,614) |
40,077 |
|
- |
|
| Raines James M |
Director |
– • – |
2018-09-11 |
4 |
S |
$20.53 |
$54,240 |
D/D |
(2,642) |
22,184 |
|
- |
|
| Raines James M |
Director |
– • – |
2018-06-12 |
4 |
S |
$19.93 |
$52,626 |
D/D |
(2,640) |
24,826 |
|
- |
|
| Raines James M |
Director |
– • – |
2018-05-04 |
4 |
S |
$18.38 |
$17,714 |
D/D |
(964) |
27,466 |
|
- |
|
| Hills Wendy J |
EVP, GC, Chief Legal Off & Sec |
• – – |
2018-04-02 |
4 |
D |
$19.46 |
$46,957 |
D/D |
(2,413) |
171,074 |
|
- |
|
| Clouse Benjamin R |
SVP and CFO |
• – – |
2018-04-02 |
4 |
D |
$19.46 |
$12,785 |
I/I |
(657) |
7,024 |
|
- |
|
| Walton Jerry W |
Director |
– • – |
2018-02-01 |
4 |
S |
$22.95 |
$132,944 |
D/D |
(5,792) |
81,332 |
|
- |
|
301 Records found
|
|
Page 6 of 13 |
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