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| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
7,250,000 |
| Market
Cap: |
50.75(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.19 - $7.73 |
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| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
14,228 |
14,228 |
64,828 |
| Total Buy Value |
$0 |
$98,404 |
$98,404 |
$430,257 |
| Total People Bought |
0 |
2 |
2 |
2 |
| Total Buy Transactions |
0 |
6 |
6 |
28 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-18 |
2023-10-17 |
2023-04-18 |
2022-04-18 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Meyers William T. |
Director |
– • – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,000 |
|
-3% |
|
| Meyers William T. |
Director |
– • – |
2024-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,150 |
|
-3% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2023-12-12 |
4 |
B |
$7.05 |
$5,816 |
I/I |
825 |
19,327 |
0.01 |
-1% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2023-12-12 |
4 |
B |
$7.05 |
$5,816 |
I/I |
825 |
19,327 |
1.99 |
-1% |
|
| Mcculloch Benjamin |
Secretary & CLO |
• – – |
2023-12-11 |
4 |
A |
$0.00 |
$0 |
D/D |
2,209 |
3,661 |
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- |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2023-12-11 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,409) |
18,502 |
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- |
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| Brombach Theodore J |
President & CEO |
• – – |
2023-12-11 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,409) |
18,502 |
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- |
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| Flynn Kimberly Ann |
Vice President |
• – – |
2023-12-11 |
4 |
A |
$0.00 |
$0 |
D/D |
2,400 |
40,200 |
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- |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2023-12-05 |
4 |
B |
$6.89 |
$41,340 |
I/I |
6,000 |
23,684 |
0.01 |
0% |
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| Brombach Theodore J |
President & CEO |
• – – |
2023-12-05 |
4 |
B |
$6.89 |
$41,340 |
I/I |
6,000 |
23,684 |
1.99 |
0% |
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| Brombach Theodore J |
President & CEO |
• – – |
2023-11-13 |
4 |
B |
$7.08 |
$2,046 |
I/I |
289 |
17,684 |
1.91 |
-0% |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2023-11-13 |
4 |
B |
$7.08 |
$2,046 |
I/I |
289 |
17,684 |
0.01 |
-0% |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2023-07-24 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,000 |
520,285 |
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- |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2022-12-22 |
4 |
B |
$6.33 |
$3,165 |
D/D |
500 |
515,997 |
2.36 |
5% |
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| Brombach Theodore J |
President & CEO |
• – – |
2022-11-11 |
4 |
B |
$6.67 |
$20,344 |
I/I |
3,050 |
15,050 |
1.99 |
-7% |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2022-11-11 |
4 |
B |
$6.67 |
$20,344 |
I/I |
3,050 |
15,050 |
0.01 |
-7% |
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| Spence John Yogi |
Adviser Personnel |
– – – |
2022-11-10 |
4 |
B |
$6.63 |
$13,275 |
I/I |
2,000 |
12,000 |
0.01 |
-6% |
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| Brombach Theodore J |
President & CEO |
• – – |
2022-11-10 |
4 |
B |
$6.63 |
$13,275 |
I/I |
2,000 |
12,000 |
1.99 |
-6% |
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| Brombach Theodore J |
President & CEO |
• – – |
2022-11-09 |
4 |
B |
$6.53 |
$13,088 |
I/I |
2,000 |
10,000 |
1.99 |
-4% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2022-11-09 |
4 |
B |
$6.53 |
$13,088 |
I/I |
2,000 |
10,000 |
0.01 |
-4% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2022-11-09 |
4/A |
B |
$6.53 |
$13,088 |
I/I |
2,000 |
10,000 |
1.99 |
- |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2022-11-09 |
4/A |
B |
$6.53 |
$13,088 |
I/I |
2,000 |
10,000 |
0.01 |
- |
|
| Brombach Theodore J |
President & CEO |
• – – |
2022-11-08 |
4 |
B |
$6.38 |
$25,967 |
I/I |
4,000 |
8,000 |
1.99 |
-3% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2022-11-08 |
4 |
B |
$6.38 |
$25,967 |
I/I |
4,000 |
8,000 |
0.01 |
-3% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2022-11-08 |
4/A |
B |
$6.38 |
$25,967 |
I/I |
4,000 |
8,000 |
1.99 |
- |
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136 Records found
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Page 1 of 6 |
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