| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
7,250,000 |
| Market
Cap: |
50.61(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.27 - $7.73 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 8.2 |
| Insider 3/6 Months : 8.8 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
14,228 |
14,228 |
64,828 |
| Total Buy Value |
$0 |
$98,404 |
$98,404 |
$430,257 |
| Total People Bought |
0 |
2 |
2 |
2 |
| Total Buy Transactions |
0 |
6 |
6 |
28 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Eagle Point Dif Gp I Llc |
10% Owner |
– – • |
2021-09-09 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
348,303 |
|
2% |
|
| Mcculloch Benjamin |
Secretary & CLO |
• – – |
2021-07-27 |
4 |
B |
$8.67 |
$2,496 |
D/D |
288 |
588 |
2.66 |
4% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2021-07-21 |
4 |
B |
$8.50 |
$250,750 |
D/D |
29,500 |
450,876 |
2.74 |
2% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2021-07-21 |
4 |
B |
$8.50 |
$4,250 |
I/I |
500 |
500 |
0.01 |
2% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2021-07-21 |
4 |
B |
$8.49 |
$80,746 |
D/D |
9,500 |
466,970 |
2.44 |
2% |
|
| Franklin Philip G |
Trustee |
– – – |
2020-03-24 |
4 |
B |
$4.04 |
$40,380 |
D/D |
10,000 |
56,242 |
2.44 |
47% |
|
| Gordon Andrew David |
Sub-Adviser Inv Comm Member |
– – – |
2020-03-20 |
4 |
B |
$4.89 |
$10,025 |
D/D |
2,050 |
4,272 |
2.44 |
33% |
|
| Gordon Andrew David |
Sub-Adviser Inv Comm Member |
– – – |
2020-03-19 |
4 |
B |
$4.47 |
$9,932 |
D/D |
2,222 |
2,222 |
2.44 |
36% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2020-03-18 |
4 |
B |
$4.48 |
$9,000 |
D/D |
2,000 |
421,376 |
2.74 |
45% |
|
| Mcgarrity John P |
Chief Legal & Secretary |
• – – |
2020-03-16 |
4 |
B |
$5.54 |
$13,954 |
D/D |
2,520 |
53,951 |
2.74 |
10% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2020-03-16 |
4 |
B |
$5.69 |
$17,070 |
D/D |
3,000 |
443,210 |
2.44 |
10% |
|
| Spence John Yogi |
Advisor Personnel |
– – – |
2020-03-12 |
4 |
B |
$5.80 |
$10,640 |
D/D |
1,800 |
440,210 |
2.44 |
2% |
|
| Jones Scott C |
Trustee |
– – – |
2020-03-10 |
4 |
S |
$6.82 |
$1,530 |
D/D |
(225) |
6,451 |
|
14% |
|
| Spence John Yogi |
Advisor Personnel |
– – – |
2020-03-06 |
4 |
B |
$7.38 |
$36,900 |
D/D |
5,000 |
438,410 |
2.44 |
-22% |
|
| Mcculloch Benjamin |
Secretary & CLO |
• – – |
2020-01-21 |
4 |
B |
$8.24 |
$2,472 |
D/D |
300 |
300 |
2.66 |
-40% |
|
| Brombach Theodore J |
President&CEO |
• – – |
2020-01-10 |
4 |
B |
$8.17 |
$5,000 |
D/D |
612 |
419,376 |
2.74 |
-41% |
|
| Brombach Theodore J |
President&CEO |
• – – |
2020-01-09 |
4 |
B |
$8.20 |
$4,994 |
D/D |
609 |
418,764 |
2.66 |
-41% |
|
17 Records found
|
1
|
Page 1 of 1 |
|
|
0.01 (0.14%) 
