| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
7,250,000 |
| Market
Cap: |
50.90(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.33 - $7.73 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 8.2 |
| Insider 3/6 Months : 8.8 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
14,228 |
14,228 |
64,828 |
| Total Buy Value |
$0 |
$98,404 |
$98,404 |
$430,257 |
| Total People Bought |
0 |
2 |
2 |
2 |
| Total Buy Transactions |
0 |
6 |
6 |
28 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Spence John Yogi |
CFO & Treasurer |
• – – |
2018-10-02 |
4 |
S |
$9.81 |
$5,015 |
D/D |
(511) |
424,176 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-10-01 |
4 |
S |
$9.82 |
$9,478 |
D/D |
(965) |
420,535 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-10-01 |
4 |
S |
$9.82 |
$11,784 |
D/D |
(1,200) |
424,687 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-27 |
4 |
S |
$9.82 |
$6,873 |
D/D |
(700) |
421,800 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-27 |
4 |
S |
$9.82 |
$6,874 |
D/D |
(700) |
426,287 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-26 |
4 |
S |
$9.80 |
$2,940 |
D/D |
(300) |
421,500 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-26 |
4 |
S |
$9.80 |
$3,920 |
D/D |
(400) |
425,887 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-25 |
4 |
S |
$9.82 |
$1,964 |
D/D |
(200) |
426,987 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-25 |
4 |
S |
$9.82 |
$2,946 |
D/D |
(300) |
422,500 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-20 |
4 |
S |
$9.81 |
$1,961 |
D/D |
(200) |
427,187 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-20 |
4 |
S |
$9.80 |
$1,960 |
D/D |
(200) |
422,800 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-19 |
4 |
S |
$9.82 |
$2,946 |
D/D |
(300) |
423,000 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-19 |
4 |
S |
$9.82 |
$3,929 |
D/D |
(400) |
427,387 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-18 |
4 |
S |
$9.83 |
$2,949 |
D/D |
(300) |
427,787 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-18 |
4 |
S |
$9.83 |
$2,949 |
D/D |
(300) |
423,300 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-17 |
4 |
S |
$9.82 |
$1,963 |
D/D |
(200) |
423,600 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-17 |
4 |
S |
$9.82 |
$1,963 |
D/D |
(200) |
428,087 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-14 |
4 |
S |
$9.87 |
$9,868 |
D/D |
(1,000) |
428,287 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-14 |
4 |
S |
$9.87 |
$8,884 |
D/D |
(900) |
423,800 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-13 |
4 |
S |
$9.87 |
$27,827 |
D/D |
(2,820) |
429,287 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-13 |
4 |
S |
$9.87 |
$28,624 |
D/D |
(2,900) |
424,700 |
|
- |
|
| Cupps Danielle |
Trustee |
– – – |
2018-09-12 |
4 |
B |
$9.85 |
$40,100 |
D/D |
4,055 |
28,055 |
2.44 |
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-09-12 |
4 |
S |
$9.87 |
$9,871 |
D/D |
(1,000) |
427,600 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-09-12 |
4 |
S |
$9.83 |
$10,815 |
D/D |
(1,100) |
432,107 |
|
- |
|
| Cupps Danielle |
Trustee |
– – – |
2018-09-11 |
4 |
B |
$9.89 |
$19,850 |
D/D |
2,000 |
24,000 |
2.44 |
- |
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136 Records found
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Page 4 of 6 |
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