|
|
Exchange: |
N/A |
Security
Type: |
Common |
Shares
Out: |
7,250,000 |
Market
Cap: |
51.33(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$6.34 - $7.73 |
|
Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : 7.8 |
Insider 6 Months : 9.8 |
Insider 3/6 Months : 17.8 |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
13,734 |
27,384 |
27,962 |
78,562 |
Total Buy Value |
$97,924 |
$192,236 |
$196,328 |
$528,181 |
Total People Bought |
2 |
2 |
2 |
2 |
Total Buy Transactions |
4 |
8 |
10 |
32 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Cupps Danielle |
Trustee |
|
2018-09-12 |
4 |
B |
$9.85 |
$40,100 |
D/D |
4,055 |
28,055 |
2.44 |
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-12 |
4 |
S |
$9.87 |
$9,871 |
D/D |
(1,000) |
427,600 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-12 |
4 |
S |
$9.83 |
$10,815 |
D/D |
(1,100) |
432,107 |
|
- |
|
Cupps Danielle |
Trustee |
|
2018-09-11 |
4 |
B |
$9.89 |
$19,850 |
D/D |
2,000 |
24,000 |
2.44 |
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-11 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
433,207 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-11 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
428,600 |
|
- |
|
Cupps Danielle |
Trustee |
|
2018-09-10 |
4 |
B |
$9.88 |
$19,227 |
D/D |
1,945 |
30,000 |
2.44 |
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-10 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
428,900 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-10 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
433,507 |
|
- |
|
Cupps Danielle |
Trustee |
|
2018-09-10 |
4 |
B |
$9.88 |
$19,758 |
D/D |
2,000 |
22,000 |
2.44 |
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-07 |
4 |
S |
$9.85 |
$2,956 |
D/D |
(300) |
433,807 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-07 |
4 |
S |
$9.85 |
$2,956 |
D/D |
(300) |
429,200 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-06 |
4 |
S |
$9.89 |
$9,894 |
D/D |
(1,000) |
434,107 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-06 |
4 |
S |
$9.88 |
$9,883 |
D/D |
(1,000) |
429,500 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-05 |
4 |
S |
$9.86 |
$2,959 |
D/D |
(300) |
430,500 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-05 |
4 |
S |
$9.87 |
$2,960 |
D/D |
(300) |
435,107 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-09-04 |
4 |
S |
$9.89 |
$25,704 |
D/D |
(2,600) |
430,800 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-09-04 |
4 |
S |
$9.89 |
$23,729 |
D/D |
(2,400) |
435,407 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-08-31 |
4 |
S |
$9.95 |
$10,950 |
D/D |
(1,100) |
433,400 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-08-31 |
4 |
S |
$9.96 |
$11,929 |
D/D |
(1,198) |
437,807 |
|
- |
|
Cupps Danielle |
Trustee |
|
2018-08-30 |
4 |
B |
$10.02 |
$50,147 |
D/D |
5,000 |
20,000 |
2.44 |
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-08-30 |
4 |
S |
$10.02 |
$36,966 |
D/D |
(3,690) |
434,500 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-08-30 |
4 |
S |
$10.01 |
$39,046 |
D/D |
(3,900) |
439,005 |
|
- |
|
Brombach Theodore J |
President & CEOInterested Trus |
|
2018-08-29 |
4 |
S |
$9.99 |
$17,578 |
D/D |
(1,760) |
438,190 |
|
- |
|
Spence John Yogi |
CFO & Treasurer |
|
2018-08-29 |
4 |
S |
$9.98 |
$12,773 |
D/D |
(1,280) |
442,905 |
|
- |
|
140 Records found
|
|
Page 5 of 6 |
|
|