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Exchange: |
N/A |
Security
Type: |
Common |
Shares
Out: |
7,250,000 |
Market
Cap: |
50.90(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$6.33 - $7.73 |
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Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : 8.2 |
Insider 3/6 Months : 8.8 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
14,228 |
14,228 |
64,828 |
Total Buy Value |
$0 |
$98,404 |
$98,404 |
$430,257 |
Total People Bought |
0 |
2 |
2 |
2 |
Total Buy Transactions |
0 |
6 |
6 |
28 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Spence John Yogi |
CFO & Treasurer |
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2018-09-11 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
433,207 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-09-11 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
428,600 |
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- |
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Cupps Danielle |
Trustee |
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2018-09-10 |
4 |
B |
$9.88 |
$19,227 |
D/D |
1,945 |
30,000 |
2.44 |
- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-09-10 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
428,900 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-09-10 |
4 |
S |
$9.87 |
$2,961 |
D/D |
(300) |
433,507 |
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- |
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Cupps Danielle |
Trustee |
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2018-09-10 |
4 |
B |
$9.88 |
$19,758 |
D/D |
2,000 |
22,000 |
2.44 |
- |
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Spence John Yogi |
CFO & Treasurer |
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2018-09-07 |
4 |
S |
$9.85 |
$2,956 |
D/D |
(300) |
433,807 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-09-07 |
4 |
S |
$9.85 |
$2,956 |
D/D |
(300) |
429,200 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-09-06 |
4 |
S |
$9.89 |
$9,894 |
D/D |
(1,000) |
434,107 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-09-06 |
4 |
S |
$9.88 |
$9,883 |
D/D |
(1,000) |
429,500 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-09-05 |
4 |
S |
$9.86 |
$2,959 |
D/D |
(300) |
430,500 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-09-05 |
4 |
S |
$9.87 |
$2,960 |
D/D |
(300) |
435,107 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-09-04 |
4 |
S |
$9.89 |
$25,704 |
D/D |
(2,600) |
430,800 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-09-04 |
4 |
S |
$9.89 |
$23,729 |
D/D |
(2,400) |
435,407 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-08-31 |
4 |
S |
$9.95 |
$10,950 |
D/D |
(1,100) |
433,400 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-08-31 |
4 |
S |
$9.96 |
$11,929 |
D/D |
(1,198) |
437,807 |
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- |
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Cupps Danielle |
Trustee |
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2018-08-30 |
4 |
B |
$10.02 |
$50,147 |
D/D |
5,000 |
20,000 |
2.44 |
- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-08-30 |
4 |
S |
$10.02 |
$36,966 |
D/D |
(3,690) |
434,500 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-08-30 |
4 |
S |
$10.01 |
$39,046 |
D/D |
(3,900) |
439,005 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-08-29 |
4 |
S |
$9.99 |
$17,578 |
D/D |
(1,760) |
438,190 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-08-29 |
4 |
S |
$9.98 |
$12,773 |
D/D |
(1,280) |
442,905 |
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- |
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Cupps Danielle |
Trustee |
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2018-08-29 |
4 |
B |
$9.95 |
$49,972 |
D/D |
5,000 |
15,000 |
2.44 |
- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-08-28 |
4 |
S |
$9.95 |
$15,914 |
D/D |
(1,600) |
439,950 |
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- |
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Spence John Yogi |
CFO & Treasurer |
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2018-08-28 |
4 |
S |
$9.94 |
$14,916 |
D/D |
(1,500) |
444,185 |
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- |
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Brombach Theodore J |
President & CEOInterested Trus |
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2018-03-20 |
4/A |
B |
$9.57 |
$2,870 |
D/D |
300 |
441,550 |
2.66 |
- |
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136 Records found
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Page 5 of 6 |
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