| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
7,250,000 |
| Market
Cap: |
50.90(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.33 - $7.73 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : 8.2 |
| Insider 3/6 Months : 8.8 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
14,228 |
14,228 |
64,828 |
| Total Buy Value |
$0 |
$98,404 |
$98,404 |
$430,257 |
| Total People Bought |
0 |
2 |
2 |
2 |
| Total Buy Transactions |
0 |
6 |
6 |
28 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-03-20 |
4 |
B |
$441,550.00 |
$132,465,000 |
D/D |
300 |
10 |
2.74 |
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-03-20 |
4 |
B |
$9.58 |
$2,587 |
D/D |
270 |
445,685 |
2.66 |
- |
|
| Mcgarrity John P |
Chief Legal & Secretary |
• – – |
2018-03-20 |
4 |
B |
$9.58 |
$3,440 |
D/D |
359 |
51,431 |
2.66 |
- |
|
| Mcgarrity John P |
Chief Legal & Secretary |
• – – |
2018-02-07 |
4 |
B |
$9.75 |
$3,432 |
D/D |
352 |
51,072 |
2.66 |
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-02-07 |
4 |
B |
$9.75 |
$2,584 |
D/D |
265 |
445,415 |
2.66 |
- |
|
| Mcgarrity John P |
Chief Legal & Secretary |
• – – |
2017-12-29 |
4 |
B |
$9.43 |
$6,789 |
D/D |
720 |
50,720 |
2.74 |
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2017-12-29 |
4 |
B |
$9.39 |
$6,573 |
D/D |
700 |
445,150 |
2.74 |
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2017-12-22 |
4 |
B |
$9.51 |
$4,755 |
D/D |
500 |
444,450 |
2.66 |
- |
|
| Jones Scott C |
Trustee |
– – – |
2017-09-28 |
4 |
B |
$10.20 |
$24,480 |
D/D |
2,400 |
2,400 |
2.44 |
- |
|
| Xa Investments Llc |
|
– – – |
2017-09-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
10,205 |
|
- |
|
| Basmadjian Lauren Michelle |
|
– – – |
2017-09-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,000 |
|
- |
|
136 Records found
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Page 6 of 6 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
0.01 (0.14%) 
