| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
91,955,000 |
| Market
Cap: |
1.03(B) |
| Last
Volume: |
332,490 |
Avg
Vol: |
331,571 |
| 52
Week Range: |
$11.22 - $11.22 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Luscombe Wendy W |
Director |
• • – |
2013-07-15 |
4 |
B |
$13.20 |
$3,960 |
D/D |
300 |
3,478 |
2.31 |
- |
|
| Luscombe Wendy W |
Director |
• • – |
2013-07-05 |
4 |
B |
$12.90 |
$28,380 |
D/D |
2,200 |
3,178 |
2.39 |
- |
|
| Rogers James B Jr |
Director |
• • – |
2013-06-24 |
4 |
B |
$12.45 |
$12,450 |
D/D |
1,000 |
2,530 |
2.39 |
- |
|
| Rogers James B Jr |
Director |
• • – |
2013-06-13 |
4 |
B |
$13.25 |
$13,250 |
D/D |
1,000 |
3,530 |
2.39 |
- |
|
| Aylward George R Jr |
President & CEO |
• • – |
2013-05-30 |
4 |
B |
$13.34 |
$10,672 |
D/D |
800 |
1,027 |
2.81 |
- |
|
| Neel Carlton |
SVP & Portfolio Manager |
• • – |
2013-05-06 |
4 |
B |
$13.04 |
$91,280 |
D/D |
7,000 |
48,397 |
2.74 |
- |
|
| Dickerson David |
SVP & PM of the Adviser |
• • – |
2013-05-02 |
4 |
B |
$12.82 |
$51,280 |
D/D |
4,000 |
17,888 |
2.74 |
- |
|
| Neel Carlton |
SVP & Portfolio Manager |
• • – |
2013-04-29 |
4 |
B |
$12.72 |
$26,038 |
D/D |
2,047 |
41,397 |
2.81 |
- |
|
| Neel Carlton |
SVP & Portfolio Manager |
• • – |
2013-04-12 |
4 |
B |
$12.85 |
$64,250 |
D/D |
5,000 |
39,350 |
2.74 |
- |
|
| Neel Carlton |
SVP & Portfolio Manager |
• • – |
2013-04-11 |
4 |
B |
$12.88 |
$2,576 |
D/D |
200 |
34,350 |
2.66 |
- |
|
| Neel Carlton |
SVP & Portfolio Manager |
• • – |
2013-04-05 |
4 |
B |
$12.80 |
$1,280 |
D/D |
100 |
34,150 |
2.66 |
- |
|
| Neel Carlton |
SVP & Portfolio Manager |
• • – |
2013-04-03 |
4 |
B |
$12.90 |
$322,500 |
D/D |
25,000 |
34,050 |
2.81 |
- |
|
| Neel Carlton |
Portfolio Manager & SVP |
• – – |
2012-12-17 |
4 |
B |
$12.00 |
$72,601 |
D/D |
6,050 |
15,286 |
2.74 |
- |
|
| Dickerson David |
Portfolio Manager & SVP |
• – – |
2012-12-17 |
4 |
B |
$12.01 |
$24,017 |
D/D |
2,000 |
13,425 |
2.74 |
- |
|
| Dickerson David |
Senior VP |
• – – |
2011-05-18 |
4 |
B |
$3.43 |
$10,290 |
D/D |
3,000 |
41,312 |
2.74 |
- |
|
| Dickerson David |
Senior VP |
• – – |
2010-04-22 |
4 |
B |
$3.43 |
$9,947 |
D/D |
2,900 |
33,482 |
2.74 |
- |
|
| Walton R Keith |
Director |
– • – |
2010-02-05 |
4 |
B |
$3.13 |
$3,678 |
D/D |
1,175 |
3,175 |
2.31 |
- |
|
| Dickerson David |
Senior VP |
• – – |
2009-03-19 |
4 |
B |
$2.46 |
$10,086 |
D/D |
4,100 |
27,246 |
2.74 |
- |
|
| Neel Carlton |
Executive VP |
• – – |
2009-03-10 |
4/A |
B |
$2.15 |
$53,090 |
I/I |
24,600 |
10,000 |
1.99 |
- |
|
| Neel Carlton |
Executive VP |
• – – |
2009-03-10 |
4 |
B |
$2.16 |
$43,200 |
I/I |
20,000 |
10,000 |
1.99 |
- |
|
| Neel Carlton |
Executive VP |
• – – |
2009-03-10 |
4 |
B |
$2.15 |
$9,890 |
D/D |
4,600 |
16,600 |
2.74 |
- |
|
| Walton R Keith |
Director |
– • – |
2009-02-26 |
4 |
B |
$2.50 |
$5,000 |
D/D |
2,000 |
5,442 |
2.39 |
- |
|
| Zweig Martin |
President of Sub-Adviser |
– – – |
2008-11-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(68,508) |
0 |
|
- |
|
| Dickerson David |
Senior VP |
• – – |
2008-10-08 |
4 |
B |
$2.92 |
$5,840 |
D/D |
2,000 |
21,730 |
2.74 |
- |
|
| Zweig Martin |
President of Sub-Adviser |
– – – |
2008-10-06 |
4 |
B |
$3.10 |
$31,000 |
D/D |
10,000 |
143,451 |
2.44 |
- |
|
91 Records found
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Page 2 of 4 |
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