| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
91,955,000 |
| Market
Cap: |
1.03(B) |
| Last
Volume: |
332,490 |
Avg
Vol: |
331,571 |
| 52
Week Range: |
$11.22 - $11.22 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Walton R Keith |
Director |
– • – |
2008-06-04 |
4 |
S |
$4.81 |
$9,582 |
D/D |
(1,992) |
2,000 |
|
- |
|
| Luscombe Wendy W |
Director |
– • – |
2008-04-11 |
4 |
B |
$4.61 |
$10,142 |
I/I |
2,200 |
2,200 |
2.1 |
- |
|
| Dickerson David |
Senior VP |
• – – |
2008-03-06 |
4 |
B |
$4.67 |
$9,807 |
D/D |
2,100 |
18,646 |
2.74 |
- |
|
| Walton R Keith |
Director |
– • – |
2007-12-28 |
4 |
B |
$5.07 |
$10,099 |
D/D |
1,992 |
3,442 |
2.39 |
- |
|
| Baltuch Marc |
Vice President and CCO |
• – – |
2007-09-11 |
4/A |
A |
$4.81 |
$2,405 |
D/D |
500 |
1,000 |
|
- |
|
| Olson Alden |
Director |
– • – |
2007-09-11 |
4/A |
A |
$4.81 |
$9,726 |
D/D |
2,022 |
7,132 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2007-09-11 |
4 |
A |
$4.81 |
$4,810 |
I/I |
1,000 |
2,690 |
|
- |
|
| Olson Alden |
Director |
– • – |
2007-09-11 |
4 |
A |
$4.81 |
$8,899 |
D/D |
1,850 |
6,960 |
|
- |
|
| Baltuch Marc |
Vice President and CCO |
• – – |
2007-09-11 |
4 |
A |
$4.81 |
$1,924 |
D/D |
400 |
900 |
|
- |
|
| Neel Carlton |
Executive Vice President |
• – – |
2007-09-11 |
4 |
A |
$4.81 |
$9,620 |
D/D |
2,000 |
12,000 |
|
- |
|
| Luscombe Wendy W |
Director |
– • – |
2007-09-11 |
4 |
A |
$4.81 |
$3,146 |
D/D |
654 |
3,911 |
|
- |
|
| Rogers James B Jr |
Director |
– • – |
2007-09-11 |
4 |
A |
$4.81 |
$4,906 |
D/D |
1,020 |
6,120 |
|
- |
|
| Dickerson David |
Senior Vice President |
• – – |
2007-09-11 |
4 |
A |
$4.81 |
$12,275 |
D/D |
2,552 |
15,657 |
|
- |
|
| Brunie Charles H |
Director |
– • – |
2007-09-11 |
4 |
A |
$4.81 |
$38,595 |
D/D |
8,024 |
48,144 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2007-08-07 |
4 |
S |
$5.34 |
$427 |
I/I |
(80) |
14 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2007-06-20 |
4 |
S |
$6.11 |
$5,475 |
I/I |
(896) |
94 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2007-06-13 |
4 |
S |
$6.00 |
$4,200 |
I/I |
(700) |
990 |
|
- |
|
| Zweig Martin |
President of Sub-Adviser |
– – – |
2007-06-12 |
5 |
D |
$0.00 |
$0 |
I/I |
(57,304) |
60,408 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2007-05-07 |
4 |
B |
$0.00 |
$0 |
D/D |
0 |
1,450 |
2.31 |
- |
|
| Walton R Keith |
Director |
– • – |
2007-05-07 |
4 |
B |
$5.90 |
$9,971 |
I/I |
1,690 |
1,690 |
2.1 |
- |
|
| Aylward George R Jr |
officerTitle |
• • – |
2007-03-05 |
4 |
B |
$5.60 |
$5,096 |
D/D |
910 |
910 |
2.81 |
- |
|
| Walton R Keith |
Director |
– • – |
2006-11-15 |
4 |
S |
$5.60 |
$840 |
D/D |
(150) |
3,992 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2006-07-10 |
4 |
S |
$5.16 |
$557 |
D/D |
(108) |
4,142 |
|
- |
|
| Walton R Keith |
Director |
– • – |
2006-05-03 |
4 |
S |
$5.40 |
$1,701 |
D/D |
(315) |
4,250 |
|
- |
|
| Dickerson David |
Senior Vice President |
• – – |
2006-05-02 |
4 |
B |
$5.41 |
$23,804 |
D/D |
4,400 |
11,512 |
2.74 |
- |
|
91 Records found
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Page 3 of 4 |
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