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Insider
Information: |
Merrill Lynch Pierce Fenner & Smith Inc |
Relationship: |
Subsidiary |
City: |
New York |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
48 |
|
Direct
Shares |
33,210,669 |
|
Indirect Shares
|
55,162,562 |
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|
Direct
Value |
$4,899,214,595 |
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Indirect Value
|
$16,108,826,628 |
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Total
Shares |
88,373,231 |
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Total
Value |
$21,008,041,223 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
25
|
25
|
Stock
price went up :
|
13
|
13
|
Stock
price went down : |
12
|
12
|
|
|
|
Gain/Loss Ratio : |
1.1
|
1.1
|
Percentage
Gain/Loss : |
-4.3%
|
-105.8%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
California Coastal Communities Inc |
CALCQ |
10% Owner |
1999-06-24 |
1,038,259 |
|
0 |
Premium* |
|
BlackRock Inc A |
BLK |
10% Owner |
|
0 |
2006-09-29 |
12,604,918 |
Premium* |
|
HERC Holdings Inc |
HRI |
10% Owner |
2007-08-17 |
32,172,410 |
2008-11-15 |
39,156,398 |
Premium* |
|
Cumulus Media Inc |
CMLS |
Member of 13D Group (5) |
2007-07-23 |
0 |
2008-02-04 |
123,602 |
Premium* |
|
Blucora Inc |
BCOR |
10% Owner |
2008-12-18 |
0 |
2008-12-22 |
2,537,606 |
Premium* |
|
Nuveen Florida Investment Qualit... |
NQF |
10% Owner |
|
0 |
2008-12-31 |
743 |
Premium* |
|
Nuveen Insured Florida Premium I... |
NFL |
10% Owner |
|
0 |
2008-12-31 |
457 |
Premium* |
|
Nuveen Georgia Premium Income Mu... |
NPG |
10% Owner |
|
0 |
2008-12-31 |
143 |
Premium* |
|
Nuveen Georgia Dividend Advantag... |
NZX |
10% Owner |
|
0 |
2008-12-31 |
51 |
Premium* |
|
Minnesota Municipal Income Portf... |
MXA |
10% Owner |
|
0 |
2008-12-31 |
362 |
Premium* |
|
BlackRock Massachusetts Tax-Exem... |
MHE |
10% Owner |
|
0 |
2008-12-31 |
155 |
Premium* |
|
Nuveen Arizona Premium Income Mu... |
NAZ |
10% Owner |
|
0 |
2008-12-31 |
275 |
Premium* |
|
First Trust Four Corners Senior ... |
FCT |
10% Owner |
|
0 |
2009-01-23 |
57,318 |
Premium* |
|
Eaton Vance Insured Ohio Munici... |
EIO |
10% Owner |
|
0 |
2008-12-31 |
68 |
Premium* |
|
Reaves Utility Income Fund |
UTG |
10% Owner |
|
0 |
2011-01-21 |
901 |
Premium* |
|
Cohen & Steers Infrastructure Fu... |
UTF |
10% Owner |
|
0 |
2008-12-31 |
2,300 |
Premium* |
|
Blackrock Muniyield Florida Fund |
MYF |
10% Owner |
|
0 |
2008-12-31 |
828 |
Premium* |
|
Invesco Van Kampen Inc Tr |
VLT |
10% Owner |
|
0 |
2008-12-31 |
201 |
Premium* |
|
Invesco Van Kampen Select |
VKL |
Subsidiary |
|
0 |
2012-02-02 |
1,372 |
Premium* |
|
Blackrock Muniyield California F... |
MYC |
10% Owner |
|
0 |
2011-04-15 |
2,506 |
Premium* |
|
Boulder Growth & Income Fund |
BIF |
10% Owner |
|
0 |
2008-12-31 |
321 |
Premium* |
|
Blackrock Muniyield New York Ins... |
MYN |
10% Owner |
|
0 |
2008-12-31 |
1,762 |
Premium* |
|
Federated Premier Intermediate M... |
FPT |
Subsidiary |
|
0 |
2017-03-22 |
0 |
Premium* |
|
Nuveen New York Quality Income M... |
NUN |
10% Owner |
|
0 |
2011-01-19 |
100 |
Premium* |
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
|
0 |
2020-12-29 |
5 |
Premium* |
|
Blackrock New Jersey Municipal B... |
BLJ |
10% Owner |
|
0 |
2008-01-30 |
109 |
Premium* |
|
Nuveen New York Dividend Advanta... |
NAN |
10% Owner |
|
0 |
2009-02-27 |
208 |
Premium* |
|
Nuveen Ohio Dividend Advantage M... |
NXI |
10% Owner |
|
0 |
2009-08-31 |
126 |
Premium* |
|
Invesco Van Kampen Advanta |
VKI |
Subsidiary |
2009-11-06 |
0 |
2012-01-31 |
1,371 |
Premium* |
|
Uni-Pixel |
UNXL |
10% Owner |
2009-11-04 |
0 |
2011-07-08 |
644,739 |
Premium* |
|
BlackRock Dividend Income Trust |
BQY |
10% Owner |
2010-08-30 |
0 |
2010-08-30 |
875 |
Premium* |
|
Pioneer High Income |
PHT |
Subsidiary |
2012-11-15 |
0 |
2014-03-13 |
1,292 |
Premium* |
|
DNP Select Income Fund Inc |
DNP |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
Eaton Vance New Jersey Municipal... |
EVJ |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
Subsidiary |
2013-07-31 |
0 |
2013-08-01 |
0 |
Premium* |
|
Blackrock Municipal 2018 Term Tr... |
BPK |
Subsidiary |
2013-07-31 |
0 |
2014-12-26 |
368 |
Premium* |
|
Federated Premier Municipal Inco... |
FMN |
Subsidiary |
2013-10-07 |
0 |
2013-10-08 |
0 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
Subsidiary |
2014-01-27 |
0 |
2014-03-10 |
0 |
Premium* |
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Tropicana Las Vegas Hotel & Casi... |
TPCA |
See Remarks |
|
0 |
2013-08-20 |
21,082 |
Premium* |
|
Eaton Vance Senior Floating Rate... |
EFR |
Subsidiary |
2014-04-01 |
0 |
2014-04-01 |
0 |
Premium* |
|
Neuberger Berman Interm Muni |
NBH |
Subsidiary |
2014-07-02 |
0 |
2014-07-02 |
0 |
Premium* |
|
Blackrock New York Municipal 201... |
BLH |
Subsidiary |
2014-10-16 |
0 |
2014-10-17 |
0 |
Premium* |
|
Gabelli Utility Trust |
GUT |
Subsidiary |
2015-04-27 |
0 |
2018-04-24 |
0 |
Premium* |
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Blackrock Muniholdings New Jerse... |
MUJ |
Subsidiary |
2016-07-20 |
0 |
2016-07-22 |
0 |
Premium* |
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Pioneer Municipal High Income Ad... |
MAV |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
Pimco High Income Fund |
PHK |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
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Dreyfus Municipal Bond Infrastru... |
DMB |
Subsidiary |
2016-07-25 |
0 |
2016-07-26 |
0 |
Premium* |
|
Gabelli Global Multimedia Trust ... |
GGT |
Subsidiary |
2018-05-21 |
0 |
2018-06-06 |
0 |
Premium* |
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Records found :
2041 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 14 of 82
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
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|
Form |
NNB |
Nuveen Virginia Dividend ... |
10% Owner |
|
2009-12-14 |
4 |
S |
$10.05 |
$50,260 |
I/I |
(5,000) |
0 |
0 |
- |
|
NNB |
Nuveen Virginia Dividend ... |
10% Owner |
|
2009-12-14 |
4 |
B |
$10.09 |
$50,450 |
I/I |
5,000 |
5,000 |
1.5 |
- |
|
PFN |
Pimco Floating Rate Strat... |
10% Owner |
|
2009-12-15 |
4 |
S |
$10.07 |
$75,525 |
I/I |
(7,500) |
0 |
0 |
- |
|
PFN |
Pimco Floating Rate Strat... |
10% Owner |
|
2009-12-15 |
4 |
B |
$10.19 |
$76,559 |
I/I |
7,500 |
7,500 |
1.5 |
- |
|
NXK |
Nuveen New York Dividend ... |
10% Owner |
|
2009-12-15 |
4 |
B |
$12.96 |
$2,462 |
I/I |
190 |
190 |
1.42 |
- |
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NXK |
Nuveen New York Dividend ... |
10% Owner |
|
2009-12-15 |
4 |
S |
$12.91 |
$2,453 |
I/I |
(190) |
0 |
0 |
- |
|
KYN |
Kayne Anderson Mlp Invest... |
10% Owner |
|
2009-12-16 |
4 |
S |
$26.29 |
$2,629 |
I/I |
(100) |
0 |
0 |
- |
|
KYN |
Kayne Anderson Mlp Invest... |
10% Owner |
|
2009-12-16 |
4 |
B |
$26.49 |
$2,649 |
I/I |
100 |
100 |
1.42 |
- |
|
XAA |
American Municipal Income... |
10% Owner |
|
2009-12-17 |
4 |
S |
$14.04 |
$42 |
I/I |
(3) |
0 |
0 |
- |
|
VKI |
Invesco Van Kampen Advant... |
10% Owner |
|
2009-12-17 |
4 |
S |
$11.95 |
$8,365 |
I/I |
(700) |
0 |
0 |
- |
|
VKI |
Invesco Van Kampen Advant... |
10% Owner |
|
2009-12-17 |
4 |
B |
$11.26 |
$7,897 |
I/I |
700 |
700 |
1.5 |
- |
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XAA |
American Municipal Income... |
10% Owner |
|
2009-12-17 |
4 |
B |
$14.05 |
$42 |
I/I |
3 |
3 |
1.42 |
- |
|
AVK |
Advent Claymore Convertib... |
10% Owner |
|
2009-12-23 |
4 |
S |
$8.10 |
$7,306 |
I/I |
(900) |
100 |
0 |
- |
|
PTY |
Pimco Corporate Opportuni... |
10% Owner |
|
2009-12-23 |
4 |
B |
$14.74 |
$49,150 |
I/I |
3,333 |
3,333 |
1.5 |
- |
|
PTY |
Pimco Corporate Opportuni... |
10% Owner |
|
2009-12-23 |
4 |
S |
$14.68 |
$48,999 |
I/I |
(3,333) |
0 |
0 |
- |
|
AVK |
Advent Claymore Convertib... |
10% Owner |
|
2009-12-23 |
4 |
B |
$8.17 |
$8,170 |
I/I |
1,000 |
1,000 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2009-12-23 |
4 |
B |
$3.00 |
$6,000 |
I/I |
2,000 |
2,000 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2009-12-23 |
4 |
S |
$2.87 |
$5,740 |
I/I |
(2,000) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2009-12-23 |
4 |
S |
$18.23 |
$25,978 |
I/I |
(1,425) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2009-12-23 |
4 |
B |
$18.25 |
$26,013 |
I/I |
1,425 |
1,425 |
1.5 |
- |
|
NVN |
Nuveen New York Select Qu... |
10% Owner |
|
2009-12-28 |
4 |
B |
$13.48 |
$37,744 |
I/I |
2,800 |
2,800 |
1.5 |
- |
|
NVN |
Nuveen New York Select Qu... |
10% Owner |
|
2009-12-28 |
4 |
S |
$13.43 |
$40,316 |
I/I |
(3,000) |
2,800 |
0 |
- |
|
NVN |
Nuveen New York Select Qu... |
10% Owner |
|
2009-12-29 |
4 |
S |
$13.42 |
$37,603 |
I/I |
(2,800) |
0 |
0 |
- |
|
NXK |
Nuveen New York Dividend ... |
10% Owner |
|
2009-12-29 |
4 |
B |
$12.97 |
$2,179 |
I/I |
168 |
168 |
1.42 |
- |
|
VMO |
Invesco Van Kampen Muni O... |
10% Owner |
|
2009-12-29 |
4 |
B |
$13.37 |
$6,017 |
I/I |
450 |
450 |
1.5 |
- |
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2041 Records found
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Page 14 of 82 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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