| |
| |
|
| Insider
Information: |
Merrill Lynch Pierce Fenner & Smith Inc |
| Relationship: |
Subsidiary |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
48 |
|
| Direct
Shares |
33,210,669 |
|
|
Indirect Shares
|
55,162,562 |
|
|
| Direct
Value |
$4,899,214,595 |
|
|
|
Indirect Value
|
$16,108,826,628 |
|
|
| Total
Shares |
88,373,231 |
|
|
| Total
Value |
$21,008,041,223 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
25
|
25
|
|
Stock
price went up :
|
13
|
13
|
| Stock
price went down : |
12
|
12
|
| |
|
|
|
Gain/Loss Ratio : |
1.1
|
1.1
|
| Percentage
Gain/Loss : |
 -4.3%
|
-105.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
California Coastal Communities Inc |
CALCQ |
10% Owner |
1999-06-24 |
1,038,259 |
|
0 |
Premium* |
|
|
BlackRock Inc A |
BLK |
10% Owner |
|
0 |
2006-09-29 |
12,604,918 |
Premium* |
|
|
HERC Holdings Inc |
HRI |
10% Owner |
2007-08-17 |
32,172,410 |
2008-11-15 |
39,156,398 |
Premium* |
|
|
Cumulus Media Inc |
CMLS |
Member of 13D Group (5) |
2007-07-23 |
0 |
2008-02-04 |
123,602 |
Premium* |
|
|
Blucora Inc |
BCOR |
10% Owner |
2008-12-18 |
0 |
2008-12-22 |
2,537,606 |
Premium* |
|
|
Nuveen Florida Investment Qualit... |
NQF |
10% Owner |
|
0 |
2008-12-31 |
743 |
Premium* |
|
|
Nuveen Insured Florida Premium I... |
NFL |
10% Owner |
|
0 |
2008-12-31 |
457 |
Premium* |
|
|
Nuveen Georgia Premium Income Mu... |
NPG |
10% Owner |
|
0 |
2008-12-31 |
143 |
Premium* |
|
|
Nuveen Georgia Dividend Advantag... |
NZX |
10% Owner |
|
0 |
2008-12-31 |
51 |
Premium* |
|
|
Minnesota Municipal Income Portf... |
MXA |
10% Owner |
|
0 |
2008-12-31 |
362 |
Premium* |
|
|
BlackRock Massachusetts Tax-Exem... |
MHE |
10% Owner |
|
0 |
2008-12-31 |
155 |
Premium* |
|
|
Nuveen Arizona Premium Income Mu... |
NAZ |
10% Owner |
|
0 |
2008-12-31 |
275 |
Premium* |
|
|
First Trust Four Corners Senior ... |
FCT |
10% Owner |
|
0 |
2009-01-23 |
57,318 |
Premium* |
|
|
Eaton Vance Insured Ohio Munici... |
EIO |
10% Owner |
|
0 |
2008-12-31 |
68 |
Premium* |
|
|
Reaves Utility Income Fund |
UTG |
10% Owner |
|
0 |
2011-01-21 |
901 |
Premium* |
|
|
Cohen & Steers Infrastructure Fu... |
UTF |
10% Owner |
|
0 |
2008-12-31 |
2,300 |
Premium* |
|
|
Blackrock Muniyield Florida Fund |
MYF |
10% Owner |
|
0 |
2008-12-31 |
828 |
Premium* |
|
|
Invesco Van Kampen Inc Tr |
VLT |
10% Owner |
|
0 |
2008-12-31 |
201 |
Premium* |
|
|
Invesco Van Kampen Select |
VKL |
Subsidiary |
|
0 |
2012-02-02 |
1,372 |
Premium* |
|
|
Blackrock Muniyield California F... |
MYC |
10% Owner |
|
0 |
2011-04-15 |
2,506 |
Premium* |
|
|
Boulder Growth & Income Fund |
BIF |
10% Owner |
|
0 |
2008-12-31 |
321 |
Premium* |
|
|
Blackrock Muniyield New York Ins... |
MYN |
10% Owner |
|
0 |
2008-12-31 |
1,762 |
Premium* |
|
|
Federated Premier Intermediate M... |
FPT |
Subsidiary |
|
0 |
2017-03-22 |
0 |
Premium* |
|
|
Nuveen New York Quality Income M... |
NUN |
10% Owner |
|
0 |
2011-01-19 |
100 |
Premium* |
|
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
|
0 |
2020-12-29 |
5 |
Premium* |
|
|
Blackrock New Jersey Municipal B... |
BLJ |
10% Owner |
|
0 |
2008-01-30 |
109 |
Premium* |
|
|
Nuveen New York Dividend Advanta... |
NAN |
10% Owner |
|
0 |
2009-02-27 |
208 |
Premium* |
|
|
Nuveen Ohio Dividend Advantage M... |
NXI |
10% Owner |
|
0 |
2009-08-31 |
126 |
Premium* |
|
|
Invesco Van Kampen Advanta |
VKI |
Subsidiary |
2009-11-06 |
0 |
2012-01-31 |
1,371 |
Premium* |
|
|
Uni-Pixel |
UNXL |
10% Owner |
2009-11-04 |
0 |
2011-07-08 |
644,739 |
Premium* |
|
|
BlackRock Dividend Income Trust |
BQY |
10% Owner |
2010-08-30 |
0 |
2010-08-30 |
875 |
Premium* |
|
|
Pioneer High Income |
PHT |
Subsidiary |
2012-11-15 |
0 |
2014-03-13 |
1,292 |
Premium* |
|
|
DNP Select Income Fund Inc |
DNP |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
|
Eaton Vance New Jersey Municipal... |
EVJ |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
|
Alliance New York Municipal Inco... |
AYN |
Subsidiary |
2013-07-31 |
0 |
2013-08-01 |
0 |
Premium* |
|
|
Blackrock Municipal 2018 Term Tr... |
BPK |
Subsidiary |
2013-07-31 |
0 |
2014-12-26 |
368 |
Premium* |
|
|
Federated Premier Municipal Inco... |
FMN |
Subsidiary |
2013-10-07 |
0 |
2013-10-08 |
0 |
Premium* |
|
|
Putnam Municipal Opportunities T... |
PMO |
Subsidiary |
2014-01-27 |
0 |
2014-03-10 |
0 |
Premium* |
|
|
Tropicana Las Vegas Hotel & Casi... |
TPCA |
See Remarks |
|
0 |
2013-08-20 |
21,082 |
Premium* |
|
|
Eaton Vance Senior Floating Rate... |
EFR |
Subsidiary |
2014-04-01 |
0 |
2014-04-01 |
0 |
Premium* |
|
|
Neuberger Berman Interm Muni |
NBH |
Subsidiary |
2014-07-02 |
0 |
2014-07-02 |
0 |
Premium* |
|
|
Blackrock New York Municipal 201... |
BLH |
Subsidiary |
2014-10-16 |
0 |
2014-10-17 |
0 |
Premium* |
|
|
Gabelli Utility Trust |
GUT |
Subsidiary |
2015-04-27 |
0 |
2018-04-24 |
0 |
Premium* |
|
|
Blackrock Muniholdings New Jerse... |
MUJ |
Subsidiary |
2016-07-20 |
0 |
2016-07-22 |
0 |
Premium* |
|
|
Pioneer Municipal High Income Ad... |
MAV |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
|
Pimco High Income Fund |
PHK |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
|
Dreyfus Municipal Bond Infrastru... |
DMB |
Subsidiary |
2016-07-25 |
0 |
2016-07-26 |
0 |
Premium* |
|
|
Gabelli Global Multimedia Trust ... |
GGT |
Subsidiary |
2018-05-21 |
0 |
2018-06-06 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
2041 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 48 of 82
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| VKI |
Invesco Van Kampen Advant... |
10% Owner |
– – • |
2011-01-27 |
4 |
B |
$11.07 |
$55,350 |
I/I |
5,000 |
5,000 |
1.5 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-01-28 |
4 |
S |
$18.84 |
$509 |
I/I |
(27) |
0 |
0 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-01-28 |
4 |
B |
$18.82 |
$508 |
I/I |
27 |
27 |
1.42 |
- |
|
| MYD |
Blackrock Muniyield Fund ... |
10% Owner |
– – • |
2011-01-31 |
4 |
S |
$12.83 |
$25,033 |
I/I |
(1,950) |
0 |
0 |
- |
|
| MYD |
Blackrock Muniyield Fund ... |
10% Owner |
– – • |
2011-01-31 |
4 |
B |
$12.84 |
$25,038 |
I/I |
1,950 |
1,950 |
1.5 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-02-01 |
4 |
B |
$19.24 |
$827 |
I/I |
43 |
43 |
1.42 |
- |
|
| MYJ |
Blackrock Muniyield New J... |
10% Owner |
– – • |
2011-02-01 |
4 |
S |
$13.29 |
$199 |
I/I |
(15) |
0 |
0 |
- |
|
| MYJ |
Blackrock Muniyield New J... |
10% Owner |
– – • |
2011-02-01 |
4 |
B |
$13.32 |
$200 |
I/I |
15 |
15 |
1.42 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-02-01 |
4 |
S |
$17.22 |
$740 |
I/I |
(43) |
0 |
0 |
- |
|
| MAV |
Pioneer Municipal High In... |
10% Owner |
– – • |
2011-02-02 |
4 |
S |
$12.38 |
$12,380 |
I/I |
(1,000) |
0 |
0 |
- |
|
| MAV |
Pioneer Municipal High In... |
10% Owner |
– – • |
2011-02-02 |
4 |
B |
$12.41 |
$12,410 |
I/I |
1,000 |
1,000 |
1.5 |
- |
|
| PFN |
Pimco Floating Rate Strat... |
10% Owner |
– – • |
2011-02-03 |
4 |
S |
$10.45 |
$58,005 |
I/I |
(5,550) |
0 |
0 |
- |
|
| PFN |
Pimco Floating Rate Strat... |
10% Owner |
– – • |
2011-02-03 |
4 |
B |
$10.47 |
$58,109 |
I/I |
5,550 |
5,550 |
1.5 |
- |
|
| MYI |
Blackrock Muniyield Insur... |
10% Owner |
– – • |
2011-02-03 |
4 |
S |
$12.10 |
$5,844 |
I/I |
(483) |
0 |
0 |
- |
|
| MYI |
Blackrock Muniyield Insur... |
10% Owner |
– – • |
2011-02-03 |
4 |
B |
$12.07 |
$5,830 |
I/I |
483 |
483 |
1.5 |
- |
|
| AVK |
Advent Claymore Convertib... |
10% Owner |
– – • |
2011-02-04 |
4 |
S |
$19.17 |
$15,530 |
I/I |
(810) |
0 |
0 |
- |
|
| AVK |
Advent Claymore Convertib... |
10% Owner |
– – • |
2011-02-04 |
4 |
B |
$19.04 |
$15,482 |
I/I |
810 |
810 |
1.5 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2011-02-04 |
4 |
B |
$14.56 |
$8,736 |
I/I |
600 |
600 |
1.5 |
- |
|
| BKK |
Blackrock Municipal 2020 ... |
10% Owner |
– – • |
2011-02-04 |
4 |
S |
$14.68 |
$8,808 |
I/I |
(600) |
0 |
0 |
- |
|
| HYB |
New America High Income F... |
10% Owner |
– – • |
2011-02-07 |
4/A |
S |
$9.97 |
$29,910 |
I/I |
(3,000) |
0 |
0 |
- |
|
| HYB |
New America High Income F... |
10% Owner |
– – • |
2011-02-07 |
4/A |
B |
$10.09 |
$30,280 |
I/I |
3,000 |
3,000 |
1.5 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-02-08 |
4 |
B |
$18.90 |
$13,250 |
I/I |
700 |
700 |
1.5 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-02-08 |
4 |
S |
$18.40 |
$13,032 |
I/I |
(700) |
0 |
0 |
- |
|
| MYD |
Blackrock Muniyield Fund ... |
10% Owner |
– – • |
2011-02-09 |
4 |
S |
$12.84 |
$40,664 |
I/I |
(3,167) |
0 |
0 |
- |
|
| MYD |
Blackrock Muniyield Fund ... |
10% Owner |
– – • |
2011-02-09 |
4 |
B |
$12.90 |
$40,854 |
I/I |
3,167 |
3,167 |
1.5 |
- |
|
2041 Records found
|
|
Page 48 of 82 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
