| |
| |
|
| Insider
Information: |
Merrill Lynch Pierce Fenner & Smith Inc |
| Relationship: |
Subsidiary |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
48 |
|
| Direct
Shares |
33,210,669 |
|
|
Indirect Shares
|
55,162,562 |
|
|
| Direct
Value |
$4,899,214,595 |
|
|
|
Indirect Value
|
$16,108,826,628 |
|
|
| Total
Shares |
88,373,231 |
|
|
| Total
Value |
$21,008,041,223 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
25
|
25
|
|
Stock
price went up :
|
13
|
13
|
| Stock
price went down : |
12
|
12
|
| |
|
|
|
Gain/Loss Ratio : |
1.1
|
1.1
|
| Percentage
Gain/Loss : |
 -4.3%
|
-105.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
California Coastal Communities Inc |
CALCQ |
10% Owner |
1999-06-24 |
1,038,259 |
|
0 |
Premium* |
|
|
BlackRock Inc A |
BLK |
10% Owner |
|
0 |
2006-09-29 |
12,604,918 |
Premium* |
|
|
HERC Holdings Inc |
HRI |
10% Owner |
2007-08-17 |
32,172,410 |
2008-11-15 |
39,156,398 |
Premium* |
|
|
Cumulus Media Inc |
CMLS |
Member of 13D Group (5) |
2007-07-23 |
0 |
2008-02-04 |
123,602 |
Premium* |
|
|
Blucora Inc |
BCOR |
10% Owner |
2008-12-18 |
0 |
2008-12-22 |
2,537,606 |
Premium* |
|
|
Nuveen Florida Investment Qualit... |
NQF |
10% Owner |
|
0 |
2008-12-31 |
743 |
Premium* |
|
|
Nuveen Insured Florida Premium I... |
NFL |
10% Owner |
|
0 |
2008-12-31 |
457 |
Premium* |
|
|
Nuveen Georgia Premium Income Mu... |
NPG |
10% Owner |
|
0 |
2008-12-31 |
143 |
Premium* |
|
|
Nuveen Georgia Dividend Advantag... |
NZX |
10% Owner |
|
0 |
2008-12-31 |
51 |
Premium* |
|
|
Minnesota Municipal Income Portf... |
MXA |
10% Owner |
|
0 |
2008-12-31 |
362 |
Premium* |
|
|
BlackRock Massachusetts Tax-Exem... |
MHE |
10% Owner |
|
0 |
2008-12-31 |
155 |
Premium* |
|
|
Nuveen Arizona Premium Income Mu... |
NAZ |
10% Owner |
|
0 |
2008-12-31 |
275 |
Premium* |
|
|
First Trust Four Corners Senior ... |
FCT |
10% Owner |
|
0 |
2009-01-23 |
57,318 |
Premium* |
|
|
Eaton Vance Insured Ohio Munici... |
EIO |
10% Owner |
|
0 |
2008-12-31 |
68 |
Premium* |
|
|
Reaves Utility Income Fund |
UTG |
10% Owner |
|
0 |
2011-01-21 |
901 |
Premium* |
|
|
Cohen & Steers Infrastructure Fu... |
UTF |
10% Owner |
|
0 |
2008-12-31 |
2,300 |
Premium* |
|
|
Blackrock Muniyield Florida Fund |
MYF |
10% Owner |
|
0 |
2008-12-31 |
828 |
Premium* |
|
|
Invesco Van Kampen Inc Tr |
VLT |
10% Owner |
|
0 |
2008-12-31 |
201 |
Premium* |
|
|
Invesco Van Kampen Select |
VKL |
Subsidiary |
|
0 |
2012-02-02 |
1,372 |
Premium* |
|
|
Blackrock Muniyield California F... |
MYC |
10% Owner |
|
0 |
2011-04-15 |
2,506 |
Premium* |
|
|
Boulder Growth & Income Fund |
BIF |
10% Owner |
|
0 |
2008-12-31 |
321 |
Premium* |
|
|
Blackrock Muniyield New York Ins... |
MYN |
10% Owner |
|
0 |
2008-12-31 |
1,762 |
Premium* |
|
|
Federated Premier Intermediate M... |
FPT |
Subsidiary |
|
0 |
2017-03-22 |
0 |
Premium* |
|
|
Nuveen New York Quality Income M... |
NUN |
10% Owner |
|
0 |
2011-01-19 |
100 |
Premium* |
|
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
|
0 |
2020-12-29 |
5 |
Premium* |
|
|
Blackrock New Jersey Municipal B... |
BLJ |
10% Owner |
|
0 |
2008-01-30 |
109 |
Premium* |
|
|
Nuveen New York Dividend Advanta... |
NAN |
10% Owner |
|
0 |
2009-02-27 |
208 |
Premium* |
|
|
Nuveen Ohio Dividend Advantage M... |
NXI |
10% Owner |
|
0 |
2009-08-31 |
126 |
Premium* |
|
|
Invesco Van Kampen Advanta |
VKI |
Subsidiary |
2009-11-06 |
0 |
2012-01-31 |
1,371 |
Premium* |
|
|
Uni-Pixel |
UNXL |
10% Owner |
2009-11-04 |
0 |
2011-07-08 |
644,739 |
Premium* |
|
|
BlackRock Dividend Income Trust |
BQY |
10% Owner |
2010-08-30 |
0 |
2010-08-30 |
875 |
Premium* |
|
|
Pioneer High Income |
PHT |
Subsidiary |
2012-11-15 |
0 |
2014-03-13 |
1,292 |
Premium* |
|
|
DNP Select Income Fund Inc |
DNP |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
|
Eaton Vance New Jersey Municipal... |
EVJ |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
|
Alliance New York Municipal Inco... |
AYN |
Subsidiary |
2013-07-31 |
0 |
2013-08-01 |
0 |
Premium* |
|
|
Blackrock Municipal 2018 Term Tr... |
BPK |
Subsidiary |
2013-07-31 |
0 |
2014-12-26 |
368 |
Premium* |
|
|
Federated Premier Municipal Inco... |
FMN |
Subsidiary |
2013-10-07 |
0 |
2013-10-08 |
0 |
Premium* |
|
|
Putnam Municipal Opportunities T... |
PMO |
Subsidiary |
2014-01-27 |
0 |
2014-03-10 |
0 |
Premium* |
|
|
Tropicana Las Vegas Hotel & Casi... |
TPCA |
See Remarks |
|
0 |
2013-08-20 |
21,082 |
Premium* |
|
|
Eaton Vance Senior Floating Rate... |
EFR |
Subsidiary |
2014-04-01 |
0 |
2014-04-01 |
0 |
Premium* |
|
|
Neuberger Berman Interm Muni |
NBH |
Subsidiary |
2014-07-02 |
0 |
2014-07-02 |
0 |
Premium* |
|
|
Blackrock New York Municipal 201... |
BLH |
Subsidiary |
2014-10-16 |
0 |
2014-10-17 |
0 |
Premium* |
|
|
Gabelli Utility Trust |
GUT |
Subsidiary |
2015-04-27 |
0 |
2018-04-24 |
0 |
Premium* |
|
|
Blackrock Muniholdings New Jerse... |
MUJ |
Subsidiary |
2016-07-20 |
0 |
2016-07-22 |
0 |
Premium* |
|
|
Pioneer Municipal High Income Ad... |
MAV |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
|
Pimco High Income Fund |
PHK |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
|
Dreyfus Municipal Bond Infrastru... |
DMB |
Subsidiary |
2016-07-25 |
0 |
2016-07-26 |
0 |
Premium* |
|
|
Gabelli Global Multimedia Trust ... |
GGT |
Subsidiary |
2018-05-21 |
0 |
2018-06-06 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
2041 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 74 of 82
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| TPCA |
Tropicana Las Vegas Hotel... |
See Remarks |
– – – |
2013-08-20 |
4 |
B |
$2.00 |
$10,000 |
I/I |
5,000 |
21,082 |
0.01 |
- |
|
| NRO |
Neuberger Berman Real Est... |
10% Owner |
– – • |
2010-04-09 |
4 |
B |
$3.55 |
$17,853 |
I/I |
5,029 |
5,029 |
1.5 |
- |
|
| NRO |
Neuberger Berman Real Est... |
10% Owner |
– – • |
2010-04-09 |
4 |
S |
$3.53 |
$17,752 |
I/I |
(5,029) |
0 |
0 |
- |
|
| VCV |
Invesco Van Kampen Cali V... |
10% Owner |
– – • |
2011-01-24 |
4 |
B |
$11.09 |
$56,450 |
I/I |
5,076 |
5,076 |
1.5 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-27 |
4 |
B |
$21.10 |
$107,841 |
D/D |
5,099 |
41,474,822 |
3.92 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-01-31 |
4 |
S |
$18.38 |
$94,733 |
D/D |
(5,100) |
41,442,939 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2006-12-06 |
4 |
B |
$15.42 |
$80,354 |
D/D |
5,200 |
41,285,322 |
3.92 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-02 |
4 |
S |
$18.98 |
$98,759 |
D/D |
(5,200) |
41,415,149 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-21 |
4 |
S |
$21.60 |
$112,863 |
D/D |
(5,200) |
41,457,322 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-04-11 |
4 |
B |
$23.75 |
$123,660 |
D/D |
5,200 |
41,604,857 |
3.92 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-04-16 |
4 |
S |
$23.70 |
$123,414 |
D/D |
(5,200) |
41,595,357 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-03-02 |
4 |
B |
$21.11 |
$110,690 |
D/D |
5,210 |
41,483,090 |
3.92 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-02 |
4 |
B |
$18.90 |
$99,336 |
D/D |
5,240 |
41,429,049 |
3.92 |
- |
|
| PFN |
Pimco Floating Rate Strat... |
10% Owner |
– – • |
2010-04-15 |
4 |
B |
$9.38 |
$49,344 |
I/I |
5,252 |
5,252 |
1.5 |
- |
|
| PFN |
Pimco Floating Rate Strat... |
10% Owner |
– – • |
2010-04-15 |
4 |
S |
$9.41 |
$49,421 |
I/I |
(5,252) |
0 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-22 |
4 |
B |
$21.70 |
$114,940 |
D/D |
5,290 |
41,458,822 |
3.92 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-27 |
4 |
B |
$21.10 |
$112,110 |
D/D |
5,300 |
41,463,923 |
3.92 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-03-14 |
4 |
B |
$21.72 |
$116,574 |
D/D |
5,305 |
41,539,317 |
3.92 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-01-06 |
4 |
B |
$16.89 |
$90,006 |
I/I |
5,325 |
5,325 |
1.5 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
10% Owner |
– – • |
2011-01-06 |
4 |
S |
$16.83 |
$89,796 |
I/I |
(5,325) |
0 |
0 |
- |
|
| MYI |
Blackrock Muniyield Insur... |
10% Owner |
– – • |
2010-10-19 |
4 |
B |
$14.03 |
$75,061 |
I/I |
5,350 |
5,350 |
1.5 |
- |
|
| MYI |
Blackrock Muniyield Insur... |
10% Owner |
– – • |
2010-10-19 |
4 |
S |
$13.91 |
$74,496 |
I/I |
(5,350) |
0 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-03-01 |
4 |
S |
$20.50 |
$110,074 |
D/D |
(5,370) |
41,477,590 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-02 |
4 |
S |
$18.96 |
$102,579 |
D/D |
(5,400) |
41,420,349 |
0 |
- |
|
| HRI |
HERC Holdings Inc |
Director |
– • • |
2007-02-22 |
4 |
S |
$21.69 |
$119,270 |
D/D |
(5,490) |
41,458,722 |
0 |
- |
|
2041 Records found
|
|
Page 74 of 82 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
