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Insider
Information: |
Merrill Lynch Pierce Fenner & Smith Inc |
Relationship: |
Subsidiary |
City: |
New York |
State: |
NY |
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Insider
Summary: |
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|
|
Companies Owned : |
48 |
|
Direct
Shares |
33,210,669 |
|
Indirect Shares
|
55,162,562 |
|
|
Direct
Value |
$4,751,864,957 |
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Indirect Value
|
$15,706,231,178 |
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|
Total
Shares |
88,373,231 |
|
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Total
Value |
$20,458,096,135 |
|
|
|
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
25
|
25
|
Stock
price went up :
|
13
|
13
|
Stock
price went down : |
12
|
12
|
|
|
|
Gain/Loss Ratio : |
1.1
|
1.1
|
Percentage
Gain/Loss : |
-4.3%
|
-105.8%
|
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
California Coastal Communities Inc |
CALCQ |
10% Owner |
1999-06-24 |
1,038,259 |
|
0 |
Premium* |
|
BlackRock Inc A |
BLK |
10% Owner |
|
0 |
2006-09-29 |
12,604,918 |
Premium* |
|
HERC Holdings Inc |
HRI |
10% Owner |
2007-08-17 |
32,172,410 |
2008-11-15 |
39,156,398 |
Premium* |
|
Cumulus Media Inc |
CMLS |
Member of 13D Group (5) |
2007-07-23 |
0 |
2008-02-04 |
123,602 |
Premium* |
|
Blucora Inc |
BCOR |
10% Owner |
2008-12-18 |
0 |
2008-12-22 |
2,537,606 |
Premium* |
|
Nuveen Florida Investment Qualit... |
NQF |
10% Owner |
|
0 |
2008-12-31 |
743 |
Premium* |
|
Nuveen Insured Florida Premium I... |
NFL |
10% Owner |
|
0 |
2008-12-31 |
457 |
Premium* |
|
Nuveen Georgia Premium Income Mu... |
NPG |
10% Owner |
|
0 |
2008-12-31 |
143 |
Premium* |
|
Nuveen Georgia Dividend Advantag... |
NZX |
10% Owner |
|
0 |
2008-12-31 |
51 |
Premium* |
|
Minnesota Municipal Income Portf... |
MXA |
10% Owner |
|
0 |
2008-12-31 |
362 |
Premium* |
|
BlackRock Massachusetts Tax-Exem... |
MHE |
10% Owner |
|
0 |
2008-12-31 |
155 |
Premium* |
|
Nuveen Arizona Premium Income Mu... |
NAZ |
10% Owner |
|
0 |
2008-12-31 |
275 |
Premium* |
|
First Trust Four Corners Senior ... |
FCT |
10% Owner |
|
0 |
2009-01-23 |
57,318 |
Premium* |
|
Eaton Vance Insured Ohio Munici... |
EIO |
10% Owner |
|
0 |
2008-12-31 |
68 |
Premium* |
|
Reaves Utility Income Fund |
UTG |
10% Owner |
|
0 |
2011-01-21 |
901 |
Premium* |
|
Cohen & Steers Infrastructure Fu... |
UTF |
10% Owner |
|
0 |
2008-12-31 |
2,300 |
Premium* |
|
Blackrock Muniyield Florida Fund |
MYF |
10% Owner |
|
0 |
2008-12-31 |
828 |
Premium* |
|
Invesco Van Kampen Inc Tr |
VLT |
10% Owner |
|
0 |
2008-12-31 |
201 |
Premium* |
|
Invesco Van Kampen Select |
VKL |
Subsidiary |
|
0 |
2012-02-02 |
1,372 |
Premium* |
|
Blackrock Muniyield California F... |
MYC |
10% Owner |
|
0 |
2011-04-15 |
2,506 |
Premium* |
|
Boulder Growth & Income Fund |
BIF |
10% Owner |
|
0 |
2008-12-31 |
321 |
Premium* |
|
Blackrock Muniyield New York Ins... |
MYN |
10% Owner |
|
0 |
2008-12-31 |
1,762 |
Premium* |
|
Federated Premier Intermediate M... |
FPT |
Subsidiary |
|
0 |
2017-03-22 |
0 |
Premium* |
|
Nuveen New York Quality Income M... |
NUN |
10% Owner |
|
0 |
2011-01-19 |
100 |
Premium* |
|
Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
|
0 |
2020-12-29 |
5 |
Premium* |
|
Blackrock New Jersey Municipal B... |
BLJ |
10% Owner |
|
0 |
2008-01-30 |
109 |
Premium* |
|
Nuveen New York Dividend Advanta... |
NAN |
10% Owner |
|
0 |
2009-02-27 |
208 |
Premium* |
|
Nuveen Ohio Dividend Advantage M... |
NXI |
10% Owner |
|
0 |
2009-08-31 |
126 |
Premium* |
|
Invesco Van Kampen Advanta |
VKI |
Subsidiary |
2009-11-06 |
0 |
2012-01-31 |
1,371 |
Premium* |
|
Uni-Pixel |
UNXL |
10% Owner |
2009-11-04 |
0 |
2011-07-08 |
644,739 |
Premium* |
|
BlackRock Dividend Income Trust |
BQY |
10% Owner |
2010-08-30 |
0 |
2010-08-30 |
875 |
Premium* |
|
Pioneer High Income |
PHT |
Subsidiary |
2012-11-15 |
0 |
2014-03-13 |
1,292 |
Premium* |
|
DNP Select Income Fund Inc |
DNP |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
Eaton Vance New Jersey Municipal... |
EVJ |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
Subsidiary |
2013-07-31 |
0 |
2013-08-01 |
0 |
Premium* |
|
Blackrock Municipal 2018 Term Tr... |
BPK |
Subsidiary |
2013-07-31 |
0 |
2014-12-26 |
368 |
Premium* |
|
Federated Premier Municipal Inco... |
FMN |
Subsidiary |
2013-10-07 |
0 |
2013-10-08 |
0 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
Subsidiary |
2014-01-27 |
0 |
2014-03-10 |
0 |
Premium* |
|
Tropicana Las Vegas Hotel & Casi... |
TPCA |
See Remarks |
|
0 |
2013-08-20 |
21,082 |
Premium* |
|
Eaton Vance Senior Floating Rate... |
EFR |
Subsidiary |
2014-04-01 |
0 |
2014-04-01 |
0 |
Premium* |
|
Neuberger Berman Interm Muni |
NBH |
Subsidiary |
2014-07-02 |
0 |
2014-07-02 |
0 |
Premium* |
|
Blackrock New York Municipal 201... |
BLH |
Subsidiary |
2014-10-16 |
0 |
2014-10-17 |
0 |
Premium* |
|
Gabelli Utility Trust |
GUT |
Subsidiary |
2015-04-27 |
0 |
2018-04-24 |
0 |
Premium* |
|
Blackrock Muniholdings New Jerse... |
MUJ |
Subsidiary |
2016-07-20 |
0 |
2016-07-22 |
0 |
Premium* |
|
Pioneer Municipal High Income Ad... |
MAV |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
Pimco High Income Fund |
PHK |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
|
Dreyfus Municipal Bond Infrastru... |
DMB |
Subsidiary |
2016-07-25 |
0 |
2016-07-26 |
0 |
Premium* |
|
Gabelli Global Multimedia Trust ... |
GGT |
Subsidiary |
2018-05-21 |
0 |
2018-06-06 |
0 |
Premium* |
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Records found :
2041 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 81 of 82
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-06-09 |
4 |
B |
$17.66 |
$336 |
I/I |
19 |
19 |
1.42 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-06-21 |
4 |
S |
$19.22 |
$58 |
I/I |
(3) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-06-21 |
4 |
B |
$19.08 |
$57 |
I/I |
3 |
3 |
1.42 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-09-13 |
4 |
S |
$21.74 |
$261 |
I/I |
(12) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-09-13 |
4 |
B |
$21.76 |
$261 |
I/I |
12 |
12 |
1.42 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-12-06 |
4 |
S |
$22.09 |
$34,240 |
I/I |
(1,550) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-12-06 |
4 |
B |
$22.08 |
$34,224 |
I/I |
1,550 |
1,550 |
1.5 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-12-31 |
4 |
S |
$22.36 |
$5,031 |
I/I |
(225) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2010-12-31 |
4 |
B |
$22.41 |
$5,042 |
I/I |
225 |
225 |
1.5 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2011-01-21 |
4 |
B |
$21.90 |
$19,737 |
I/I |
901 |
901 |
1.5 |
- |
|
DNY |
The Denali Fund |
10% Owner |
|
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
187 |
|
- |
|
DNY |
The Denali Fund |
10% Owner |
|
2010-01-05 |
4 |
S |
$14.15 |
$71,446 |
I/I |
(5,000) |
0 |
0 |
- |
|
DNY |
The Denali Fund |
10% Owner |
|
2010-01-05 |
4 |
B |
$14.32 |
$72,108 |
I/I |
5,000 |
1,600 |
1.5 |
- |
|
TPCA |
Tropicana Las Vegas Hotel... |
|
|
2013-06-08 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
16,082 |
|
- |
|
TPCA |
Tropicana Las Vegas Hotel... |
See Remarks |
|
2013-08-20 |
4 |
B |
$2.00 |
$10,000 |
I/I |
5,000 |
21,082 |
0.01 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2009-11-04 |
5 |
A |
$0.00 |
$0 |
I/I |
377,594 |
12,389,590 |
0 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2009-11-04 |
5 |
A |
$0.00 |
$0 |
I/I |
8,340,225 |
12,389,590 |
0 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2010-12-10 |
4 |
OE |
$5.00 |
$317,755 |
I/I |
63,551 |
644,739 |
0 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2011-04-28 |
4 |
A |
$7.04 |
$3,760 |
I/I |
534 |
645,273 |
0 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2011-04-28 |
4 |
S |
$7.72 |
$4,124 |
I/I |
(534) |
644,739 |
0 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2011-07-08 |
4 |
S |
$7.57 |
$4,042 |
I/I |
(534) |
644,739 |
0 |
- |
|
UNXL |
Uni-Pixel |
10% Owner |
|
2011-07-08 |
4 |
A |
$8.30 |
$4,430 |
I/I |
534 |
645,273 |
0 |
- |
|
NCV |
Virtus AllianzGI Converti... |
10% Owner |
|
2010-12-15 |
4 |
B |
$9.78 |
$293 |
I/I |
30 |
30 |
1.42 |
- |
|
NCV |
Virtus AllianzGI Converti... |
10% Owner |
|
2010-12-15 |
4 |
S |
$9.87 |
$296 |
I/I |
(30) |
0 |
0 |
- |
|
NCZ |
Virtus Allianzgi Converti... |
10% Owner |
|
2010-02-03 |
4 |
S |
$8.56 |
$2,568 |
I/I |
(300) |
0 |
0 |
- |
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2041 Records found
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Page 81 of 82 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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