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| Insider
Information: |
Credit Suisse First Boston |
| Relationship: |
Former 10% Owner |
| City: |
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| State: |
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| Insider
Summary: |
|
|
|
|
Companies Owned : |
13 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
117,556,321 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$556,685,591 |
|
|
| Total
Shares |
117,556,321 |
|
|
| Total
Value |
$556,685,591 |
|
|
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|
|
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
ISTA Pharmaceuticals Inc |
ISTA |
10% Owner |
2004-11-18 |
0 |
2012-03-21 |
3,796,792 |
Premium* |
|
|
Nxstage Medical, Inc. |
NXTM |
10% Owner |
|
0 |
2010-11-08 |
4,361,556 |
Premium* |
|
|
Basic Energy Services Inc |
BAS |
10% Owner |
2005-12-14 |
0 |
2011-08-02 |
12,342,238 |
Premium* |
|
|
Warner Chilcott Ltd |
WCRX |
10% Owner |
|
0 |
2010-09-30 |
10,225,584 |
Premium* |
|
|
Affymax Inc |
AFFY |
10% Owner |
|
0 |
2010-08-09 |
1,774,407 |
Premium* |
|
|
Pinnacle Gas Resources Inc |
PINN |
10% Owner |
|
0 |
2010-03-02 |
9,751,262 |
Premium* |
|
|
Composite Technology Corp |
CPTQE |
10% Owner |
2008-06-26 |
0 |
2008-06-26 |
67,787,264 |
Premium* |
|
|
China Mediaexpress Holding |
CCME.U |
10% Owner |
|
0 |
2008-10-21 |
606,250 |
Premium* |
|
|
ExpressJet Holdings A |
XJT |
10% Owner |
|
0 |
2009-09-22 |
1,224,211 |
Premium* |
|
|
Str Holdings, Inc. |
STRI |
10% Owner |
2009-11-06 |
0 |
2014-03-07 |
0 |
Premium* |
|
|
Walker & Dunlop Inc |
WD |
10% Owner |
|
0 |
2013-03-27 |
3,429,875 |
Premium* |
|
|
Epocrates Inc |
EPOC |
Former 10% owner |
2011-02-07 |
0 |
2013-03-12 |
0 |
Premium* |
|
|
PTC Therapeutics, Inc. |
PTCT |
Former 10% Owner |
2013-06-25 |
0 |
2013-06-25 |
2,256,882 |
Premium* |
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Records found :
219 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 9
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ISTA |
ISTA Pharmaceuticals Inc |
10% Owner |
– – • |
2004-11-18 |
4 |
S |
$11.05 |
$44,200 |
I/I |
(4,000) |
4,469,681 |
|
- |
|
| ISTA |
ISTA Pharmaceuticals Inc |
10% Owner |
– – • |
2005-01-26 |
4 |
B |
$8.88 |
$7,548,000 |
I/I |
850,000 |
5,048,809 |
1.5 |
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-02-11 |
4/A |
B |
$11.52 |
$4,608 |
I/I |
400 |
420,316 |
0.01 |
- |
|
| HBWOD |
Harbor Brewing Company In... |
10% Owner |
– – • |
2005-03-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
5,499,431 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-03-11 |
4/A |
D |
$0.00 |
$0 |
I/I |
(416,991) |
420,316 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-03-11 |
4 |
D |
$0.00 |
$0 |
I/I |
(416,991) |
428,286 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-03-14 |
4 |
D |
$0.00 |
$0 |
I/I |
(114,231) |
338,855 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-03-15 |
4/A |
D |
$0.00 |
$905,042 |
I/I |
(114,231) |
330,885 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-07-06 |
4 |
S |
$14.13 |
$353,250 |
I/I |
(25,000) |
305,885 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-07-07 |
4 |
S |
$14.00 |
$53,200 |
I/I |
(3,800) |
302,085 |
|
- |
|
| AMIS |
Amis Holdings Inc |
See (1) in Attachment A |
– – – |
2005-07-20 |
4 |
D |
$13.13 |
$226,978 |
I/I |
(17,287) |
284,798 |
|
- |
|
| RFXCQ |
Refco Inc. |
officerTitle |
– – – |
2005-08-10 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
622,457 |
|
- |
|
| RFXCQ |
Refco Inc. |
See Exhibit 99.1 |
– – – |
2005-08-16 |
4 |
S |
$20.68 |
$1,758,875 |
I/I |
(85,052) |
537,405 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-10-27 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
810,060 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-10-27 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
797,402 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-10-27 |
4 |
B |
$10.00 |
$1,870,350 |
I/I |
187,035 |
997,095 |
1.5 |
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-11-01 |
4 |
A |
$0.00 |
$0 |
I/I |
4,698,154 |
5,695,240 |
|
- |
|
| BAS |
Basic Energy Services Inc |
officerTitle |
– – • |
2005-12-08 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
15,074,790 |
|
- |
|
| BAS |
Basic Energy Services Inc |
officerTitle |
– – • |
2005-12-08 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
6,061,490 |
|
- |
|
| BAS |
Basic Energy Services Inc |
officerTitle |
– – • |
2005-12-14 |
4 |
S |
$18.70 |
$99,053,376 |
I/I |
(5,296,972) |
9,777,818 |
|
- |
|
| BAS |
Basic Energy Services Inc |
officerTitle |
– – • |
2005-12-14 |
4 |
S |
$18.70 |
$39,828,831 |
I/I |
(2,129,884) |
1,457,738 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2006-05-24 |
4 |
OE |
$7.13 |
$502,900 |
I/I |
70,533 |
5,765,874 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2006-06-09 |
4 |
B |
$8.75 |
$3,062,500 |
I/I |
350,000 |
6,115,874 |
1.5 |
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2006-06-13 |
4 |
B |
$9.37 |
$655,585 |
I/I |
70,000 |
6,185,874 |
1.5 |
- |
|
| CVLT |
Commvault Systems Inc |
10% Owner |
– – • |
2006-09-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
12,184,687 |
|
- |
|
219 Records found
|
|
Page 3 of 9 |
| |
Free Registration Required For Full Results. Limit: 25
|
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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