| |
| |
|
| Insider
Information: |
Credit Suisse First Boston |
| Relationship: |
Former 10% Owner |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
13 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
117,556,321 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$561,035,295 |
|
|
| Total
Shares |
117,556,321 |
|
|
| Total
Value |
$561,035,295 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
ISTA Pharmaceuticals Inc |
ISTA |
10% Owner |
2004-11-18 |
0 |
2012-03-21 |
3,796,792 |
Premium* |
|
|
Nxstage Medical, Inc. |
NXTM |
10% Owner |
|
0 |
2010-11-08 |
4,361,556 |
Premium* |
|
|
Basic Energy Services Inc |
BAS |
10% Owner |
2005-12-14 |
0 |
2011-08-02 |
12,342,238 |
Premium* |
|
|
Warner Chilcott Ltd |
WCRX |
10% Owner |
|
0 |
2010-09-30 |
10,225,584 |
Premium* |
|
|
Affymax Inc |
AFFY |
10% Owner |
|
0 |
2010-08-09 |
1,774,407 |
Premium* |
|
|
Pinnacle Gas Resources Inc |
PINN |
10% Owner |
|
0 |
2010-03-02 |
9,751,262 |
Premium* |
|
|
Composite Technology Corp |
CPTQE |
10% Owner |
2008-06-26 |
0 |
2008-06-26 |
67,787,264 |
Premium* |
|
|
China Mediaexpress Holding |
CCME.U |
10% Owner |
|
0 |
2008-10-21 |
606,250 |
Premium* |
|
|
ExpressJet Holdings A |
XJT |
10% Owner |
|
0 |
2009-09-22 |
1,224,211 |
Premium* |
|
|
Str Holdings, Inc. |
STRI |
10% Owner |
2009-11-06 |
0 |
2014-03-07 |
0 |
Premium* |
|
|
Walker & Dunlop Inc |
WD |
10% Owner |
|
0 |
2013-03-27 |
3,429,875 |
Premium* |
|
|
Epocrates Inc |
EPOC |
Former 10% owner |
2011-02-07 |
0 |
2013-03-12 |
0 |
Premium* |
|
|
PTC Therapeutics, Inc. |
PTCT |
Former 10% Owner |
2013-06-25 |
0 |
2013-06-25 |
2,256,882 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
219 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 9
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PINN |
Pinnacle Gas Resources In... |
10% Owner |
– – • |
2008-08-25 |
4 |
A |
$0.00 |
$0 |
I/I |
12,500 |
9,618,547 |
0 |
- |
|
| PINN |
Pinnacle Gas Resources In... |
10% Owner |
– – • |
2009-06-01 |
4 |
A |
$0.00 |
$0 |
I/I |
51,137 |
9,669,684 |
0 |
- |
|
| PINN |
Pinnacle Gas Resources In... |
10% Owner |
– – • |
2009-09-01 |
4 |
A |
$0.00 |
$0 |
I/I |
25,695 |
9,695,379 |
0 |
- |
|
| PINN |
Pinnacle Gas Resources In... |
10% Owner |
– – • |
2009-12-01 |
4 |
A |
$0.30 |
$8,271 |
I/I |
27,206 |
9,722,585 |
0 |
- |
|
| PINN |
Pinnacle Gas Resources In... |
10% Owner |
– – • |
2010-02-02 |
4 |
A |
$0.31 |
$8,890 |
I/I |
28,677 |
9,751,262 |
0 |
- |
|
| PINN |
Pinnacle Gas Resources In... |
10% Owner |
– – • |
2010-03-02 |
4 |
A |
$0.00 |
$0 |
I/I |
151,760 |
9,751,262 |
0 |
- |
|
| PTCT |
PTC Therapeutics, Inc. |
Former 10% Owner |
– – – |
2013-06-25 |
4 |
A |
$0.00 |
$0 |
I/I |
2,256,882 |
2,256,882 |
0 |
- |
|
| RFXCQ |
Refco Inc. |
officerTitle |
– – – |
2005-08-10 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
622,457 |
|
- |
|
| RFXCQ |
Refco Inc. |
See Exhibit 99.1 |
– – – |
2005-08-16 |
4 |
S |
$20.68 |
$1,758,875 |
I/I |
(85,052) |
537,405 |
|
- |
|
| STRI |
Str Holdings, Inc. |
10% Owner |
– – • |
2009-11-06 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
21,878,197 |
|
- |
|
| STRI |
Str Holdings, Inc. |
10% Owner |
– – • |
2009-11-06 |
4 |
S |
$10.00 |
$53,905,980 |
I/I |
(5,390,598) |
16,487,239 |
0 |
- |
|
| STRI |
Str Holdings, Inc. |
10% Owner |
– – • |
2009-12-07 |
4 |
S |
$10.00 |
$10,152,940 |
I/I |
(1,015,294) |
15,471,945 |
0 |
- |
|
| STRI |
Str Holdings, Inc. |
10% Owner |
– – • |
2010-04-15 |
4 |
S |
$18.75 |
$75,760,838 |
I/I |
(4,040,578) |
11,431,367 |
0 |
- |
|
| STRI |
Str Holdings, Inc. |
10% Owner |
– – • |
2010-04-21 |
4 |
S |
$18.75 |
$11,364,131 |
I/I |
(606,087) |
10,825,280 |
0 |
- |
|
| STRI |
Str Holdings, Inc. |
10% Owner |
– – • |
2014-03-07 |
4 |
S |
$1.54 |
$15,522,750 |
I/I |
(10,079,708) |
0 |
0 |
- |
|
| TXU |
TXU Corp |
10% Owner |
– – • |
2003-04-09 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
213,513 |
|
- |
|
| ULTA |
Ulta Salon Cosmetics & Fr... |
10% Owner |
– – • |
2007-10-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
30,334 |
|
- |
|
| ULTA |
Ulta Salon Cosmetics & Fr... |
10% Owner |
– – • |
2007-10-30 |
4 |
A |
$0.00 |
$0 |
I/I |
5,132,222 |
5,162,556 |
0 |
- |
|
| ULTA |
Ulta Salon Cosmetics & Fr... |
10% Owner |
– – • |
2007-10-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(56,960) |
0 |
0 |
- |
|
| WD |
Walker & Dunlop Inc |
10% Owner |
– – • |
2010-12-14 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
5,289,937 |
|
- |
|
| WD |
Walker & Dunlop Inc |
10% Owner |
– – • |
2012-03-29 |
4 |
AS |
$12.25 |
$2,715,605 |
I/I |
(221,635) |
5,070,302 |
0 |
- |
|
| WD |
Walker & Dunlop Inc |
10% Owner |
– – • |
2012-05-25 |
4 |
AS |
$12.05 |
$201,259 |
I/I |
(16,702) |
4,981,600 |
0 |
- |
|
| WD |
Walker & Dunlop Inc |
10% Owner |
– – • |
2012-07-18 |
4 |
AS |
$12.51 |
$3,411,230 |
I/I |
(272,750) |
4,776,568 |
0 |
- |
|
| WD |
Walker & Dunlop Inc |
10% Owner |
– – • |
2012-10-03 |
4 |
AS |
$15.52 |
$1,705,979 |
I/I |
(109,927) |
4,666,641 |
0 |
- |
|
| WD |
Walker & Dunlop Inc |
10% Owner |
– – • |
2012-10-12 |
4 |
AS |
$16.01 |
$1,291,775 |
I/I |
(80,685) |
4,585,956 |
0 |
- |
|
219 Records found
|
|
Page 7 of 9 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
