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Insider Information:   Hempleman Philip J
Relationship:   10% Owner
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   4    
Direct Shares   0    

Indirect Shares

   11,081,265      
Direct Value   $0    

Indirect Value

   $216      
Total Shares   11,081,265      
Total Value   $216      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            EnSync, Inc ESNC 10% Owner 0 2010-10-15 2,857,831    Premium*  
            First Growth Investors Inc YUII 10% Owner 0 2020-06-24 2,127,950    Premium*  
            Comverge Inc COMV 10% Owner 2011-12-30 0 2012-01-04 3,350,500    Premium*  
            Saba Software Inc SABA 10% Owner 2013-04-09 0 2015-02-11 2,744,984    Premium*  
* Premium Members only  

Records found :    85         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-29 4 S $8.02 $200,500 I/I (25,000) 2,121,950 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-29 4 B $8.02 $172,430 I/I 21,500 2,146,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-23 4 B $8.04 $71,125 I/I 8,850 2,126,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-24 4 B $8.04 $8,038 I/I 1,000 2,127,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-24 4 B $8.04 $112,526 I/I 14,000 2,141,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-25 4 B $8.05 $40,254 I/I 5,000 2,146,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-11-01 4 S $8.05 $24,154 I/I (3,000) 2,905,750 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-29 4 B $8.08 $64,683,100 I/I 10,000 2,908,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-19 4 S $8.12 $433,341 I/I (53,400) 2,006,850 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-19 4 S $8.12 $175,284 I/I (21,600) 1,985,250 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-19 4 B $8.12 $700,788 I/I 86,200 2,071,450 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-22 4 B $8.20 $81,995 I/I 10,000 2,893,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-27 4 B $8.20 $31,162 I/I 3,800 2,897,550 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-15 4 B $8.24 $41,200 I/I 5,000 2,233,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-28 4 B $8.24 $9,890 I/I 1,200 2,898,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-11 4 B $8.41 $84,103 I/I 10,000 2,013,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-10 4 B $8.50 $114,728 I/I 13,500 1,992,450 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-10 4 B $8.50 $97,732 I/I 11,500 2,003,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-12-15 4 S $8.50 $101,971 I/I (12,000) 3,001,750 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-17 4 B $8.53 $147,527 I/I 17,300 2,031,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-05-18 4 B $8.59 $248,994 I/I 29,000 2,060,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-27 4 B $8.60 $215,728 I/I 25,000 2,308,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-12-02 4 S $8.64 $86,408 I/I (10,000) 3,013,750 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-16 4 B $8.74 $109,283 I/I 12,500 2,383,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-28 4 B $8.78 $21,954 I/I 2,500 2,310,750 1.5 -
  85  Records found
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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