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Insider Information:   Hempleman Philip J
Relationship:   10% Owner
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   4    
Direct Shares   0    

Indirect Shares

   11,081,265      
Direct Value   $0    

Indirect Value

   $216      
Total Shares   11,081,265      
Total Value   $216      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            EnSync, Inc ESNC 10% Owner 0 2010-10-15 2,857,831    Premium*  
            First Growth Investors Inc YUII 10% Owner 0 2020-06-24 2,127,950    Premium*  
            Comverge Inc COMV 10% Owner 2011-12-30 0 2012-01-04 3,350,500    Premium*  
            Saba Software Inc SABA 10% Owner 2013-04-09 0 2015-02-11 2,744,984    Premium*  
* Premium Members only  

Records found :    85         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
YUII First Growth Investors In... 10% Owner   –       –       •   2010-06-29 4 B $8.02 $28,070 I/I 3,500 2,125,450 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-01 4 B $6.97 $61,318 I/I 8,800 2,125,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-07 4 B $6.71 $270,328 I/I 40,000 2,165,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-08 4 B $7.37 $184,245 I/I 25,000 2,190,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-09 4 B $7.81 $78,074 I/I 10,000 2,200,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-12 4 B $7.85 $58,863 I/I 7,500 2,208,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-13 4 B $7.99 $160,410 I/I 20,000 2,228,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-15 4 B $8.24 $41,200 I/I 5,000 2,233,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-22 4 B $9.01 $225,345 I/I 25,000 2,258,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-23 4 B $9.08 $227,000 I/I 25,000 2,283,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-27 4 B $8.60 $215,728 I/I 25,000 2,308,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-07-28 4 B $8.78 $21,954 I/I 2,500 2,310,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-02 4 B $9.37 $35,621 I/I 3,800 2,326,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-02 4 B $9.37 $24,372 I/I 2,600 2,322,950 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-02 4 B $9.37 $89,989 I/I 9,600 2,320,350 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-03 4 B $9.31 $93,122 I/I 10,000 2,336,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-06 4 B $9.14 $228,395 I/I 25,000 2,361,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-11 4 B $8.80 $65,969 I/I 7,500 2,369,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-12 4 B $8.89 $17,773 I/I 2,000 2,371,250 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-08-16 4 B $8.74 $109,283 I/I 12,500 2,383,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-09-13 4 B $7.03 $175,740 I/I 25,000 2,408,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-20 4 S $7.40 $1,497,020 I/I (202,300) 2,883,750 0 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-20 4 B $7.00 $4,822,020 I/I 677,300 3,086,050 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-22 4 B $8.20 $81,995 I/I 10,000 2,893,750 1.5 -
YUII First Growth Investors In... 10% Owner   –       –       •   2010-10-27 4 B $8.20 $31,162 I/I 3,800 2,897,550 1.5 -
  85  Records found
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Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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