| |
| |
|
| Insider
Information: |
Hempleman Philip J |
| Relationship: |
10% Owner |
| City: |
Greenwich |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
11,081,265 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$216 |
|
|
| Total
Shares |
11,081,265 |
|
|
| Total
Value |
$216 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
EnSync, Inc |
ESNC |
10% Owner |
|
0 |
2010-10-15 |
2,857,831 |
Premium* |
|
|
First Growth Investors Inc |
YUII |
10% Owner |
|
0 |
2020-06-24 |
2,127,950 |
Premium* |
|
|
Comverge Inc |
COMV |
10% Owner |
2011-12-30 |
0 |
2012-01-04 |
3,350,500 |
Premium* |
|
|
Saba Software Inc |
SABA |
10% Owner |
2013-04-09 |
0 |
2015-02-11 |
2,744,984 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
85 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| SABA |
Saba Software Inc |
10% Owner |
– – • |
2014-04-24 |
4 |
S |
$11.25 |
$450,000 |
I/I |
(40,000) |
3,170,400 |
0 |
- |
|
| SABA |
Saba Software Inc |
10% Owner |
– – • |
2014-01-03 |
4 |
S |
$12.40 |
$620,000 |
I/I |
(50,000) |
3,260,162 |
0 |
- |
|
| SABA |
Saba Software Inc |
10% Owner |
– – • |
2014-09-03 |
4 |
B |
$13.80 |
$690,000 |
I/I |
50,000 |
3,219,984 |
1.5 |
- |
|
| YUII |
First Growth Investors In... |
10% Owner |
– – • |
2010-05-19 |
4 |
B |
$8.12 |
$700,788 |
I/I |
86,200 |
2,071,450 |
1.5 |
- |
|
| YUII |
First Growth Investors In... |
10% Owner |
– – • |
2010-11-03 |
4 |
B |
$7.89 |
$860,109 |
I/I |
109,000 |
3,029,750 |
1.5 |
- |
|
| SABA |
Saba Software Inc |
10% Owner |
– – • |
2013-04-09 |
4 |
B |
$6.89 |
$1,378,000 |
I/I |
200,000 |
3,389,092 |
1.5 |
- |
|
| YUII |
First Growth Investors In... |
10% Owner |
– – • |
2010-10-20 |
4 |
S |
$7.40 |
$1,497,020 |
I/I |
(202,300) |
2,883,750 |
0 |
- |
|
| SABA |
Saba Software Inc |
10% Owner |
– – • |
2015-02-11 |
4 |
S |
$8.88 |
$3,997,980 |
I/I |
(450,000) |
2,744,984 |
0 |
- |
|
| YUII |
First Growth Investors In... |
10% Owner |
– – • |
2010-10-20 |
4 |
B |
$7.00 |
$4,822,020 |
I/I |
677,300 |
3,086,050 |
1.5 |
- |
|
| YUII |
First Growth Investors In... |
10% Owner |
– – • |
2010-10-29 |
4 |
B |
$8.08 |
$64,683,100 |
I/I |
10,000 |
2,908,750 |
1.5 |
- |
|
85 Records found
|
|
Page 4 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
