| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$97,542,549 |
|
|
|
Indirect Value
|
$41,025,374 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$138,567,923 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
Director |
– • – |
2018-07-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
341,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2019-01-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2019-01-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
346,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-15 |
5 |
B |
$1.64 |
$164 |
D/D |
100 |
2,472,424 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-17 |
5 |
B |
$1.64 |
$164 |
D/D |
100 |
2,472,524 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-03 |
5 |
B |
$1.69 |
$169 |
D/D |
100 |
2,360,166 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-12 |
4 |
B |
$1.95 |
$195 |
D/D |
100 |
4,023,080 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-01 |
4 |
B |
$2.37 |
$237 |
D/D |
100 |
2,549,174 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-26 |
4 |
B |
$2.96 |
$296 |
D/D |
100 |
3,553,921 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-25 |
4 |
B |
$2.97 |
$297 |
D/D |
100 |
3,553,821 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-15 |
4 |
B |
$3.58 |
$365 |
D/D |
102 |
3,258,431 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-14 |
4 |
B |
$1.98 |
$397 |
D/D |
200 |
3,659,243 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2007-09-24 |
4 |
B |
$4.00 |
$400 |
D/D |
100 |
2,691,627 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-24 |
4 |
B |
$4.55 |
$455 |
I/I |
100 |
100 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-24 |
4 |
S |
$4.63 |
$463 |
I/I |
(100) |
0 |
|
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-26 |
4 |
B |
$4.69 |
$469 |
I/I |
100 |
100 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-28 |
4 |
B |
$2.39 |
$479 |
D/D |
200 |
3,604,135 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-29 |
4 |
B |
$4.84 |
$484 |
I/I |
100 |
200 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-12-03 |
4 |
S |
$4.95 |
$495 |
I/I |
(100) |
100 |
|
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-12-06 |
4 |
S |
$5.19 |
$519 |
I/I |
(100) |
0 |
|
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-02-22 |
4 |
B |
$3.74 |
$561 |
D/D |
150 |
0 |
2.37 |
- |
|
| BCV |
Bancroft Convertible Fund... |
10% Owner |
– – • |
2008-04-14 |
4 |
B |
$3.59 |
$628 |
D/D |
175 |
3,258,329 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-14 |
4 |
B |
$3.59 |
$628 |
D/D |
175 |
3,258,329 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-01 |
4 |
B |
$1.74 |
$704 |
D/D |
400 |
3,720,197 |
2.37 |
- |
|
176 Records found
|
|
Page 2 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
