| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,555,632 |
|
|
|
Indirect Value
|
$41,627,467 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$140,183,099 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-05-02 |
5 |
B |
$1.62 |
$4,536 |
D/D |
2,800 |
2,531,524 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-08-17 |
4 |
B |
$2.38 |
$15,139 |
D/D |
6,300 |
2,537,824 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-08-18 |
4 |
B |
$2.34 |
$10,847 |
D/D |
4,600 |
2,542,424 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-09-28 |
4 |
B |
$2.39 |
$5,378 |
D/D |
2,250 |
2,544,674 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-09-29 |
4 |
B |
$2.36 |
$3,821 |
D/D |
1,600 |
2,546,274 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-09-30 |
4 |
B |
$2.36 |
$6,636 |
D/D |
2,800 |
2,549,074 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-01 |
4 |
B |
$2.37 |
$237 |
D/D |
100 |
2,549,174 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-06 |
4 |
B |
$2.41 |
$2,892 |
D/D |
1,200 |
2,550,374 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-08 |
4 |
B |
$2.41 |
$5,880 |
D/D |
2,400 |
2,552,774 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-11 |
4 |
B |
$2.40 |
$21,379 |
D/D |
8,900 |
2,561,674 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-12 |
4 |
B |
$2.36 |
$98,733 |
D/D |
41,153 |
2,602,827 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-18 |
4 |
B |
$2.40 |
$213,807 |
D/D |
88,700 |
2,691,527 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2007-09-24 |
4 |
B |
$4.00 |
$400 |
D/D |
100 |
2,691,627 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2007-10-12 |
4 |
B |
$4.01 |
$1,203 |
D/D |
300 |
2,691,927 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-07 |
4 |
B |
$4.04 |
$6,067 |
D/D |
1,500 |
2,693,427 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-11 |
4 |
B |
$4.00 |
$4,000 |
D/D |
1,000 |
2,694,427 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-14 |
4 |
B |
$3.90 |
$12,531 |
D/D |
3,200 |
2,697,627 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-15 |
4 |
B |
$3.85 |
$1,925 |
D/D |
500 |
2,698,127 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-17 |
4 |
B |
$3.95 |
$5,191 |
D/D |
1,300 |
2,699,427 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-18 |
4 |
B |
$3.49 |
$13,027 |
D/D |
3,700 |
2,703,127 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-23 |
4 |
B |
$3.79 |
$44,716 |
D/D |
11,697 |
2,714,824 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-24 |
4 |
B |
$3.65 |
$1,095 |
D/D |
300 |
2,715,124 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-29 |
4 |
B |
$3.75 |
$3,415 |
D/D |
900 |
2,716,024 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-30 |
4 |
B |
$3.50 |
$34,027 |
D/D |
9,425 |
2,725,449 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-31 |
4 |
B |
$3.62 |
$4,344 |
D/D |
1,200 |
2,726,649 |
2.37 |
- |
|
176 Records found
|
|
Page 3 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
