| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,268,470 |
|
|
|
Indirect Value
|
$41,358,329 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$139,626,800 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-03-26 |
4 |
B |
$3.75 |
$3,750 |
D/D |
1,000 |
3,251,459 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-03-27 |
4 |
B |
$3.69 |
$6,610 |
D/D |
1,775 |
3,253,234 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-03-28 |
4 |
B |
$3.66 |
$7,350 |
D/D |
2,000 |
3,255,234 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-09 |
4 |
B |
$3.68 |
$3,386 |
D/D |
920 |
3,256,154 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-10 |
4 |
B |
$3.63 |
$7,280 |
D/D |
2,000 |
3,258,154 |
2.37 |
- |
|
| BCV |
Bancroft Convertible Fund... |
10% Owner |
– – • |
2008-04-14 |
4 |
B |
$3.59 |
$628 |
D/D |
175 |
3,258,329 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-14 |
4 |
B |
$3.59 |
$628 |
D/D |
175 |
3,258,329 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-15 |
4 |
B |
$3.58 |
$365 |
D/D |
102 |
3,258,431 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-16 |
4 |
B |
$3.52 |
$9,976 |
D/D |
2,800 |
3,261,231 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-17 |
4 |
B |
$3.48 |
$3,480 |
D/D |
1,000 |
3,262,231 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-18 |
4 |
B |
$3.25 |
$23,833 |
D/D |
7,180 |
3,269,411 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-22 |
4 |
B |
$3.15 |
$150,750 |
D/D |
47,000 |
3,316,411 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-23 |
4 |
B |
$3.05 |
$15,674 |
D/D |
5,139 |
3,321,550 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-29 |
4 |
B |
$3.12 |
$41,901 |
D/D |
13,296 |
3,334,846 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-01 |
4 |
B |
$3.00 |
$58,800 |
D/D |
19,600 |
3,354,446 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-02 |
4 |
B |
$3.00 |
$35,400 |
D/D |
11,800 |
3,366,246 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-09 |
4 |
B |
$2.85 |
$68,973 |
D/D |
23,800 |
3,390,046 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-23 |
4 |
B |
$3.40 |
$867 |
D/D |
255 |
3,390,301 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-28 |
4 |
B |
$3.39 |
$1,357 |
D/D |
400 |
3,390,701 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-29 |
4 |
B |
$3.30 |
$10,218 |
D/D |
3,050 |
3,393,751 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-18 |
4 |
B |
$3.15 |
$21,753 |
D/D |
6,713 |
3,400,464 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-19 |
4 |
B |
$3.12 |
$7,860 |
D/D |
2,500 |
3,402,964 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-20 |
4 |
B |
$3.11 |
$36,354 |
D/D |
11,600 |
3,414,564 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-23 |
4 |
B |
$3.07 |
$86,052 |
D/D |
27,618 |
3,442,182 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-24 |
4 |
B |
$3.10 |
$4,340 |
D/D |
1,400 |
3,443,582 |
2.37 |
- |
|
176 Records found
|
|
Page 3 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
