| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,555,632 |
|
|
|
Indirect Value
|
$41,627,467 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$140,183,099 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-03 |
4 |
B |
$1.67 |
$3,197 |
D/D |
1,900 |
3,728,597 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-12 |
4 |
B |
$1.67 |
$15,648 |
D/D |
9,370 |
3,852,474 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-24 |
4 |
B |
$1.67 |
$48,211 |
D/D |
28,690 |
3,979,555 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-05 |
4 |
B |
$1.68 |
$16,296 |
D/D |
9,700 |
3,790,093 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-26 |
4 |
B |
$1.68 |
$34,433 |
D/D |
20,280 |
3,999,835 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-29 |
4 |
B |
$1.68 |
$16,918 |
D/D |
9,931 |
4,009,766 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-03-20 |
5 |
B |
$1.69 |
$3,380 |
D/D |
2,000 |
2,360,066 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-03 |
5 |
B |
$1.69 |
$169 |
D/D |
100 |
2,360,166 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-07 |
5 |
B |
$1.69 |
$3,380 |
D/D |
2,000 |
2,362,166 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-20 |
4 |
B |
$1.69 |
$24,149 |
D/D |
13,800 |
3,705,697 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-01 |
4 |
B |
$1.74 |
$704 |
D/D |
400 |
3,720,197 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-26 |
4 |
B |
$1.79 |
$8,110 |
D/D |
4,500 |
3,719,797 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-19 |
4 |
B |
$1.82 |
$26,712 |
D/D |
14,454 |
3,691,897 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-31 |
4 |
B |
$1.83 |
$7,921 |
D/D |
4,307 |
4,014,073 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-18 |
4 |
B |
$1.91 |
$20,257 |
D/D |
10,600 |
3,677,443 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-17 |
4 |
B |
$1.94 |
$14,945 |
D/D |
7,600 |
3,666,843 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-12 |
4 |
B |
$1.95 |
$195 |
D/D |
100 |
4,023,080 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-15 |
4 |
B |
$1.95 |
$8,525 |
D/D |
4,372 |
4,031,852 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-14 |
4 |
B |
$1.98 |
$397 |
D/D |
200 |
3,659,243 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-02 |
4 |
B |
$1.98 |
$17,703 |
D/D |
8,907 |
4,022,980 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-13 |
4 |
B |
$1.99 |
$30,659 |
D/D |
15,287 |
3,659,043 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-11 |
4 |
B |
$2.00 |
$58,643 |
D/D |
28,600 |
3,632,735 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-12 |
4 |
B |
$2.01 |
$22,563 |
D/D |
11,021 |
3,643,756 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-14 |
4 |
B |
$2.01 |
$8,905 |
D/D |
4,400 |
4,027,480 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-10 |
4 |
B |
$2.33 |
$15,883 |
D/D |
6,700 |
3,591,035 |
2.37 |
- |
|
176 Records found
|
|
Page 3 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
