| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,555,632 |
|
|
|
Indirect Value
|
$41,627,467 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$140,183,099 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-07 |
4 |
B |
$2.81 |
$14,852 |
D/D |
5,281 |
3,565,735 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-07-07 |
4 |
B |
$2.83 |
$1,421 |
D/D |
502 |
3,469,332 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-06 |
4 |
B |
$2.84 |
$8,832 |
D/D |
3,100 |
3,560,454 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-09 |
4 |
B |
$2.85 |
$68,973 |
D/D |
23,800 |
3,390,046 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-07-03 |
4 |
B |
$2.87 |
$20,730 |
D/D |
7,100 |
3,468,830 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-03 |
4 |
B |
$2.89 |
$7,248 |
D/D |
2,500 |
3,557,354 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-29 |
4 |
B |
$2.93 |
$1,566 |
D/D |
533 |
3,554,454 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-02 |
4 |
B |
$2.93 |
$1,172 |
D/D |
400 |
3,554,854 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-26 |
4 |
B |
$2.96 |
$296 |
D/D |
100 |
3,553,921 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-22 |
4 |
B |
$2.97 |
$12,024 |
D/D |
4,043 |
3,511,800 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-25 |
4 |
B |
$2.97 |
$297 |
D/D |
100 |
3,553,821 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-23 |
4 |
B |
$2.99 |
$121,533 |
D/D |
40,521 |
3,552,321 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-24 |
4 |
B |
$2.99 |
$4,196 |
D/D |
1,400 |
3,553,721 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-01 |
4 |
B |
$3.00 |
$58,800 |
D/D |
19,600 |
3,354,446 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-02 |
4 |
B |
$3.00 |
$35,400 |
D/D |
11,800 |
3,366,246 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-30 |
4 |
B |
$3.00 |
$15,450 |
D/D |
5,100 |
3,458,782 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-27 |
4 |
B |
$3.01 |
$9,357 |
D/D |
3,100 |
3,453,682 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-07-01 |
4 |
B |
$3.01 |
$8,873 |
D/D |
2,948 |
3,461,730 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-26 |
4 |
B |
$3.02 |
$18,913 |
D/D |
6,200 |
3,450,582 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-23 |
4 |
B |
$3.05 |
$15,674 |
D/D |
5,139 |
3,321,550 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-23 |
4 |
B |
$3.07 |
$86,052 |
D/D |
27,618 |
3,442,182 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-25 |
4 |
B |
$3.07 |
$2,458 |
D/D |
800 |
3,444,382 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-24 |
4 |
B |
$3.10 |
$4,340 |
D/D |
1,400 |
3,443,582 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-20 |
4 |
B |
$3.11 |
$36,354 |
D/D |
11,600 |
3,414,564 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-29 |
4 |
B |
$3.12 |
$41,901 |
D/D |
13,296 |
3,334,846 |
2.37 |
- |
|
176 Records found
|
|
Page 5 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
