| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,268,470 |
|
|
|
Indirect Value
|
$41,358,329 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$139,626,800 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
Director |
– • – |
2017-01-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2017-01-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2017-01-03 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
326,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2017-07-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2017-07-03 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
331,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2017-07-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2018-01-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2018-01-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
336,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2018-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2018-07-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
341,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2018-07-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2018-07-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2019-01-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,000 |
346,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2019-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2019-01-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-30 |
4 |
B |
$3.00 |
$15,450 |
D/D |
5,100 |
3,458,782 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-23 |
4 |
B |
$3.05 |
$15,674 |
D/D |
5,139 |
3,321,550 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-07 |
4 |
B |
$2.81 |
$14,852 |
D/D |
5,281 |
3,565,735 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-26 |
4 |
B |
$3.02 |
$18,913 |
D/D |
6,200 |
3,450,582 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-08-17 |
4 |
B |
$2.38 |
$15,139 |
D/D |
6,300 |
2,537,824 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-02 |
4 |
B |
$1.67 |
$11,112 |
D/D |
6,500 |
3,726,697 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-10-10 |
4 |
B |
$2.33 |
$15,883 |
D/D |
6,700 |
3,591,035 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-18 |
4 |
B |
$3.15 |
$21,753 |
D/D |
6,713 |
3,400,464 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-07-03 |
4 |
B |
$2.87 |
$20,730 |
D/D |
7,100 |
3,468,830 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-18 |
4 |
B |
$3.25 |
$23,833 |
D/D |
7,180 |
3,269,411 |
2.37 |
- |
|
176 Records found
|
|
Page 5 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
