| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,555,632 |
|
|
|
Indirect Value
|
$41,627,467 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$140,183,099 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-18 |
4 |
B |
$1.58 |
$24,290 |
D/D |
15,250 |
3,922,314 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-19 |
4 |
B |
$1.59 |
$7,503 |
D/D |
4,681 |
3,926,995 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-22 |
4 |
B |
$1.60 |
$6,802 |
D/D |
4,200 |
3,931,195 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-23 |
4 |
B |
$1.65 |
$32,812 |
D/D |
19,670 |
3,950,865 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-24 |
4 |
B |
$1.67 |
$48,211 |
D/D |
28,690 |
3,979,555 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-26 |
4 |
B |
$1.68 |
$34,433 |
D/D |
20,280 |
3,999,835 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-29 |
4 |
B |
$1.68 |
$16,918 |
D/D |
9,931 |
4,009,766 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-31 |
4 |
B |
$1.83 |
$7,921 |
D/D |
4,307 |
4,014,073 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-02 |
4 |
B |
$1.98 |
$17,703 |
D/D |
8,907 |
4,022,980 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-12 |
4 |
B |
$1.95 |
$195 |
D/D |
100 |
4,023,080 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-14 |
4 |
B |
$2.01 |
$8,905 |
D/D |
4,400 |
4,027,480 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2009-01-15 |
4 |
B |
$1.95 |
$8,525 |
D/D |
4,372 |
4,031,852 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2010-08-04 |
4 |
GD |
$0.00 |
$0 |
I/I |
3,395,025 |
636,827 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2012-11-13 |
4 |
S |
$6.00 |
$1,926,804 |
D/D |
(321,134) |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2013-07-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
0 |
- |
|
| XNCR |
Xencor Inc |
10% Owner |
– – • |
2013-12-06 |
4 |
A |
$0.00 |
$0 |
I/I |
1,725,353 |
1,725,443 |
0 |
- |
|
| XNCR |
Xencor Inc |
10% Owner |
– – • |
2013-12-06 |
4 |
B |
$5.50 |
$1,512,500 |
D/D |
275,000 |
2,000,443 |
2.45 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2014-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
10,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2014-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
25,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2014-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
15,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2015-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
20,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2016-01-04 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
30,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2016-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,000 |
35,000 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2016-11-01 |
4 |
GA |
$0.00 |
$0 |
I/I |
35,000 |
321,671 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2016-11-01 |
4 |
GD |
$0.00 |
$0 |
D/D |
35,000 |
0 |
0 |
- |
|
176 Records found
|
|
Page 6 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
