| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$98,268,470 |
|
|
|
Indirect Value
|
$41,358,329 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$139,626,800 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-02-22 |
4 |
B |
$3.74 |
$561 |
D/D |
150 |
0 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-29 |
4 |
B |
$3.75 |
$3,415 |
D/D |
900 |
2,716,024 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-02-15 |
4 |
B |
$3.75 |
$6,030 |
D/D |
1,600 |
2,747,897 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-03-19 |
4 |
B |
$3.75 |
$1,125 |
D/D |
300 |
3,250,459 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-03-26 |
4 |
B |
$3.75 |
$3,750 |
D/D |
1,000 |
3,251,459 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-02-13 |
4 |
B |
$3.77 |
$3,574 |
D/D |
948 |
2,746,297 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-02-28 |
4 |
B |
$3.77 |
$9,166 |
D/D |
2,390 |
2,757,437 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-02-25 |
4 |
B |
$3.78 |
$3,024 |
D/D |
800 |
0 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-23 |
4 |
B |
$3.79 |
$44,716 |
D/D |
11,697 |
2,714,824 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-15 |
4 |
B |
$3.85 |
$1,925 |
D/D |
500 |
2,698,127 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-14 |
4 |
B |
$3.90 |
$12,531 |
D/D |
3,200 |
2,697,627 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-17 |
4 |
B |
$3.95 |
$5,191 |
D/D |
1,300 |
2,699,427 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2007-09-24 |
4 |
B |
$4.00 |
$400 |
D/D |
100 |
2,691,627 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-11 |
4 |
B |
$4.00 |
$4,000 |
D/D |
1,000 |
2,694,427 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2007-10-12 |
4 |
B |
$4.01 |
$1,203 |
D/D |
300 |
2,691,927 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-01-07 |
4 |
B |
$4.04 |
$6,067 |
D/D |
1,500 |
2,693,427 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-24 |
4 |
B |
$4.55 |
$455 |
I/I |
100 |
100 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-24 |
4 |
S |
$4.63 |
$463 |
I/I |
(100) |
0 |
|
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-26 |
4 |
B |
$4.69 |
$469 |
I/I |
100 |
100 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-29 |
4 |
B |
$4.84 |
$484 |
I/I |
100 |
200 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-29 |
4 |
S |
$4.86 |
$973 |
I/I |
(200) |
0 |
|
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-11-30 |
4 |
B |
$4.88 |
$976 |
I/I |
200 |
200 |
1.42 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-12-03 |
4 |
S |
$4.95 |
$495 |
I/I |
(100) |
100 |
|
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-12-06 |
4 |
S |
$5.19 |
$519 |
I/I |
(100) |
0 |
|
- |
|
| XNCR |
Xencor Inc |
10% Owner |
– – • |
2013-12-06 |
4 |
B |
$5.50 |
$1,512,500 |
D/D |
275,000 |
2,000,443 |
2.45 |
- |
|
176 Records found
|
|
Page 7 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
