| |
| |
|
| Insider
Information: |
Stafford John S Jr |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
5,258,772 |
|
|
Indirect Shares
|
2,072,114 |
|
|
| Direct
Value |
$99,021,213 |
|
|
|
Indirect Value
|
$41,979,489 |
|
|
| Total
Shares |
7,330,886 |
|
|
| Total
Value |
$141,000,702 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aware Inc |
AWRE |
Director |
2019-01-02 |
0 |
2019-01-02 |
346,671 |
Premium* |
|
|
Bancroft Convertible Fund Inc |
BCV |
10% Owner |
2008-04-14 |
3,258,329 |
2008-04-14 |
0 |
Premium* |
|
|
Xencor Inc |
XNCR |
10% Owner |
2013-12-06 |
2,000,443 |
2013-12-06 |
1,725,443 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
176 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 8
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-01 |
4 |
B |
$3.00 |
$58,800 |
D/D |
19,600 |
3,354,446 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-23 |
4 |
B |
$1.65 |
$32,812 |
D/D |
19,670 |
3,950,865 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-26 |
4 |
B |
$1.68 |
$34,433 |
D/D |
20,280 |
3,999,835 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-10 |
4 |
B |
$1.66 |
$35,878 |
D/D |
21,486 |
3,829,904 |
2.37 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-05-09 |
4 |
B |
$2.85 |
$68,973 |
D/D |
23,800 |
3,390,046 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-10 |
5 |
B |
$1.65 |
$41,873 |
D/D |
25,258 |
2,445,424 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-14 |
5 |
B |
$1.64 |
$44,261 |
D/D |
26,900 |
2,472,324 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-06-23 |
4 |
B |
$3.07 |
$86,052 |
D/D |
27,618 |
3,442,182 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-11-11 |
4 |
B |
$2.00 |
$58,643 |
D/D |
28,600 |
3,632,735 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-24 |
4 |
B |
$1.67 |
$48,211 |
D/D |
28,690 |
3,979,555 |
2.37 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2016-11-01 |
4 |
GD |
$0.00 |
$0 |
D/D |
35,000 |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
Director |
– • – |
2016-11-01 |
4 |
GA |
$0.00 |
$0 |
I/I |
35,000 |
321,671 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-16 |
4 |
B |
$1.64 |
$58,409 |
D/D |
35,400 |
3,889,974 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-09-23 |
4 |
B |
$2.99 |
$121,533 |
D/D |
40,521 |
3,552,321 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-12 |
4 |
B |
$2.36 |
$98,733 |
D/D |
41,153 |
2,602,827 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-04-22 |
4 |
B |
$3.15 |
$150,750 |
D/D |
47,000 |
3,316,411 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-12-04 |
4 |
B |
$1.66 |
$86,992 |
D/D |
51,796 |
3,780,393 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-24 |
5 |
B |
$1.63 |
$91,606 |
D/D |
56,200 |
2,528,724 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2003-04-09 |
5 |
B |
$1.67 |
$97,420 |
D/D |
58,000 |
2,420,166 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2004-10-18 |
4 |
B |
$2.40 |
$213,807 |
D/D |
88,700 |
2,691,527 |
2.45 |
- |
|
| XNCR |
Xencor Inc |
10% Owner |
– – • |
2013-12-06 |
4 |
B |
$5.50 |
$1,512,500 |
D/D |
275,000 |
2,000,443 |
2.45 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2011-07-25 |
5 |
GD |
$0.00 |
$0 |
D/D |
315,693 |
321,134 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2012-11-13 |
4 |
S |
$6.00 |
$1,926,804 |
D/D |
(321,134) |
0 |
0 |
- |
|
| AWRE |
Aware Inc |
10% Owner |
– – • |
2008-03-04 |
4 |
B |
$3.50 |
$1,724,527 |
D/D |
492,722 |
3,250,159 |
2.45 |
- |
|
| XNCR |
Xencor Inc |
10% Owner |
– – • |
2013-12-06 |
4 |
A |
$0.00 |
$0 |
I/I |
1,725,353 |
1,725,443 |
0 |
- |
|
176 Records found
|
|
Page 7 of 8 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
