| |
| |
|
| Insider
Information: |
Sterba Jeffry E |
| Relationship: |
President and CEO |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
289,567 |
|
|
Indirect Shares
|
9,675 |
|
|
| Direct
Value |
$16,271,583 |
|
|
|
Indirect Value
|
$359,136 |
|
|
| Total
Shares |
299,242 |
|
|
| Total
Value |
$16,630,719 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
PNM Resources Inc |
PNM |
Director |
2011-05-17 |
227,596 |
2009-12-11 |
9,675 |
Premium* |
|
|
American Water Works Company Inc. |
AWK |
President and CEO |
2014-02-20 |
61,971 |
2011-02-17 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
54 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PNM |
PNM Resources Inc |
CHAIRMAN AND CEO |
• • – |
2009-02-11 |
4 |
OE |
$8.53 |
$86,759 |
D/D |
10,171 |
175,752 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2009-02-25 |
4 |
S |
$6.90 |
$80,730 |
D/D |
(11,700) |
184,052 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2003-12-05 |
4 |
OE |
$15.13 |
$226,875 |
D/D |
15,000 |
20,677 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2003-12-05 |
4 |
S |
$27.56 |
$413,400 |
D/D |
(15,000) |
5,677 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2003-12-10 |
4 |
S |
$27.50 |
$412,500 |
D/D |
(15,000) |
5,677 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2003-12-10 |
4 |
OE |
$15.13 |
$226,875 |
D/D |
15,000 |
20,677 |
|
- |
|
| AWK |
American Water Works Comp... |
President and CEO |
• – – |
2014-01-22 |
4 |
D |
$42.11 |
$805,985 |
D/D |
(19,140) |
54,266 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2003-12-16 |
4 |
OE |
$15.13 |
$302,500 |
D/D |
20,000 |
25,677 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2003-12-16 |
4 |
S |
$27.75 |
$555,000 |
D/D |
(20,000) |
5,677 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2004-02-20 |
4 |
OE |
$25.75 |
$515,000 |
D/D |
20,000 |
36,064 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2004-02-20 |
4 |
S |
$30.88 |
$617,600 |
D/D |
(20,000) |
16,064 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2004-03-02 |
4 |
OE |
$25.75 |
$515,000 |
D/D |
20,000 |
36,115 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2004-03-02 |
4 |
S |
$31.00 |
$620,000 |
D/D |
(20,000) |
16,115 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2009-02-17 |
4 |
A |
$0.00 |
$0 |
D/D |
20,000 |
195,752 |
0 |
- |
|
| AWK |
American Water Works Comp... |
President and CEO |
• – – |
2013-01-23 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,077 |
25,234 |
0 |
- |
|
| AWK |
American Water Works Comp... |
President and CEO |
• – – |
2014-01-22 |
4 |
OE |
$0.00 |
$0 |
D/D |
21,062 |
49,254 |
0 |
- |
|
| AWK |
American Water Works Comp... |
President and CEO |
• – – |
2014-01-22 |
4 |
A |
$0.00 |
$0 |
D/D |
24,152 |
73,406 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2006-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
30,000 |
92,086 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2006-11-08 |
4 |
OE |
$10.79 |
$334,959 |
D/D |
30,000 |
122,680 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2006-11-08 |
4 |
S |
$29.45 |
$883,500 |
D/D |
(30,000) |
92,680 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2005-02-14 |
4 |
A |
$0.00 |
$118,530 |
D/D |
34,500 |
67,866 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2008-02-19 |
4 |
A |
$0.00 |
$0 |
D/D |
37,500 |
174,177 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2007-02-16 |
4 |
A |
$0.00 |
$303,780 |
D/D |
39,960 |
131,488 |
0 |
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2005-07-29 |
4 |
S |
$29.30 |
$1,465,000 |
D/D |
(50,000) |
68,437 |
|
- |
|
| PNM |
PNM Resources Inc |
CHMN, PRES AND CEO |
• • – |
2005-07-29 |
4 |
OE |
$10.79 |
$539,585 |
D/D |
50,000 |
118,437 |
|
- |
|
54 Records found
|
|
Page 2 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
