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Insider Information:   Sterba Jeffry E
Relationship:   President and CEO
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   289,567    

Indirect Shares

  9,675      
Direct Value   $16,419,940    

Indirect Value

  $360,200      
Total Shares   299,242      
Total Value   $16,780,141      


PNM Resources Inc
 $8,473,399 American Water Works Company Inc.
 $7,946,541 PNM Resources Inc
 $8,473,399 American Water Works Company Inc.
 $7,946,541
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            PNM Resources Inc PNM Director 2011-05-17 227,596 2009-12-11 9,675    Premium*  
            American Water Works Company Inc. AWK President and CEO 2014-02-20 61,971 2011-02-17 0    Premium*  
* Premium Members only  

Records found :    54         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
PNM PNM Resources Inc CHAIRMAN AND CEO   •       •      –    2009-12-11 4/A D $12.22 $22,680 D/D (1,856) 195,283 0 -
PNM PNM Resources Inc Director   –       •      –    2010-09-01 4/A OE $0.00 $0 D/D 2,195 234,823 0 -
PNM PNM Resources Inc Director   –       •      –    2010-09-01 4/A D $11.80 $25,901 D/D (2,195) 232,628 0 -
AWK American Water Works Comp... President and CEO   •       –      –    2014-01-01 4/A D $42.26 $84,858 D/D (2,008) 52,258 0 -

  54  Records found
  1   2   3     
  Page 3 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed