| |
| |
|
| Insider
Information: |
Ramius Capital Group Llc |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
7 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
8,102,000 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$196,690,938 |
|
|
| Total
Shares |
8,102,000 |
|
|
| Total
Value |
$196,690,938 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
The Pep Boys - Manny Moe & Jack |
PBY |
See Remarks |
2006-09-28 |
0 |
2006-09-29 |
2,068,518 |
Premium* |
|
|
Phoenix Technologies Ltd |
PTEC |
10% Owner |
2009-10-29 |
0 |
2010-11-23 |
0 |
Premium* |
|
|
Agilysys Inc |
AGYS |
10% Owner |
2009-11-09 |
0 |
2009-11-16 |
1,028,314 |
Premium* |
|
|
Tpc Group Inc. |
TPCG |
10% Owner |
|
0 |
2010-04-07 |
1,451,405 |
Premium* |
|
|
Rand Logistics Inc |
RAQCU |
10% Owner |
2010-03-25 |
0 |
2011-01-20 |
397,480 |
Premium* |
|
|
Immersion Corp |
IMMR |
10% Owner |
2010-04-23 |
0 |
2010-12-22 |
1,067,523 |
Premium* |
|
|
Surmodics Inc |
SRDX |
10% Owner |
|
0 |
2010-11-16 |
2,088,760 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
69 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-11-17 |
4 |
B |
$2.80 |
$7,743 |
I/I |
2,767 |
1,868,552 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-11-18 |
4 |
B |
$2.74 |
$99,064 |
I/I |
36,197 |
1,882,307 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-11-19 |
4 |
B |
$2.68 |
$21,102 |
I/I |
7,879 |
1,885,301 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-11-30 |
4 |
B |
$2.62 |
$71,424 |
I/I |
27,229 |
1,895,648 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-12-01 |
4 |
B |
$2.71 |
$27,334 |
I/I |
10,094 |
1,899,484 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-12-02 |
4 |
B |
$2.70 |
$135,011 |
I/I |
50,000 |
1,918,484 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2009-12-03 |
4 |
B |
$2.69 |
$144,237 |
I/I |
53,500 |
1,938,814 |
1.5 |
- |
|
| PTEC |
Phoenix Technologies Ltd |
10% Owner |
– – • |
2010-11-23 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,103,500) |
0 |
0 |
- |
|
| RAQCU |
Rand Logistics Inc |
See Explanation of Responses |
– – • |
2010-03-25 |
4 |
S |
$5.10 |
$987,360 |
I/I |
(193,600) |
684,806 |
0 |
- |
|
| RAQCU |
Rand Logistics Inc |
See Explanation of Responses |
– – • |
2010-04-01 |
4 |
S |
$5.20 |
$104,000 |
I/I |
(20,000) |
676,426 |
0 |
- |
|
| RAQCU |
Rand Logistics Inc |
See Explanation of Responses |
– – • |
2010-04-06 |
4 |
S |
$5.20 |
$520,000 |
I/I |
(100,000) |
634,481 |
0 |
- |
|
| RAQCU |
Rand Logistics Inc |
See Explanation of Responses |
– – • |
2010-06-30 |
4 |
S |
$5.00 |
$77,075 |
I/I |
(15,415) |
628,021 |
0 |
- |
|
| RAQCU |
Rand Logistics Inc |
10% Owner |
– – • |
2011-01-20 |
4 |
S |
$5.00 |
$2,750,000 |
I/I |
(550,000) |
397,480 |
0 |
- |
|
| SRDX |
Surmodics Inc |
10% Owner |
– – • |
2010-11-16 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,088,760 |
|
- |
|
| TPCG |
Tpc Group Inc. |
10% Owner |
– – • |
2010-01-23 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,893,395 |
|
- |
|
| TPCG |
Tpc Group Inc. |
See Explanation of Responses |
– – • |
2010-02-25 |
4 |
S |
$9.20 |
$460,000 |
I/I |
(50,000) |
72,730 |
0 |
- |
|
| TPCG |
Tpc Group Inc. |
See Explanation of Responses |
– – • |
2010-03-12 |
4 |
S |
$9.25 |
$115,625 |
I/I |
(12,500) |
60,230 |
0 |
- |
|
| TPCG |
Tpc Group Inc. |
See Explanation of Responses |
– – • |
2010-04-06 |
4 |
S |
$12.00 |
$1,970,000 |
I/I |
(160,000) |
33,045 |
0 |
- |
|
| TPCG |
Tpc Group Inc. |
See Explanation of Responses |
– – • |
2010-04-07 |
4 |
S |
$12.75 |
$2,479,748 |
I/I |
(194,490) |
0 |
0 |
- |
|
69 Records found
|
|
Page 3 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
