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Insider Information:   Young Morris S
Relationship:  
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   1    
Direct Shares   1,989,046    

Indirect Shares

  108,112      
Direct Value   $7,220,237    

Indirect Value

  $392,447      
Total Shares   2,097,158      
Total Value   $7,612,684      


AXT Inc
 $7,220,237 AXT Inc
 $7,220,237
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    9    

     Stock price went up :

    0   
    2    
     Stock price went down :
    0   
    7    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
 -76.9%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            AXT Inc AXTI 2023-11-10 1,989,046 2023-05-15 108,112    Premium*  
* Premium Members only  

Records found :    142         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 6
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-30 4 S $2.55 $8,543 I/I (3,350) 1,750,279 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-02-21 4 S $2.65 $397,834 D/D (150,000) 1,508,771 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-02 4 S $2.81 $5,611 I/I (2,000) 1,764,979 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-02 4 S $2.81 $5,611 D/D (2,000) 1,764,979 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-02-28 4 S $2.90 $59,533 D/D (20,500) 1,448,271 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2020-07-28 4 OE $2.91 $314,280 D/D 108,000 1,729,019 0 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-02-24 4 S $2.98 $119,273 D/D (40,000) 1,468,771 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-08 4 S $3.00 $6,000 I/I (2,000) 1,760,979 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-08 4 S $3.00 $6,000 D/D (2,000) 1,760,979 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-16 4 S $3.00 $6,000 D/D (2,000) 1,756,979 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-09-16 4 S $3.00 $6,000 I/I (2,000) 1,756,979 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2021-09-27 4 OE $3.06 $306,000 D/D 100,000 1,811,390 0 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-08-11 4 S $3.15 $31,500 D/D (10,000) 1,321,971 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2003-11-25 4 S $3.35 $100,500 I/I (30,000) 1,710,979 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2005-08-25 4 S $3.40 $204,000 D/D (60,000) 1,261,971 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-08-25 4/A S $3.40 $204,000 D/D (60,000) 1,261,971 -
AXTI AXT Inc Chief Executive Officer   •       •      –    2016-05-03 4 D $3.50 $35,000 D/D (10,000) 1,015,239 0 -
AXTI AXT Inc Director   –       •      –    2008-08-29 4 AS $3.59 $71,800 D/D (20,000) 740,070 0 -
AXTI AXT Inc Director   –       •      –    2007-05-31 4 S $3.81 $306,314 D/D (80,000) 1,216,623 0 -
AXTI AXT Inc Director   –       •      –    2007-05-29 4 S $3.82 $152,608 D/D (40,000) 1,293,971 0 -
AXTI AXT Inc Director   –       •      –    2007-11-28 4 S $4.10 $135,462 D/D (32,500) 1,099,241 0 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-05-04 4 S $4.15 $332,000 D/D (80,000) 1,368,271 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-05-12 4 S $4.35 $5,655 D/D (1,300) 1,331,971 -
AXTI AXT Inc Chief Technology Officer   •       •      –    2006-05-11 4 S $4.41 $154,351 D/D (35,000) 1,333,271 -
AXTI AXT Inc Director   –       •      –    2007-08-07 4 S $4.56 $91,234 D/D (20,000) 1,159,841 0 -

  142  Records found
  1   2   3   4  5   6      
  Page 4 of 6  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed