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Insider Information:   Lilly Steven C
Relationship:   Chief Financial Officer
City:   Cary
State:   NC
   
Insider Summary:
  
   
Companies Owned :   3    
Direct Shares   317,857    

Indirect Shares

  0      
Direct Value   $2,840,806    

Indirect Value

  $0      
Total Shares   317,857      
Total Value   $2,840,806      


Barings BDC Inc
 $2,470,589 America First Multifamily Investors Units
 $158,335 Fs Kkr Capital Inc
 $211,882 Barings BDC Inc
 $2,470,589 America First Multifamily Investors Units
 $158,335 Fs Kkr Capital Inc
 $211,882
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Barings BDC Inc BBDC CFO and Secretary, Dir... 2018-07-31 256,818 2007-02-21 0    Premium*  
            America First Multifamily Invest... ATAX 2024-02-26 10,591 2020-03-19 0    Premium*  
            Fs Kkr Capital Inc FSK Chief Financial Officer 2021-06-10 50,448 2021-06-10 0    Premium*  
* Premium Members only  

Records found :    57         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2010-02-04 4 A $11.84 $246,663 D/D 20,833 140,806 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2010-04-06 4 GD $0.00 $0 D/D 2,000 121,997 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2010-05-07 4 D $13.62 $22,078 D/D (1,621) 137,847 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2010-12-07 4 GD $0.00 $0 D/D 890 121,107 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2011-01-05 4 AS $19.17 $76,680 D/D (4,000) 133,847 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2011-01-06 4 AS $19.10 $76,400 D/D (4,000) 129,847 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2011-01-07 4 AS $19.08 $76,320 D/D (4,000) 125,847 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2011-01-10 4 AS $18.97 $35,095 D/D (1,850) 123,997 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2011-02-04 4 D $20.51 $73,385 D/D (3,578) 117,529 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2011-05-09 4 D $18.80 $56,268 D/D (2,993) 138,093 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2012-07-10 4 GD $0.00 $0 D/D 1,625 145,886 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2012-12-19 4 GD $0.00 $0 D/D 1,700 144,186 0 -
BBDC Barings BDC Inc CFO, Secretary, Treasurer   •       •      –    2012-12-31 4 D $25.49 $256,200 D/D (10,051) 147,511 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2013-02-06 4 A $0.00 $0 D/D 34,278 179,088 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2014-02-04 4 D $26.35 $343,472 D/D (13,035) 166,053 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2014-02-05 4 A $26.09 $860,970 D/D 33,000 199,639 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2014-06-30 4 GD $0.00 $0 D/D 1,710 197,929 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2015-02-04 4 A $21.78 $871,200 D/D 40,000 224,262 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2015-02-04 4 D $21.78 $316,355 D/D (14,525) 183,404 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2015-03-13 4 GD $0.00 $0 D/D 2,080 222,182 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2016-02-03 4 A $17.53 $648,610 D/D 37,000 259,182 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2016-02-04 4 D $18.11 $300,590 D/D (16,598) 243,620 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2016-03-08 4 GD $0.00 $0 D/D 1,670 247,950 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2016-03-09 4 GD $0.00 $0 D/D 1,330 246,620 0 -
BBDC Barings BDC Inc CFO and Secretary   •       •      –    2016-05-09 4 B $17.64 $105,860 D/D 6,000 249,620 2.81 -

  57  Records found
  1   2  3      
  Page 2 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed