| |
| |
|
| Insider
Information: |
Erickson John R |
| Relationship: |
EVP and CFO, Director |
| City: |
Bethesda |
| State: |
MD |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
7,000 |
|
|
Indirect Shares
|
5,000 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$19,460 |
|
|
| Total
Shares |
12,000 |
|
|
| Total
Value |
$19,460 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
American Capital Ltd |
ACAS |
See Remarks |
2017-01-03 |
0 |
2017-01-03 |
0 |
Premium* |
|
|
American Capital Mortgage Invest... |
MTGE |
Director |
2013-06-04 |
6,000 |
2013-02-15 |
0 |
Premium* |
|
|
American Capital Senior Floating... |
ACSF |
EVP, CFO and Asst. Sec. |
2014-02-06 |
1,000 |
2016-12-30 |
3,000 |
Premium* |
|
|
AGNC Investment Corp |
AGNC |
EVP and CFO, Director |
2014-02-06 |
0 |
2014-02-06 |
2,000 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
141 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 6
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2012-03-23 |
4 |
AS |
$8.86 |
$59,433 |
D/D |
(6,708) |
761,960 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2012-03-28 |
4 |
AS |
$8.76 |
$77,281 |
D/D |
(8,822) |
753,138 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2012-06-25 |
4 |
AS |
$9.34 |
$63,017 |
D/D |
(6,747) |
746,391 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2012-07-30 |
4 |
AS |
$9.80 |
$89,837 |
D/D |
(9,167) |
737,224 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2012-09-25 |
4 |
AS |
$11.73 |
$79,142 |
D/D |
(6,747) |
730,477 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2012-11-13 |
4 |
AS |
$11.49 |
$83,888 |
D/D |
(7,301) |
723,176 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-07 |
5 |
GD |
$0.00 |
$0 |
D/D |
142,155 |
142,155 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-07 |
5 |
GA |
$0.00 |
$0 |
I/I |
142,155 |
142,155 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-13 |
5 |
GD |
$0.00 |
$0 |
D/D |
100,000 |
100,000 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-13 |
5 |
GA |
$0.00 |
$0 |
I/I |
100,000 |
242,155 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-21 |
5 |
GD |
$0.00 |
$0 |
D/D |
48,687 |
48,687 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-21 |
5 |
GA |
$0.00 |
$0 |
I/I |
48,687 |
48,687 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2013-01-10 |
4 |
AS |
$13.02 |
$82,078 |
D/D |
(6,304) |
716,872 |
0 |
- |
|
| MTGE |
American Capital Mortgage... |
Director |
– • – |
2013-02-15 |
4 |
B |
$25.95 |
$77,850 |
D/D |
3,000 |
3,000 |
2.39 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2013-02-27 |
4 |
AS |
$13.78 |
$73,723 |
D/D |
(5,350) |
420,679 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2013-03-25 |
4 |
AS |
$14.76 |
$153,593 |
D/D |
(10,406) |
410,273 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2013-04-25 |
4 |
A |
$0.00 |
$0 |
D/D |
15,649 |
425,922 |
0 |
- |
|
| MTGE |
American Capital Mortgage... |
Director |
– • – |
2013-06-04 |
4 |
B |
$20.72 |
$62,160 |
D/D |
3,000 |
6,000 |
2.39 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2013-11-12 |
4 |
AS |
$14.01 |
$114,742 |
D/D |
(8,190) |
417,732 |
0 |
- |
|
| ACAS |
American Capital Ltd |
President, Structured Finance |
• – – |
2013-11-25 |
5 |
GD |
$0.00 |
$0 |
D/D |
49,013 |
368,719 |
0 |
- |
|
| ACAS |
American Capital Ltd |
President, Structured Finance |
• – – |
2013-11-25 |
5 |
GA |
$0.00 |
$0 |
I/I |
49,013 |
97,700 |
0 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-06 |
4 |
B |
$13.88 |
$13,890 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| AGNC |
AGNC Investment Corp |
EVP and CFO |
• • – |
2014-02-06 |
4 |
B |
$21.71 |
$43,420 |
I/I |
2,000 |
2,000 |
2.66 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-18 |
4 |
B |
$14.34 |
$28,680 |
I/I |
2,000 |
3,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-19 |
4 |
B |
$14.41 |
$14,410 |
I/I |
1,000 |
4,000 |
1.99 |
- |
|
141 Records found
|
|
Page 4 of 6 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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