| |
| |
|
| Insider
Information: |
Erickson John R |
| Relationship: |
EVP and CFO, Director |
| City: |
Bethesda |
| State: |
MD |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
7,000 |
|
|
Indirect Shares
|
5,000 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$19,460 |
|
|
| Total
Shares |
12,000 |
|
|
| Total
Value |
$19,460 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
American Capital Ltd |
ACAS |
See Remarks |
2017-01-03 |
0 |
2017-01-03 |
0 |
Premium* |
|
|
American Capital Mortgage Invest... |
MTGE |
Director |
2013-06-04 |
6,000 |
2013-02-15 |
0 |
Premium* |
|
|
American Capital Senior Floating... |
ACSF |
EVP, CFO and Asst. Sec. |
2014-02-06 |
1,000 |
2016-12-30 |
3,000 |
Premium* |
|
|
AGNC Investment Corp |
AGNC |
EVP and CFO, Director |
2014-02-06 |
0 |
2014-02-06 |
2,000 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
141 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 6
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2007-05-16 |
4 |
OE |
$34.11 |
$504,629 |
D/D |
14,747 |
245,886 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2007-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
110,164 |
365,610 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2007-12-05 |
4 |
A |
$0.00 |
$0 |
D/D |
50,036 |
415,645 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2008-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
53,410 |
469,055 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2009-02-10 |
4 |
AS |
$3.05 |
$13,386 |
D/D |
(4,389) |
479,668 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2009-02-27 |
4 |
AS |
$1.23 |
$5,018 |
D/D |
(4,086) |
475,582 |
0 |
- |
|
| AGNC |
AGNC Investment Corp |
EVP and CFO |
• • – |
2014-02-06 |
4 |
B |
$21.71 |
$43,420 |
I/I |
2,000 |
2,000 |
2.66 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-06 |
4 |
B |
$13.88 |
$13,890 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-18 |
4 |
B |
$14.34 |
$28,680 |
I/I |
2,000 |
3,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-19 |
4 |
B |
$14.41 |
$14,410 |
I/I |
1,000 |
4,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-02-24 |
4 |
B |
$14.53 |
$14,530 |
I/I |
1,000 |
5,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-05-07 |
4 |
B |
$13.62 |
$13,620 |
I/I |
1,000 |
6,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-06-04 |
4 |
B |
$13.78 |
$13,780 |
I/I |
1,000 |
750 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-08-15 |
4 |
B |
$13.98 |
$24,465 |
I/I |
1,750 |
8,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-11-05 |
4 |
B |
$13.18 |
$13,184 |
I/I |
1,000 |
9,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2014-12-09 |
4 |
B |
$12.45 |
$12,450 |
I/I |
1,000 |
10,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2015-11-05 |
4 |
B |
$10.61 |
$34,483 |
I/I |
3,250 |
3,000 |
1.99 |
- |
|
| ACSF |
American Capital Senior F... |
EVP, CFO and Asst. Sec. |
• – – |
2016-12-30 |
4 |
S |
$11.81 |
$129,910 |
I/I |
(11,000) |
0 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-12 |
4 |
OE |
$22.88 |
$1,112,762 |
D/D |
48,282 |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-12 |
4 |
S |
$33.42 |
$1,336,800 |
D/D |
(40,000) |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-13 |
4 |
OE |
$22.88 |
$1,778,148 |
D/D |
74,491 |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-13 |
4 |
S |
$33.42 |
$2,489,489 |
D/D |
(74,491) |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-17 |
4 |
OE |
$26.10 |
$2,262,009 |
D/D |
86,667 |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-17 |
4 |
S |
$34.32 |
$2,974,411 |
D/D |
(86,667) |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-19 |
4 |
OE |
$29.87 |
$314,173 |
D/D |
10,518 |
50,000 |
|
- |
|
141 Records found
|
|
Page 5 of 6 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
