| |
| |
|
| Insider
Information: |
Erickson John R |
| Relationship: |
EVP and CFO, Director |
| City: |
Bethesda |
| State: |
MD |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
7,000 |
|
|
Indirect Shares
|
5,000 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$19,460 |
|
|
| Total
Shares |
12,000 |
|
|
| Total
Value |
$19,460 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
American Capital Ltd |
ACAS |
See Remarks |
2017-01-03 |
0 |
2017-01-03 |
0 |
Premium* |
|
|
American Capital Mortgage Invest... |
MTGE |
Director |
2013-06-04 |
6,000 |
2013-02-15 |
0 |
Premium* |
|
|
American Capital Senior Floating... |
ACSF |
EVP, CFO and Asst. Sec. |
2014-02-06 |
1,000 |
2016-12-30 |
3,000 |
Premium* |
|
|
AGNC Investment Corp |
AGNC |
EVP and CFO, Director |
2014-02-06 |
0 |
2014-02-06 |
2,000 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
141 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 6
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2005-08-04 |
4 |
D |
$39.00 |
$1,561,450 |
D/D |
(40,000) |
54,000 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2005-08-04 |
4 |
A |
$29.87 |
$1,194,800 |
D/D |
40,000 |
54,000 |
|
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2005-08-04 |
4/A |
OE |
$29.87 |
$1,194,800 |
D/D |
40,000 |
54,000 |
|
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-20 |
4 |
AS |
$14.25 |
$607,994 |
D/D |
(42,654) |
442,451 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-07 |
4 |
OE |
$3.48 |
$150,305 |
D/D |
43,191 |
402,089 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-09 |
4 |
OE |
$2.77 |
$128,689 |
D/D |
46,458 |
426,952 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-15 |
4 |
OE |
$2.15 |
$103,217 |
D/D |
48,008 |
422,853 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP, CFO and Secretary |
• – – |
2004-02-12 |
4 |
OE |
$22.88 |
$1,112,762 |
D/D |
48,282 |
39,082 |
|
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-21 |
5 |
GD |
$0.00 |
$0 |
D/D |
48,687 |
48,687 |
0 |
- |
|
| ACAS |
American Capital Ltd |
Pres,Structured Finance & CFO |
• – – |
2012-12-21 |
5 |
GA |
$0.00 |
$0 |
I/I |
48,687 |
48,687 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-13 |
4 |
AS |
$14.67 |
$718,155 |
D/D |
(48,944) |
403,723 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-13 |
4 |
OE |
$2.51 |
$122,849 |
D/D |
48,944 |
403,723 |
0 |
- |
|
| ACAS |
American Capital Ltd |
President, Structured Finance |
• – – |
2013-11-25 |
5 |
GA |
$0.00 |
$0 |
I/I |
49,013 |
97,700 |
0 |
- |
|
| ACAS |
American Capital Ltd |
President, Structured Finance |
• – – |
2013-11-25 |
5 |
GD |
$0.00 |
$0 |
D/D |
49,013 |
368,719 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2006-11-07 |
4 |
OE |
$17.72 |
$886,000 |
D/D |
50,000 |
217,485 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2006-11-07 |
4 |
S |
$42.35 |
$2,117,500 |
D/D |
(50,000) |
217,485 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2007-12-05 |
4 |
A |
$0.00 |
$0 |
D/D |
50,036 |
415,645 |
0 |
- |
|
| ACAS |
American Capital Ltd |
EVP and CFO |
• – – |
2008-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
53,410 |
469,055 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2016-04-12 |
4 |
AS |
$15.54 |
$855,368 |
D/D |
(55,043) |
269,495 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-21 |
4 |
OE |
$2.96 |
$168,892 |
D/D |
55,236 |
459,159 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-08 |
4 |
OE |
$2.77 |
$170,867 |
D/D |
61,685 |
380,494 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-06 |
4 |
OE |
$3.48 |
$221,867 |
D/D |
63,755 |
358,898 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-06 |
4 |
AS |
$14.40 |
$918,098 |
D/D |
(63,755) |
358,898 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-22 |
4 |
OE |
$2.71 |
$188,400 |
D/D |
65,592 |
478,101 |
0 |
- |
|
| ACAS |
American Capital Ltd |
CFO and Pres., Structured Fin. |
• – – |
2015-01-15 |
4 |
AS |
$14.14 |
$949,557 |
D/D |
(67,137) |
422,853 |
0 |
- |
|
141 Records found
|
|
Page 5 of 6 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
