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Insider Information:   Lau Johnson Yiu Nam
Relationship:   CEO and Chairman of th...
City:   Charlotte
State:   NC
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   261,397    

Indirect Shares

  47,551      
Direct Value   $0    

Indirect Value

  $0      
Total Shares   308,948      
Total Value   $0      


Chelsea Therapeutics International, Ltd.
 $0 Athenex, Inc.
 $0 Chelsea Therapeutics International, Ltd.
 $0 Athenex, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Chelsea Therapeutics Internation... CHTP Director 2012-06-04 11,000 2008-09-29 0    Premium*  
            Athenex, Inc. ATNX CEO and Chairman of th... 2023-05-05 250,397 2023-05-05 47,551    Premium*  
* Premium Members only  

Records found :    105         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 5
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-03-18 4 B $5.78 $11,560 D/D 2,000 3,107,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-03-19 4 B $6.60 $13,200 D/D 2,000 3,109,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-03-20 4 B $6.85 $6,850 D/D 1,000 3,110,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-03-23 4 B $6.64 $6,640 D/D 1,000 3,111,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-03-27 4 B $7.88 $7,880 D/D 1,000 3,112,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-06-22 4 B $12.81 $25,620 D/D 2,000 3,114,959 3.23 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-08-20 4 OE $4.55 $45,500 D/D 10,000 3,124,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-08-21 4 OE $4.55 $22,750 D/D 5,000 3,129,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-09-10 4 B $11.22 $112,200 D/D 10,000 3,139,959 3.23 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-09-11 4 B $10.99 $21,978 D/D 2,000 3,141,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-09-11 4 B $10.91 $10,910 D/D 1,000 3,142,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-09-14 4 B $11.95 $11,950 D/D 1,000 3,143,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •       •   2020-09-21 4 B $12.42 $12,420 D/D 1,000 3,144,959 3.15 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2020-09-24 4 B $11.95 $11,950 D/D 1,000 3,145,959 2.81 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2020-11-06 4 B $11.70 $58,500 D/D 5,000 3,150,959 2.81 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2020-11-10 4 B $11.95 $11,950 D/D 1,000 3,151,959 2.81 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2020-12-01 4 B $13.31 $13,310 D/D 1,000 3,152,959 2.81 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2020-12-09 4 OE $4.55 $45,500 D/D 10,000 3,162,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-03-17 4 OE $4.55 $91,000 D/D 20,000 3,182,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-03-19 4 OE $4.55 $91,000 D/D 20,000 3,202,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-03-22 4 OE $4.55 $45,500 D/D 10,000 3,212,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-05-05 4 OE $4.55 $113,750 D/D 25,000 3,237,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-05-06 4 B $3.99 $19,950 D/D 5,000 3,242,959 2.81 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-05-07 4 OE $4.55 $22,750 D/D 5,000 3,247,959 0 -
ATNX Athenex, Inc. CEO and Chairman of the Board   •       •      –    2021-08-17 4 A $3.23 $9,690 D/D 3,000 3,250,959 0 -

  105  Records found
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  Page 3 of 5  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed