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Insider Information:   Gorman James P
Relationship:   Executive Chairman, Di...
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   749,638    

Indirect Shares

  351,992      
Direct Value   $40,300,472    

Indirect Value

  $34,192,503      
Total Shares   1,101,630      
Total Value   $74,492,975      


Merrill Lynch & Co Inc
 $0 Morgan Stanley
 $40,300,472 Merrill Lynch & Co Inc
 $0 Morgan Stanley
 $40,300,472
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    9    

     Stock price went up :

    0   
    6    
     Stock price went down :
    0   
    3    
   
     Gain/Loss Ratio :
   0.0   
   2.0   
     Percentage Gain/Loss :
     0.0%
 102.5%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Merrill Lynch & Co Inc MER Former EVP 2005-06-10 334,768 2003-04-21 0    Premium*  
            Morgan Stanley MS Executive Chairman, Di... 2024-04-18 414,870 2024-04-18 351,992    Premium*  
* Premium Members only  

Records found :    152         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
MS Morgan Stanley Chairman of the Board and CEO   •       •      –    2012-01-20 4 D $18.12 $764,555 D/D (42,194) 1,078,640 0 -
MS Morgan Stanley President and CEO   •       •      –    2011-08-04 4 B $20.62 $2,062,070 D/D 100,000 854,393 2.81 -
MS Morgan Stanley Co-President   •       –      –    2009-02-17 4 D $20.85 $1,161,483 D/D (55,720) 638,744 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2016-11-11 4 OE $22.98 $4,596,000 D/D 200,000 1,566,192 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-01-19 4 OE $22.98 $6,545,324 D/D 284,827 1,589,199 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2013-02-01 4 D $23.36 $1,906,469 D/D (81,630) 964,814 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2016-02-25 4 D $23.71 $2,927,663 D/D (123,478) 1,383,156 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2016-01-20 4 D $26.26 $448,179 D/D (17,067) 1,282,928 0 -
MS Morgan Stanley CEO and President   •       •      –    2010-01-21 4 D $29.40 $1,867,023 D/D (63,515) 741,958 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2014-01-28 4 D $29.99 $678,980 D/D (22,644) 1,057,325 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-05-10 4 OE $30.01 $6,373,074 D/D 212,365 1,600,578 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-08-01 4 OE $30.01 $6,373,104 D/D 212,366 1,602,609 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2014-01-27 4 D $30.04 $3,212,453 D/D (106,957) 1,039,404 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2015-01-21 4 D $34.75 $3,287,802 D/D (94,613) 1,075,725 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2015-03-02 4 D $35.79 $2,267,726 D/D (63,362) 1,140,174 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2016-11-11 4 S $37.70 $7,540,460 D/D (200,000) 1,366,192 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2016-11-30 4 S $41.38 $4,138,100 D/D (100,000) 1,229,408 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-01-18 4 D $42.15 $1,784,125 D/D (42,328) 1,304,372 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2019-02-26 4 D $42.19 $5,529,759 D/D (131,068) 1,453,155 0 -
MS Morgan Stanley Co-President   •       –      –    2008-02-19 4 D $42.23 $2,271,087 D/D (53,779) 694,464 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-01-19 4 S $42.30 $12,047,214 D/D (284,827) 1,304,372 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2019-01-18 4 D $42.53 $4,092,662 D/D (96,230) 1,343,309 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-05-10 4 S $42.93 $9,117,530 D/D (212,365) 1,388,213 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2020-02-28 4 D $45.41 $12,427,355 D/D (273,670) 1,296,585 0 -
MS Morgan Stanley Chairman and CEO   •       •      –    2017-08-01 4 S $47.26 $10,037,012 D/D (212,366) 1,390,243 0 -

  152  Records found
  1   2   3   4   5  6   7      
  Page 5 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed