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Insider Information:   Rickertsen Carl J
Relationship:  
City:   Washington
State:   DC
   
Insider Summary:
  
   
Companies Owned :   7    
Direct Shares   34,851    

Indirect Shares

  0      
Direct Value   $252,260    

Indirect Value

  $0      
Total Shares   34,851      
Total Value   $252,260      


Noranda Aluminum Holding Corp
 $0 Apollo Senior Floating Rate Fund Inc.
 $44,460 Apollo Tactical Income Fund Inc.
 $43,920 Berry Plastics Group Inc
 $163,880 Noranda Aluminum Holding Corp
 $0 Apollo Senior Floating Rate Fund Inc.
 $44,460 Apollo Tactical Income Fund Inc.
 $43,920 Berry Plastics Group Inc
 $163,880
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    1   
    13    

     Stock price went up :

    1   
    6    
     Stock price went down :
    0   
    7    
   
     Gain/Loss Ratio :
   1.0   
   1.0   
     Percentage Gain/Loss :
   98.2%
 298.8%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TTM Technologies Inc TTMI 10% Owner 2003-09-23 0 2004-11-30 0    Premium*  
            Microstrategy Inc MSTR 2024-02-12 0 2004-12-07 0    Premium*  
            UAP Holding Corp UAPH Director 2008-05-05 0 2006-05-24 0    Premium*  
            Noranda Aluminum Holding Corp NOR Director 2015-12-31 26,093 2012-06-01 0    Premium*  
            Apollo Senior Floating Rate Fund... AFT Director 2014-05-21 3,000 2014-05-20 0    Premium*  
            Apollo Tactical Income Fund Inc. AIF Director 2014-05-20 3,000 2014-05-20 0    Premium*  
            Berry Plastics Group Inc BERY 2023-11-29 2,758 2017-05-15 0    Premium*  
* Premium Members only  

Records found :    84         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
NOR Noranda Aluminum Holding ... Director   –       •      –    2015-01-01 4 A $0.00 $0 D/D 1,421 78,420 0 -
NOR Noranda Aluminum Holding ... Director   –       •      –    2015-05-12 4 B $2.14 $85,600 D/D 40,000 100,152 2.39 -
NOR Noranda Aluminum Holding ... Director   –       •      –    2015-06-01 4 OE $0.00 $0 D/D 15,116 115,268 0 -
NOR Noranda Aluminum Holding ... Director   –       •      –    2015-06-10 4 A $0.00 $0 D/D 113 115,381 0 -
NOR Noranda Aluminum Holding ... Director   –       •      –    2015-06-30 4 A $0.00 $0 D/D 58,824 174,205 0 -
NOR Noranda Aluminum Holding ... Director   –       •      –    2015-06-30 4 OE $0.00 $0 D/D 2,820 177,025 0 -
TTMI TTM Technologies Inc 10% Owner   –       –       •   2003-12-02 4 S $16.75 $40,937,000 I/I (2,444,000) 959,254 -
TTMI TTM Technologies Inc 10% Owner   –       –       •   2003-09-29 4 S $12.00 $19,345,920 I/I (1,612,160) 3,403,254 -
TTMI TTM Technologies Inc 10% Owner   –       –       •   2003-09-23 4 S $12.00 $127,647,804 I/I (10,637,317) 5,015,414 -

  84  Records found
  1   2   3   4     
  Page 4 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed