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Insider Information:   Himelfarb Richard J
Relationship:   Senior Vice President
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   419,890    

Indirect Shares

  0      
Direct Value   $23,936,981    

Indirect Value

  $0      
Total Shares   419,890      
Total Value   $23,936,981      


Legg Mason Inc
 $16,232,403 Stifel Financial Corp
 $7,704,578 Legg Mason Inc
 $16,232,403 Stifel Financial Corp
 $7,704,578
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Legg Mason Inc LM Executive Vice President 2005-08-16 324,713 1988-08-08 0    Premium*  
            Stifel Financial Corp SF Senior Vice President 2020-03-03 95,177 2006-01-17 0    Premium*  
* Premium Members only  

Records found :    64         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
SF Stifel Financial Corp Director   •       •      –    2016-01-22 4 D $35.86 $71,146 D/D (1,984) 196,721 0 -
SF Stifel Financial Corp Director   •       •      –    2016-11-22 4 S $50.20 $1,004,000 D/D (20,000) 177,497 0 -
SF Stifel Financial Corp Director   •       •      –    2016-12-12 4 D $51.02 $450,808 D/D (8,836) 169,166 0 -
SF Stifel Financial Corp Director   •       •      –    2016-12-30 4 OE $0.00 $0 D/D 7,276 176,442 0 -
SF Stifel Financial Corp Director   •       •      –    2016-12-30 4 D $49.95 $363,436 D/D (7,276) 169,166 0 -
SF Stifel Financial Corp Director   •       •      –    2017-02-09 4 S $53.38 $1,868,300 D/D (35,000) 134,166 0 -
SF Stifel Financial Corp Director   •       –      –    2017-11-10 4 S $52.41 $1,572,300 D/D (30,000) 104,166 0 -
SF Stifel Financial Corp Director   •       –      –    2017-12-27 4 OE $0.00 $0 D/D 8,994 113,160 0 -
SF Stifel Financial Corp Director   •       –      –    2017-12-27 4 D $60.13 $292,593 D/D (4,866) 108,294 0 -
LM Legg Mason Inc Executive Vice President   •       •      –    2004-11-15 4 GD $0.00 $0 D/D 1,400 320,756 -
LM Legg Mason Inc Executive Vice President   •       –      –    2005-08-02 4 GD $0.00 $0 D/D 1,100 319,865 -
LM Legg Mason Inc Executive Vice President   •       –      –    2005-08-02 4 S $106.28 $2,593,232 D/D (24,400) 295,465 -
LM Legg Mason Inc Executive Vice President   •       –      –    2005-08-04 4 D $105.35 $299,931 D/D (2,847) 304,331 -
LM Legg Mason Inc Executive Vice President   •       –      –    2005-08-04 4 OE $20.49 $299,951 D/D 11,713 307,178 -
LM Legg Mason Inc Executive Vice President   •       –      –    2005-08-16 4 D $108.13 $514,699 D/D (4,760) 324,714 -
LM Legg Mason Inc Executive Vice President   •       –      –    2005-08-16 4 OE $20.49 $514,729 D/D 25,121 329,474 -
LM Legg Mason Inc officerTitle   •       •      –    1988-08-08 4 A $0.00 $0 D/D 37 240,299 -
LM Legg Mason Inc officerTitle   •       –      –    1988-08-08 4 A $0.00 $0 D/D 34 240,333 -
LM Legg Mason Inc officerTitle   •       –      –    2003-08-13 4 A $70.06 $2,385 D/D 34 240,367 -
LM Legg Mason Inc officerTitle   •       –      –    2003-08-13 4 GD $0.00 $0 D/D 950 239,417 -
SF Stifel Financial Corp officerTitle   •       •      –    2006-01-17 4 B $25.00 $2,000,000 D/D 80,000 80,000 2.81 -
SF Stifel Financial Corp officerTitle   •       •      –    2006-01-17 4 D $38.33 $383,272 D/D (10,000) 70,000 -
SF Stifel Financial Corp Senior Vice President   •       –      –    2017-12-29 4 D $59.56 $138,179 D/D (2,320) 112,163 0 -
SF Stifel Financial Corp Senior Vice President   •       –      –    2017-12-29 4 OE $0.00 $0 D/D 6,189 114,483 0 -
SF Stifel Financial Corp Senior Vice President   •       –      –    2019-01-02 4 D $41.42 $42,000 D/D (1,014) 113,774 0 -

  64  Records found
  1   2  3      
  Page 2 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed