| |
| |
|
| Insider
Information: |
Sullivan Joseph A |
| Relationship: |
Director, Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
167,986 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$13,598,467 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,986 |
|
|
| Total
Value |
$13,598,467 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
4
|
|
Stock
price went up :
|
0
|
2
|
| Stock
price went down : |
0
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
 2.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Legg Mason Inc |
LM |
Chairman, President & ... |
2020-07-31 |
0 |
2020-07-31 |
0 |
Premium* |
|
|
Stifel Financial Corp |
SF |
Director, Director |
2008-10-15 |
167,986 |
2006-01-17 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
92 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-05-19 |
4 |
GD |
$0.00 |
$0 |
D/D |
700 |
231,774 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-05-19 |
4/A |
GD |
$0.00 |
$0 |
D/D |
2,800 |
229,674 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-05-19 |
4/A |
GD |
$0.00 |
$0 |
D/D |
2,800 |
299,674 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-12-22 |
4 |
GD |
$0.00 |
$0 |
D/D |
825 |
228,849 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-12-23 |
4 |
GD |
$0.00 |
$0 |
D/D |
410 |
228,439 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-12-27 |
4 |
GD |
$0.00 |
$0 |
D/D |
685 |
227,754 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-12-29 |
4 |
GD |
$0.00 |
$0 |
D/D |
815 |
226,939 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-02-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,040 |
223,604 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-02-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
295 |
226,644 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-12-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
635 |
247,682 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-12-22 |
4 |
GD |
$0.00 |
$0 |
D/D |
14,015 |
233,667 |
0 |
- |
|
| LM |
Legg Mason Inc |
President and CEO |
• – – |
2013-12-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
24,900 |
374,570 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2014-12-23 |
5 |
GD |
$0.00 |
$0 |
D/D |
97,055 |
246,695 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2014-12-26 |
5 |
GD |
$0.00 |
$0 |
D/D |
10,984 |
235,711 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2015-02-05 |
5 |
GD |
$0.00 |
$0 |
D/D |
356 |
235,355 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2017-02-27 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,000 |
354,475 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice PresidentOf |
• – – |
2008-09-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
82,446 |
|
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice PresidentOf |
• – – |
2008-09-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
82,400 |
|
- |
|
| LM |
Legg Mason Inc |
officerTitle |
• – – |
2003-08-19 |
4 |
OE |
$21.78 |
$199,967 |
D/D |
7,843 |
74,439 |
|
- |
|
| LM |
Legg Mason Inc |
officerTitle |
• – – |
2003-09-05 |
4 |
OE |
$21.78 |
$1,537,718 |
D/D |
37,410 |
109,029 |
|
- |
|
| LM |
Legg Mason Inc |
Executive Vice President |
• – – |
2005-09-26 |
4 |
OE |
$20.49 |
$1,352,914 |
D/D |
45,359 |
81,859 |
|
- |
|
| SF |
Stifel Financial Corp |
Director |
• • – |
2006-12-21 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
90,000 |
0 |
- |
|
| SF |
Stifel Financial Corp |
Director |
• • – |
2007-12-21 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
110,000 |
0 |
- |
|
| SF |
Stifel Financial Corp |
Director |
• • – |
2008-10-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,404 |
168,476 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2016-02-01 |
4 |
OE |
$14.81 |
$1,048,874 |
D/D |
70,822 |
360,811 |
0 |
- |
|
92 Records found
|
|
Page 3 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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