| |
| |
|
| Insider
Information: |
Sullivan Joseph A |
| Relationship: |
Director, Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
167,986 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$13,598,467 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,986 |
|
|
| Total
Value |
$13,598,467 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
4
|
|
Stock
price went up :
|
0
|
2
|
| Stock
price went down : |
0
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
 2.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Legg Mason Inc |
LM |
Chairman, President & ... |
2020-07-31 |
0 |
2020-07-31 |
0 |
Premium* |
|
|
Stifel Financial Corp |
SF |
Director, Director |
2008-10-15 |
167,986 |
2006-01-17 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
92 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| SF |
Stifel Financial Corp |
Director |
• • – |
2007-12-21 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
110,000 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2020-06-09 |
4 |
OE |
$31.46 |
$648,170 |
D/D |
20,603 |
609,594 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
21,436 |
486,926 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• – – |
2020-03-31 |
4 |
S |
$48.74 |
$1,114,733 |
D/D |
(22,871) |
551,872 |
0 |
% |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
24,713 |
248,317 |
0 |
- |
|
| LM |
Legg Mason Inc |
President and CEO |
• – – |
2013-12-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
24,900 |
374,570 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2016-01-26 |
4 |
B |
$29.81 |
$745,250 |
D/D |
25,000 |
289,989 |
2.81 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
AS |
$36.18 |
$957,685 |
D/D |
(26,470) |
539,555 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2020-04-13 |
4 |
D |
$49.13 |
$1,306,318 |
D/D |
(26,589) |
580,758 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$931,938 |
D/D |
27,418 |
566,025 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2017-02-16 |
4 |
S |
$36.06 |
$1,072,569 |
D/D |
(29,744) |
357,412 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-02-04 |
4 |
B |
$25.12 |
$753,600 |
D/D |
30,000 |
204,836 |
2.74 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
AS |
$38.69 |
$1,216,060 |
D/D |
(31,336) |
465,222 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2012-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
32,462 |
257,564 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
OE |
$33.25 |
$1,151,315 |
D/D |
34,626 |
496,558 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• – – |
2020-03-31 |
4 |
OE |
$23.72 |
$826,571 |
D/D |
34,847 |
574,743 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2017-02-16 |
4 |
OE |
$27.45 |
$960,750 |
D/D |
35,000 |
387,156 |
0 |
- |
|
| LM |
Legg Mason Inc |
Executive Vice President |
• – – |
2005-09-26 |
4 |
S |
$107.42 |
$3,824,152 |
D/D |
(35,600) |
72,100 |
|
- |
|
| LM |
Legg Mason Inc |
President and CEO |
• – – |
2013-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
35,836 |
399,329 |
0 |
- |
|
| LM |
Legg Mason Inc |
officerTitle |
• – – |
2003-09-05 |
4 |
OE |
$21.78 |
$1,537,718 |
D/D |
37,410 |
109,029 |
|
- |
|
| LM |
Legg Mason Inc |
President & CEO |
• – – |
2014-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
37,783 |
343,419 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
38,525 |
264,948 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2017-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
44,102 |
394,601 |
0 |
- |
|
| LM |
Legg Mason Inc |
Executive Vice President |
• – – |
2005-09-26 |
4 |
OE |
$20.49 |
$1,352,914 |
D/D |
45,359 |
81,859 |
|
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2009-05-18 |
4 |
A |
$0.00 |
$0 |
D/D |
49,176 |
182,263 |
0 |
- |
|
92 Records found
|
|
Page 3 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
