| |
| |
|
| Insider
Information: |
Sullivan Joseph A |
| Relationship: |
Director, Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
167,986 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$13,598,467 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,986 |
|
|
| Total
Value |
$13,598,467 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
4
|
|
Stock
price went up :
|
0
|
2
|
| Stock
price went down : |
0
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
 2.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Legg Mason Inc |
LM |
Chairman, President & ... |
2020-07-31 |
0 |
2020-07-31 |
0 |
Premium* |
|
|
Stifel Financial Corp |
SF |
Director, Director |
2008-10-15 |
167,986 |
2006-01-17 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
92 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-12-29 |
4 |
GD |
$0.00 |
$0 |
D/D |
815 |
226,939 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-02-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,040 |
223,604 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-02-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
295 |
226,644 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
24,713 |
248,317 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-12-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
635 |
247,682 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-12-22 |
4 |
GD |
$0.00 |
$0 |
D/D |
14,015 |
233,667 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2012-04-30 |
4 |
D |
$26.14 |
$223,889 |
D/D |
(8,565) |
225,102 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2012-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
32,462 |
257,564 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2012-09-10 |
4 |
A |
$0.00 |
$0 |
D/D |
116,234 |
373,798 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
76,609 |
461,932 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
AS |
$38.69 |
$1,216,060 |
D/D |
(31,336) |
465,222 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
OE |
$33.25 |
$1,151,315 |
D/D |
34,626 |
496,558 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
71,669 |
538,607 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
OE |
$33.99 |
$931,938 |
D/D |
27,418 |
566,025 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
AS |
$36.18 |
$957,685 |
D/D |
(26,470) |
539,555 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice PresidentOf |
• – – |
2008-09-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
82,400 |
|
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice PresidentOf |
• – – |
2008-09-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
82,446 |
|
- |
|
92 Records found
|
|
Page 4 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
