| |
| |
|
| Insider
Information: |
Listwin Donald J |
| Relationship: |
Director |
| City: |
Redwood City |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
1,204,542 |
|
|
Indirect Shares
|
3,650,631 |
|
|
| Direct
Value |
$18,037,112 |
|
|
|
Indirect Value
|
$10,096,433 |
|
|
| Total
Shares |
4,855,173 |
|
|
| Total
Value |
$28,133,545 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
9
|
6
|
|
Stock
price went up :
|
8
|
2
|
| Stock
price went down : |
1
|
4
|
| |
|
|
|
Gain/Loss Ratio : |
8.0
|
8.0
|
| Percentage
Gain/Loss : |
 102.9%
|
 -61.6%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Great Elm Capital Group Inc |
GEG |
Director |
2005-05-04 |
707,009 |
2005-05-04 |
4,631 |
Premium* |
|
|
Calix, Inc |
CALX |
Director |
2023-08-04 |
497,533 |
2023-08-04 |
310,000 |
Premium* |
|
|
Isilon Systems, Inc. |
ISLN |
Director |
2010-12-21 |
0 |
2010-08-06 |
0 |
Premium* |
|
|
Violin Memory Inc |
VMEM |
Director |
|
0 |
2016-05-31 |
3,336,000 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
97 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| CALX |
Calix, Inc |
Director |
– • – |
2020-08-03 |
4 |
B |
$21.00 |
$314,996 |
D/D |
15,000 |
792,477 |
2.39 |
% |
|
| CALX |
Calix, Inc |
Director |
– • – |
2020-11-10 |
4 |
B |
$22.53 |
$450,560 |
D/D |
20,000 |
797,477 |
2.39 |
% |
|
| CALX |
Calix, Inc |
Director |
– • – |
2021-11-04 |
4 |
B |
$74.36 |
$1,710 |
D/D |
23 |
800,000 |
2.31 |
% |
|
| CALX |
Calix, Inc |
Director |
– • – |
2020-12-24 |
4 |
OE |
$21.67 |
$162,525 |
D/D |
7,500 |
804,977 |
0 |
- |
|
| GEG |
Great Elm Capital Group I... |
Director |
– • – |
2004-12-01 |
4 |
S |
$0.00 |
$0 |
D/D |
(1,500,000) |
807,009 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2003-10-20 |
4 |
A |
$0.00 |
$0 |
D/D |
20,833 |
1,870,206 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-01-21 |
4 |
OE |
$3.57 |
$394,185 |
D/D |
110,416 |
1,980,622 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
20,833 |
2,001,455 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-02-20 |
4 |
OE |
$3.57 |
$283,375 |
D/D |
47,914 |
2,049,369 |
|
- |
|
| VMEM |
Violin Memory Inc |
Director |
– • – |
2016-03-15 |
4 |
B |
$0.49 |
$58,440 |
I/I |
120,000 |
2,070,000 |
2.1 |
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-03-11 |
4 |
OE |
$3.57 |
$131,401 |
D/D |
36,807 |
2,086,176 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-04-12 |
4 |
OE |
$3.57 |
$131,394 |
D/D |
36,805 |
2,122,981 |
|
- |
|
| VMEM |
Violin Memory Inc |
Director |
– • – |
2016-03-16 |
4 |
B |
$0.49 |
$39,280 |
I/I |
80,000 |
2,150,000 |
2.1 |
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-05-12 |
4 |
OE |
$3.57 |
$131,394 |
D/D |
36,805 |
2,159,786 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-06-14 |
4 |
OE |
$3.57 |
$131,397 |
D/D |
36,806 |
2,196,592 |
|
- |
|
| VMEM |
Violin Memory Inc |
Director |
– • – |
2016-03-17 |
4 |
B |
$0.50 |
$43,344 |
I/I |
86,000 |
2,236,000 |
2.1 |
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-08-12 |
4 |
OE |
$3.57 |
$262,788 |
D/D |
73,610 |
2,270,202 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2004-09-15 |
4 |
OE |
$3.57 |
$131,401 |
D/D |
36,807 |
2,307,009 |
|
- |
|
| VMEM |
Violin Memory Inc |
Director |
– • – |
2016-03-31 |
4 |
B |
$0.52 |
$52,000 |
I/I |
100,000 |
2,336,000 |
2.1 |
- |
|
| VMEM |
Violin Memory Inc |
Director |
– • – |
2015-12-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,450,000 |
|
- |
|
| VMEM |
Violin Memory Inc |
Director |
– • – |
2016-05-31 |
4 |
B |
$0.49 |
$245,000 |
I/I |
500,000 |
2,836,000 |
2.1 |
- |
|
| GEG |
Great Elm Capital Group I... |
President and CEO |
• • – |
2003-10-17 |
4 |
OE |
$1.19 |
$4,861,652 |
D/D |
4,085,422 |
5,548,121 |
|
- |
|
97 Records found
|
|
Page 4 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
