| |
| |
|
| Insider
Information: |
Rosen Elliot |
| Relationship: |
Senior Vice President |
| City: |
Scottsdale |
| State: |
AZ |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
20,500 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$145,345 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
20,500 |
|
|
| Total
Value |
$145,345 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Saba Capital Income & Opportunit... |
BRW |
Senior Vice President |
2012-09-19 |
20,500 |
2003-08-20 |
0 |
Premium* |
|
|
ING Senior Income Fund |
XSIQX |
Senior Vice President |
2011-03-15 |
0 |
2011-03-15 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
30 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 2
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2011-07-01 |
4 |
S |
$6.20 |
$31,000 |
D/D |
(5,000) |
27,286 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2012-09-19 |
4 |
D |
$6.16 |
$41,796 |
D/D |
(6,785) |
20,501 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2010-04-15 |
5 |
B |
$12.90 |
$45,000 |
D/D |
3,488 |
7,166 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2010-05-27 |
5 |
B |
$12.51 |
$60,835 |
D/D |
4,863 |
7,166 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2010-09-01 |
5 |
S |
$12.52 |
$14,840 |
D/D |
(1,185) |
7,166 |
0 |
- |
|
30 Records found
|
|
Page 2 of 2 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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