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Insider Information:   Toth Terence J
Relationship:   Chairman of the Board
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   13    
Direct Shares   53,837    

Indirect Shares

  37,027      
Direct Value   $3,135,886    

Indirect Value

  $3,028,391      
Total Shares   90,864      
Total Value   $6,164,277      


Northern Trust Corp
 $3,089,701 Nuveen Dividend Advantage Municipal Fund
 $46,185 Nuveen Premium Income Municipal Fund 4 Inc
 $0 Nuveen Premium Income Municipal Fund Inc
 $0 Nuveen Diversified Commodity Fund
 $0 Nuveen Municipal Credit Opportunities Fund
 $0 Northern Trust Corp
 $3,089,701 Nuveen Dividend Advantage Municipal Fund
 $46,185 Nuveen Premium Income Municipal Fund 4 Inc
 $0 Nuveen Premium Income Municipal Fund Inc
 $0 Nuveen Diversified Commodity Fund
 $0 Nuveen Municipal Credit Opportunities Fund
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    3   
    4    

     Stock price went up :

    1   
    3    
     Stock price went down :
    2   
    1    
   
     Gain/Loss Ratio :
   0.0   
   3.0   
     Percentage Gain/Loss :
   -1.9%
 37.5%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Northern Trust Corp NTRS EVP & President/NTGI 2007-04-23 36,826 2007-04-23 35,952    Premium*  
            Nuveen Senior Income Fund NSL Director 2011-08-22 0 2009-06-01 0    Premium*  
            Nuveen Floating Rate Income Oppo... JRO Director 2011-08-22 0 2009-06-04 0    Premium*  
            Nuveen Dividend Advantage Munici... NAD Trustee 2023-09-21 4,131 2023-09-21 1,075    Premium*  
            Nuveen Premium Income Municipal ... NPT Director 2010-11-15 2,205 2009-09-04 0    Premium*  
            Nuveen Premium Income Municipal ... NPI Director 2010-11-15 1,950 2010-04-26 0    Premium*  
            Nuveen Diversified Commodity Fund CFD Trustee 2010-10-18 800 2010-10-18 0    Premium*  
            Nuveen Energy Mlp Total Return F... JMF Trustee 2015-12-07 0 2014-04-02 0    Premium*  
            Nuveen Insured Tax Free Advantag... NEA Trustee 2022-11-28 0 2017-04-24 0    Premium*  
            Nuveen Municipal High Income Opp... NMZ Trustee 2023-10-25 0 2017-08-08 0    Premium*  
            Nuveen Insured Dividend Advantag... NVG Trustee 2023-09-21 0 2017-09-06 0    Premium*  
            Nuveen Dividend Advantage Munici... NZF Trustee 2023-11-17 0 2017-09-06 0    Premium*  
            Nuveen Municipal Credit Opportun... NMCO Chairman of the Board 2023-11-17 7,925 2023-10-25 0    Premium*  
* Premium Members only  

Records found :    85         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
NSL Nuveen Senior Income Fund Director   –       •      –    2009-09-04 4 B $5.26 $9,994 D/D 1,900 14,608 2.39 -
NPT Nuveen Premium Income Mun... Director   –       •      –    2010-04-23 4 B $12.70 $24,765 D/D 1,950 2,805 2.39 -
NAD Nuveen Dividend Advantage... Trustee   –       –      –    2009-08-05 4 B $12.74 $24,919 D/D 1,956 3,921 2.44 -
NAD Nuveen Dividend Advantage... Trustee   –       –      –    2009-08-04 4 B $12.73 $25,014 D/D 1,965 1,965 2.44 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2006-10-20 4 D $57.19 $119,288 I/I (2,086) 36,721 0 -
NZF Nuveen Dividend Advantage... Trustee   •       •      –    2022-11-28 4 B $12.05 $25,897 D/D 2,150 3,450 2.44 %
NPI Nuveen Premium Income Mun... Director   –       •      –    2010-06-03 4 B $13.69 $30,118 D/D 2,200 4,300 2.39 -
NMZ Nuveen Municipal High Inc... Trustee   •       •      –    2022-11-28 4 B $10.97 $25,999 D/D 2,370 4,208 2.74 %
JMF Nuveen Energy Mlp Total R... Trustee   •       •      –    2014-04-02 4 B $19.41 $50,084 D/D 2,580 2,580 2.44 -
JMF Nuveen Energy Mlp Total R... Trustee   •       •      –    2015-12-07 4 S $9.74 $25,139 D/D (2,580) 0 0 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-06-09 4 B $7.50 $19,838 D/D 2,645 5,370 2.39 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-06-04 4 B $7.29 $19,865 D/D 2,725 2,725 2.39 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2004-10-22 4 OE $16.75 $50,250 I/I 3,000 18,158 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-02-14 4 D $44.87 $137,107 I/I (3,056) 19,338 -
NZF Nuveen Dividend Advantage... Trustee   •       •      –    2023-11-17 4 S $11.20 $38,623 D/D (3,450) 0 0 %
NMCO Nuveen Municipal Credit O... Chairman of the Board   •       •      –    2023-11-17 4 B $9.83 $38,583 D/D 3,925 7,925 2.44 -
NMCO Nuveen Municipal Credit O... Chairman of the Board   •       •      –    2023-10-25 4 B $8.77 $35,080 D/D 4,000 4,000 2.44 -
NTRS Northern Trust Corp officerTitle   •       –      –    2006-01-20 4 D $49.47 $200,700 I/I (4,057) 30,778 -
NMZ Nuveen Municipal High Inc... Trustee   •       •      –    2023-10-25 4 S $8.50 $35,770 D/D (4,208) 0 0 %
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2004-10-27 4 S $40.50 $171,437 I/I (4,233) 16,870 -
NAD Nuveen Dividend Advantage... Trustee   •       •      –    2018-09-21 4 S $12.75 $56,673 D/D (4,444) 2,821 0 -
NEA Nuveen Insured Tax Free A... Trustee   •       •      –    2022-11-28 4 S $11.37 $51,951 D/D (4,566) 0 0 %
NTRS Northern Trust Corp officerTitle   •       –      –    2006-01-24 4 S $49.70 $251,096 I/I (5,050) 25,186 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-02-14 4 OE $16.75 $137,151 I/I 5,750 21,566 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2006-10-24 4 S $57.00 $341,300 I/I (5,978) 30,436 0 -

  85  Records found
  1   2   3  4      
  Page 3 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed