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Insider Information:   Toth Terence J
Relationship:   Chairman of the Board
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   13    
Direct Shares   53,837    

Indirect Shares

  37,027      
Direct Value   $3,135,886    

Indirect Value

  $3,028,391      
Total Shares   90,864      
Total Value   $6,164,277      


Northern Trust Corp
 $3,089,701 Nuveen Dividend Advantage Municipal Fund
 $46,185 Nuveen Premium Income Municipal Fund 4 Inc
 $0 Nuveen Premium Income Municipal Fund Inc
 $0 Nuveen Diversified Commodity Fund
 $0 Nuveen Municipal Credit Opportunities Fund
 $0 Northern Trust Corp
 $3,089,701 Nuveen Dividend Advantage Municipal Fund
 $46,185 Nuveen Premium Income Municipal Fund 4 Inc
 $0 Nuveen Premium Income Municipal Fund Inc
 $0 Nuveen Diversified Commodity Fund
 $0 Nuveen Municipal Credit Opportunities Fund
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    3   
    4    

     Stock price went up :

    1   
    3    
     Stock price went down :
    2   
    1    
   
     Gain/Loss Ratio :
   0.0   
   3.0   
     Percentage Gain/Loss :
   -1.9%
 37.5%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Northern Trust Corp NTRS EVP & President/NTGI 2007-04-23 36,826 2007-04-23 35,952    Premium*  
            Nuveen Senior Income Fund NSL Director 2011-08-22 0 2009-06-01 0    Premium*  
            Nuveen Floating Rate Income Oppo... JRO Director 2011-08-22 0 2009-06-04 0    Premium*  
            Nuveen Dividend Advantage Munici... NAD Trustee 2023-09-21 4,131 2023-09-21 1,075    Premium*  
            Nuveen Premium Income Municipal ... NPT Director 2010-11-15 2,205 2009-09-04 0    Premium*  
            Nuveen Premium Income Municipal ... NPI Director 2010-11-15 1,950 2010-04-26 0    Premium*  
            Nuveen Diversified Commodity Fund CFD Trustee 2010-10-18 800 2010-10-18 0    Premium*  
            Nuveen Energy Mlp Total Return F... JMF Trustee 2015-12-07 0 2014-04-02 0    Premium*  
            Nuveen Insured Tax Free Advantag... NEA Trustee 2022-11-28 0 2017-04-24 0    Premium*  
            Nuveen Municipal High Income Opp... NMZ Trustee 2023-10-25 0 2017-08-08 0    Premium*  
            Nuveen Insured Dividend Advantag... NVG Trustee 2023-09-21 0 2017-09-06 0    Premium*  
            Nuveen Dividend Advantage Munici... NZF Trustee 2023-11-17 0 2017-09-06 0    Premium*  
            Nuveen Municipal Credit Opportun... NMCO Chairman of the Board 2023-11-17 7,925 2023-10-25 0    Premium*  
* Premium Members only  

Records found :    85         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
NZF Nuveen Dividend Advantage... Trustee   •       •      –    2017-09-06 4 B $15.38 $19,989 D/D 1,300 1,300 2.44 -
NVG Nuveen Insured Dividend A... Trustee   •       •      –    2017-09-06 4 B $15.66 $19,992 D/D 1,277 1,277 2.44 -
NAD Nuveen Dividend Advantage... Trustee   •       •      –    2018-09-21 4 S $12.75 $56,673 D/D (4,444) 2,821 0 -
NMZ Nuveen Municipal High Inc... Trustee   •       •      –    2022-11-28 4 B $10.97 $25,999 D/D 2,370 4,208 2.74 %
NEA Nuveen Insured Tax Free A... Trustee   •       •      –    2022-11-28 4 S $11.37 $51,951 D/D (4,566) 0 0 %
NZF Nuveen Dividend Advantage... Trustee   •       •      –    2022-11-28 4 B $12.05 $25,897 D/D 2,150 3,450 2.44 %
NVG Nuveen Insured Dividend A... Trustee   •       •      –    2023-09-21 4 S $10.75 $13,728 D/D (1,277) 0 0 %
NAD Nuveen Dividend Advantage... Trustee   •       •      –    2023-09-21 4 B $10.44 $13,676 D/D 1,310 4,131 2.44 %
NMZ Nuveen Municipal High Inc... Trustee   •       •      –    2023-10-25 4 S $8.50 $35,770 D/D (4,208) 0 0 %
NZF Nuveen Dividend Advantage... Trustee   •       •      –    2023-11-17 4 S $11.20 $38,623 D/D (3,450) 0 0 %

  85  Records found
  1   2   3   4     
  Page 4 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed