| |
| |
|
| Insider
Information: |
Broadwood Capital Inc |
| Relationship: |
See Remarks Section |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
3,804,156 |
|
|
Indirect Shares
|
41,920,156 |
|
|
| Direct
Value |
$4,656,588 |
|
|
|
Indirect Value
|
$457,002,563 |
|
|
| Total
Shares |
45,724,312 |
|
|
| Total
Value |
$461,659,151 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
6
|
|
Stock
price went up :
|
6
|
0
|
| Stock
price went down : |
0
|
6
|
| |
|
|
|
Gain/Loss Ratio : |
6.0
|
-6.0
|
| Percentage
Gain/Loss : |
 26.1%
|
 -344.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Lineage Cell Therapeutics Ord Shs |
LCTX |
10% Owner |
2017-08-22 |
62,908 |
2017-08-22 |
27,279,254 |
Premium* |
|
|
Comarco Inc |
CMRO |
10% Owner |
2007-07-02 |
15,500 |
2007-07-02 |
873,037 |
Premium* |
|
|
STAAR Surgical Co |
STAA |
10% Owner |
2023-11-09 |
25,900 |
2023-11-09 |
10,068,017 |
Premium* |
|
|
Asterias Biotherapeutics Inc |
AST |
See Remarks Section |
2016-05-13 |
3,699,848 |
2016-05-13 |
3,699,848 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
78 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| LCTX |
Lineage Cell Therapeutics... |
10% Owner |
– – • |
2017-08-22 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
27,279,254 |
1.42 |
- |
|
| LCTX |
Lineage Cell Therapeutics... |
10% Owner |
– – • |
2017-08-22 |
4 |
B |
$2.60 |
$25,955 |
D/D |
10,000 |
27,279,254 |
2.37 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2023-11-07 |
4 |
B |
$34.03 |
$331,127 |
D/D |
9,731 |
9,788,608 |
2.45 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2023-11-07 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
9,788,608 |
1.42 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2023-11-08 |
4 |
B |
$33.71 |
$4,699,073 |
D/D |
139,409 |
9,928,017 |
2.45 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2023-11-08 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
9,928,017 |
1.42 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2023-11-09 |
4 |
B |
$33.00 |
$4,632,581 |
D/D |
140,000 |
10,068,017 |
2.45 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2023-11-09 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
10,068,017 |
1.42 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2013-12-12 |
4 |
D |
$0.00 |
$0 |
I/I |
(0) |
6,887,095 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2013-12-12 |
4 |
D |
$13.05 |
$2,799,799 |
D/D |
(214,544) |
6,887,095 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2020-07-01 |
4 |
D |
$0.00 |
$0 |
D/D |
(4,062) |
10,795,348 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2020-07-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(0) |
10,795,348 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2021-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(0) |
8,592,007 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2021-10-01 |
4 |
D |
$0.00 |
$0 |
D/D |
(71,577) |
8,592,007 |
0 |
- |
|
| LCTX |
Lineage Cell Therapeutics... |
officerTitle |
– – • |
2005-12-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,868,170 |
|
- |
|
| LCTX |
Lineage Cell Therapeutics... |
officerTitle |
– – • |
2005-12-29 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,868,170 |
|
- |
|
| LCTX |
Lineage Cell Therapeutics... |
10% Owner |
– – • |
2010-05-07 |
4 |
OE |
$0.00 |
$0 |
I/I |
0 |
6,869,249 |
0 |
- |
|
| LCTX |
Lineage Cell Therapeutics... |
10% Owner |
– – • |
2010-05-07 |
4 |
OE |
$1.82 |
$4,004,000 |
D/D |
2,200,000 |
6,869,249 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2013-12-12 |
4 |
OE |
$0.00 |
$0 |
I/I |
0 |
7,101,639 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2013-12-12 |
4 |
OE |
$4.00 |
$2,800,000 |
D/D |
700,000 |
7,101,639 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2015-05-27 |
4 |
OE |
$4.00 |
$2,800,000 |
D/D |
700,000 |
8,117,582 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2015-05-27 |
4 |
OE |
$0.00 |
$0 |
I/I |
0 |
8,117,582 |
0 |
- |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2021-06-24 |
4 |
S |
$157.83 |
$10,686,354 |
D/D |
(67,708) |
8,824,974 |
0 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2021-06-24 |
4 |
S |
$0.00 |
$0 |
I/I |
(0) |
8,824,974 |
0 |
% |
|
| STAA |
STAAR Surgical Co |
10% Owner |
– – • |
2021-06-25 |
4 |
S |
$0.00 |
$0 |
I/I |
(0) |
8,794,239 |
0 |
% |
|
78 Records found
|
|
Page 3 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
